Jun 27, 2022

Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated

DID ALBERTO ENRIQUE BOULTON CAUSE YOU INVESTMENT LOSSES? Alberto Boulton Of Merrill Lynch Pierce Fenner & Smith Incorporated And Formerly With MML Investors Services, LLC And Hold Brothers Capital LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated? Alberto Boulton (CRD #6639531) who is currently registered with Merrill Lynch Pierce Fenner & Smith Incorporated and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch Pierce Fenner & Smith Incorporated, Alberto Boulton was associated with MML Investors Services, LLC, Hold Brothers Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Boulton Customer Complaint Alberto Boulton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alberto Boulton made unsuitable investment recommendations and failed to file the client’s instructions connection with a managed account.  Alberto Boulton’s customer complaint was denied and, to date, the customer has not taken any further action. Alberto Boulton Red Flags & Your Rights As An Investor Of course, Alberto Boulton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Boulton at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Alberto Boulton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Incorporated Due To Alberto Boulton If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC, Hold Brothers Capital LLC and/or Alberto Boulton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2022

Charlie Williams of MML Investors Services, LLC

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the individual managing your funds. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Charlie Williams has caused you financial harm, we may be able to help you in addressing any issues or problems you have. DID CHARLIE WILLIAMS JR CAUSE YOU INVESTMENT LOSSES? Charlie Williams Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Charlie Williams of MML Investors Services, LLC? Charlie Williams (CRD #1135489) who is currently registered with MML Investors Services, LLC and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Charlie Williams was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charlie Williams Customer Complaint Charlie Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations, and fraudulent course of conduct regarding the purchase of a variable annuity. Charlie Williams’ customer complaint was settled in favor of the investor. Charlie Williams Red Flags & Your Rights As An Investor Of course, Charlie Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlie Williams at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlie Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Charlie Williams If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Charlie Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Burgess of MML Investors Services

DID JEFFREY BURGESS CAUSE YOU INVESTMENT LOSSES? Jeffrey Burgess Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Burgess of MML Investors Services? Jeffrey Burgess (CRD #6422595) who is currently registered with MML Investors Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Burgess Customer Complaint Jeffrey Burgess has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jeffrey Burgess did not correctly advise them, with regards to transferring their retirement account. The complainants were under the impression that they would save on fees and make a good investment. The complainants stated they lost $6, 000 and had a difficult time understanding how this was a good investment. Jeffrey Burgess’ customer complaint was denied and, to date, the customers have not taken any further action. Jeffrey Burgess Red Flags & Your Rights As An Investor Of course, Jeffrey Burgess did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burgess at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burgess has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Burgess If you have questions about MML Investors Services and/or Jeffrey Burgess and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Elizabeth Sloan of MML Investors Services

DID ELIZABETH HARRIS SLOAN CAUSE YOU INVESTMENT LOSSES? Elizabeth Sloan Of MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Elizabeth Sloan of MML Investors Services? Elizabeth Sloan (CRD #2119880) who is currently registered with MML Investors Services and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Elizabeth Sloan Customer Complaints Elizabeth Sloan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Elizabeth Sloan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Elizabeth Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It is alleged that Elizabeth Sloan told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased through Elizabeth Sloan were unsuitable. The complainant alleged that variable life insurance policies that were purchased by Elizabeth Sloan were unsuitable and misrepresented. Elizabeth Sloan Red Flags & Your Rights As An Investor Of course, Elizabeth Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Sloan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elizabeth Sloan If you have questions about MML Investors Services and/or Elizabeth Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Segel of MML Investors Services

DID BRIAN LEE SEGEL CAUSE YOU INVESTMENT LOSSES? Brian Segel Of MML Investors Services And Formerly With Eagle Strategies And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Segel of MML Investors Services? Brian Segel (CRD #1610632) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Brian Segel was associated with Eagle Strategies, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Segel Customer Complaint Brian Segel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity that she would be allowing for herself.  Considering the three additional fixed policies she had also recently purchased. Brian Segel’s customer complaint was settled in favor of the investors. Brian Segel Red Flags & Your Rights As An Investor Of course, Brian Segel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Segel at MML Investors Services, Eagle Strategies, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Segel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Eagle Strategies, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Brian Segel If you have questions about MML Investors Services, Eagle Strategies, NYLIFE Securities, and/or Brian Segel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Emilio Rivera of MML Investors Services

DID EMILIO ENRIQUE RIVERA CAUSE YOU INVESTMENT LOSSES? Emilio Rivera Of MML Investors Services And Formerly With NYLIFE Securities, AXA Advisors And Eagle Strategies Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Rivera of MML Investors Services? Emilio Rivera (CRD #4258690) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Emilio Rivera was associated with NYLIFE Securities, AXA Advisors, Eagle Strategies and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emilio Rivera Customer Complaints Emilio Rivera has been the subject of 2 customer complaints that we know about. Both of Emilio Rivera’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Emilio Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Emilio Rivera’s misrepresentation relating to the liquidity of an auction rate securities purchase. Customer alleged Emilio Rivera misrepresented the terms of his variable life policy when he purchased it and requested a full refund of premiums paid. Emilio Rivera Red Flags & Your Rights As An Investor Of course, Emilio Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Rivera at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Emilio Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Emilio Rivera If you have questions about MML Investors Services, NYLIFE Securities, AXA Advisors, Eagle Strategies, and/or Emilio Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Root of MML Investors Services

DID MICHAEL PATRICK ROOT CAUSE YOU INVESTMENT LOSSES? Michael Root Of MML Investors Services And Formerly With MSI Financial Services And NewSquare Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Root of MML Investors Services? Michael Root (CRD #2723359) who is currently registered with MML Investors Services and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Root was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Root Customer Complaints Michael Root has been the subject of 2 customer complaints that we know about. Both of Michael Root’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Root A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged the variable annuity Michael Root purchased was not in his best interests. The complainant alleged that Michael Root misrepresented the variable annuity that she purchased, with regards to yearly growth. Michael Root Red Flags & Your Rights As An Investor Of course, Michael Root did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Root at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Root has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Root If you have questions about MML Investors Services, MSI Financial Services, NewSquare Capital, and/or Michael Root and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sandra Scanni of MML Investors Services

DID SANDRA SCANNI CAUSE YOU INVESTMENT LOSSES? Sandra Scanni Of MML Investors Services And Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra Scanni of MML Investors Services? Sandra Scanni (CRD #2179046) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Sandra Scanni was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra Scanni Customer Complaints Sandra Scanni has been the subject of 2 customer complaints that we know about. One of Sandra Scanni’s 2 customer complaints was settled in favor of the investors.  One of Sandra Scanni’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Sandra Scanni A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that the establishment of three variable annuities was unsuitable and unauthorized. The customer also alleged she did not authorize Sandra Scanni to electronically sign her initials. The policy owner alleged that he was never told of the illiquidity and fees associated with the variable annuity purchased by Sandra Scanni.  Sandra Scanni Red Flags & Your Rights As An Investor Of course, Sandra Scanni did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra Scanni at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra Scanni has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Sandra Scanni If you have questions about MML Investors Services, NYLIFE Securities, and/or Sandra Scanni and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chester Sobuta of MML Investors Services

DID CHESTER ANTHONY SOBUTA CAUSE YOU INVESTMENT LOSSES? Chester Sobuta Of MML Investors Services And Formerly With MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Chester Sobuta of MML Investors Services? Chester Sobuta (CRD #2323058) who is currently registered with MML Investors Services and located in Moosic, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Chester Sobuta was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chester Sobuta Customer Complaints Chester Sobuta has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Chester Sobuta’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against MSI Financial Services for investment losses caused by Chester Sobuta’s alleged misconduct. Allegations Against Chester Sobuta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Chester Sobuta misrepresented the value of death benefit on a variable annuity. The complainant alleged that Chester Sobuta misrepresented the sale of mutual funds. The complainant stated the representative assured the complainant that his account would only appreciate, but the investment failed to perform, as the representative had promised, and only resulted in a loss. Chester Sobuta Red Flags & Your Rights As An Investor Of course, Chester Sobuta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chester Sobuta at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Chester Sobuta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chester Sobuta If you have questions about MML Investors Services, MSI Financial Services, and/or Chester Sobuta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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