May 23, 2023

Peter Cassell of MML Investors Services, LLC

DID PETER EVERETT CASSELL CAUSE YOU INVESTMENT LOSSES? Peter Cassell Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Cassell Customer Complaint Peter Cassell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the variable life insurance policy purchase could lapse due to insufficient funding. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Peter Cassell Red Flags & Your Rights As An Investor Of course, Peter Cassell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Cassell at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Cassell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Peter Cassell If you have questions about MML Investors Services, LLC and/or Peter Cassell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Koziol of MML Investors Services, LLC

DID MICHAEL JOHN KOZIOL CAUSE YOU INVESTMENT LOSSES? Michael Koziol Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Koziol Customer Complaint Michael Koziol has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose illiquidity of an investment in connection with a switch from a variable annuity to a fixed annuity. Michael Koziol Red Flags & Your Rights As An Investor Of course, Michael Koziol did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Koziol at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Koziol has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Michael Koziol If you have questions about MML Investors Services, LLC and/or Michael Koziol and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2023

Matthew Bailey of MML Investors Services, LLC

DID MATTHEW R BAILEY CAUSE YOU INVESTMENT LOSSES? Matthew Bailey Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Matthew Bailey Customer Complaints Matthew Bailey has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLIFE in favor of the investors. Allegations Against Matthew Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Bailey Red Flags & Your Rights As An Investor Of course, Matthew Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Bailey at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Matthew Bailey If you have questions about MML Investors Services, LLC and/or Matthew Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Pearcy of MML Investors Services, LLC

DID MARK WILLIAM PEARCY CAUSE YOU INVESTMENT LOSSES? Mark Pearcy Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Mark Pearcy Customer Complaints Mark Pearcy has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled favorably for the investors by the Metropolitan Life Insurance Company. MetLife denied the other 2 customer complaints and no further action was taken. Allegations Against Mark Pearcy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Pearcy Red Flags & Your Rights As An Investor Of course, Mark Pearcy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pearcy at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Pearcy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Pearcy If you have questions about Investors MML Investors Services, LLC and/or Mark Pearcy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2023

Joshua Plank of MML Investors Services, LLC

DID JOSHUA RYAN PLANK CAUSE YOU INVESTMENT LOSSES? Joshua Plank Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Plank Customer Complaints Joshua Plank has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by MML Investors Services in favor of the investor. The same brokerage firm denied the other customer complaint, and to date, the customer is not taking any further action. Allegations Against Joshua Plank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Plank Red Flags & Your Rights As An Investor Of course, Joshua Plank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Plank at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Plank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Joshua Plank If you have questions about MML Investors Services, LLC and/or Joshua Plank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2023

Jerry Wade of MML Investors Services, LLC

DID JERRY ALLEN WADE CAUSE YOU INVESTMENT LOSSES? Jerry Wade Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerry Wade Customer Complaint Jerry Wade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement a customer’s account and REIT investments. MML Investors Services denied the customer complaint and, to date, no further action has been taken by the customer. Jerry Wade Red Flags & Your Rights As An Investor Of course, Jerry Wade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Wade at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerry Wade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jerry Wade If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or Jerry Wade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Floyd Powell formerly with MML Investors Services, LLC

DID FLOYD EARL POWELL CAUSE YOU INVESTMENT LOSSES? Floyd Powell, Formerly With MML Investors Services, LLC and MSI Financial Services, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Who is Floyd Powell formerly with MML Investors Services, LLC? Floyd Powell (CRD #2220029) formerly with MML Investors Services, LLC located in Albertville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Floyd Powell was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Floyd Powell was also the subject of a FINRA investigation and permanently barred for allegedly engaging in private securities transactions (sale of Woodbridge promissory notes to 13 investors) totaling approximately $3.49 million without providing notice to his member firm or obtaining approval. Floyd Powell Customer Complaints Floyd Powell has been the subject of 7 customer complaints that we know about, 0 of those complaints were filed in the last year to recover investment losses.  Six of the 7 customer complaints were settled in favor of investors. One customer complaint filed against his former employer MSI Financial Services is still pending.  Allegations Against Floyd Powell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Floyd Powell Red Flags & Your Rights As An Investor Of course, Floyd Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Floyd Powell at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Floyd Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Floyd Powell If you have questions about MML Investors Services, LLC and MSI Financial Services, Inc. and/or Floyd Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Cliff Duester of MML Investors Services LLC

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the person managing your investments. This data could assist you in determining whether or not to work with a specific broker. If you believe Cliff Duester has caused you financial losses, we may be able to assist you in addressing any concerns or issues you have. DID CLIFF SIMEON DUESTER CAUSE YOU INVESTMENT LOSSES? Cliff Duester Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cliff Duester of MML Investors Services LLC? Cliff Duester (CRD #5634190) who is currently registered with MML Investors Services LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Cliff Duester Customer Complaint Cliff Duester has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cliff Duester misrepresented a whole life insurance policy investment and failed to explain the tax implications of withdrawing funds from an IRA to pay for insurance policy. Cliff Duester’s customer complaint was denied and, to date, the customer has not taken any further action. Cliff Duester Red Flags & Your Rights As An Investor Of course, Cliff Duester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Duester at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Cliff Duester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Cliff Duester If you have questions about MML Investors Services LLC and/or Cliff Duester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Claudio Gambin Neto of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Pitera Of MML Investors Service

It is critical for everyone to understand as much as they can about the people with whom they entrust their money. There are a variety of places where you may discover information on a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints. This critical information may lead to concerns about Christopher Pitera and any investment losses you incurred. We’ll do our best to answer any questions you have. DID CHRISTOPHER JOSEPH PITERA CAUSE YOU INVESTMENT LOSSES? Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc.? Christopher Pitera (CRD #2873479) who is currently registered with MML Investors Service, LLC and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Service, LLC, Christopher Pitera was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Pitera Customer Complaint Christopher Pitera has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Pitera failed to disclose all the information related to the purchase of an annuity with proceeds from securities liquidation in her account, particularly the 8% penalty that would be charged if she liquidated her account in less than a year. Christopher Pitera’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Pitera Red Flags & Your Rights As An Investor Of course, Christopher Pitera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Pitera at MML Investors Service, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Pitera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Service, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Service, LLC Due To Christopher Pitera If you have questions about MML Investors Service, LLC, MSI Financial Services, Inc., and/or Christopher Pitera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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