Jul 14, 2023

Sudesh Jain of MML Investors Services, LLC

DID SUDESH KUMAR JAIN CAUSE YOU INVESTMENT LOSSES? Sudesh Jain Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has 7 Customer Complaints For Alleged Broker Misconduct Sudesh Jain Customer Complaints Sudesh Jain has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities in favor of the investors. The brokerage firm denied the other customer complaints and, to date, the customers have not taken any further action. Allegations Against Sudesh Jain A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sudesh Jain Red Flags & Your Rights As An Investor Of course, Sudesh Jain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sudesh Jain at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sudesh Jain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Sudesh Jain If you have questions about MML Investors Services, LLC, NYLife  Securities LLC and/or Sudesh Jain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 13, 2023

Robert Prins of Edward Jones

DID ROBERT JAMES PRINS CAUSE YOU INVESTMENT LOSSES? Robert Prins Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Robert Prins Customer Complaint Robert Prins has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor did not follow client’s instructions, sold more investments then instructed. Edward Jones denied the customer complaint and, to date, no further action has been taken by the investor. Robert Prins Red Flags & Your Rights As An Investor Of course, Robert Prins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Prins at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Prins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Prins If you have questions about Edward Jones and/or Robert Prins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 12, 2023

Robert Dunbar formerly with MML Investors Services LLC

DID ROBERT GEORGE DUNBAR CAUSE YOU INVESTMENT LOSSES? Robert Dunbar Formerly With MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Dunbar Customer Complaint Robert Dunbar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented and/or omitted material facts relating to the sale of a life insurance policy. MML investor Services settled the customer complaint in favor of the investor. Robert Dunbar Red Flags & Your Rights As An Investor Of course, Robert Dunbar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Dunbar at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Dunbar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Robert Dunbar If you have questions about MML Investors Services LLC and/or Robert Dunbar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2023

Peter Cassell of MML Investors Services, LLC

DID PETER EVERETT CASSELL CAUSE YOU INVESTMENT LOSSES? Peter Cassell Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Cassell Customer Complaint Peter Cassell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the variable life insurance policy purchase could lapse due to insufficient funding. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Peter Cassell Red Flags & Your Rights As An Investor Of course, Peter Cassell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Cassell at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Cassell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Peter Cassell If you have questions about MML Investors Services, LLC and/or Peter Cassell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 3, 2023

Michael Koziol of MML Investors Services, LLC

DID MICHAEL JOHN KOZIOL CAUSE YOU INVESTMENT LOSSES? Michael Koziol Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Koziol Customer Complaint Michael Koziol has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose illiquidity of an investment in connection with a switch from a variable annuity to a fixed annuity. Michael Koziol Red Flags & Your Rights As An Investor Of course, Michael Koziol did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Koziol at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Koziol has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Michael Koziol If you have questions about MML Investors Services, LLC and/or Michael Koziol and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 27, 2023

Michael Nigro of MML Investors Services, LLC

DID MICHAEL ANTHONY NIGRO CAUSE YOU INVESTMENT LOSSES? Michael Nigro Of MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Nigro Customer Complaints Michael Nigro has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MML Investors Services in favor of the investors. The other 3 customer complaints were denied by the brokerage firm and, to date, the customers have not taken any further action. Allegations Against Michael Nigro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Nigro Red Flags & Your Rights As An Investor Of course, Michael Nigro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nigro at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Nigro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Michael Nigro If you have questions about MML Investors Services, LLC and/or Michael Nigro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 22, 2023

Matthew Bailey of MML Investors Services, LLC

DID MATTHEW R BAILEY CAUSE YOU INVESTMENT LOSSES? Matthew Bailey Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Matthew Bailey Customer Complaints Matthew Bailey has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLIFE in favor of the investors. Allegations Against Matthew Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Bailey Red Flags & Your Rights As An Investor Of course, Matthew Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Bailey at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Matthew Bailey If you have questions about MML Investors Services, LLC and/or Matthew Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2023

Mark Pearcy of MML Investors Services, LLC

DID MARK WILLIAM PEARCY CAUSE YOU INVESTMENT LOSSES? Mark Pearcy Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Mark Pearcy Customer Complaints Mark Pearcy has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled favorably for the investors by the Metropolitan Life Insurance Company. MetLife denied the other 2 customer complaints and no further action was taken. Allegations Against Mark Pearcy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Pearcy Red Flags & Your Rights As An Investor Of course, Mark Pearcy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pearcy at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Pearcy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Pearcy If you have questions about Investors MML Investors Services, LLC and/or Mark Pearcy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 17, 2023

Kenneth Conway of MML Investors Services, LLC

DID KENNETH J CONWAY CAUSE YOU INVESTMENT LOSSES? Kenneth Conway Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Kenneth Conway Customer Complaint Kenneth Conway has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to recommendations that the customer purchase alternative investments. It was alleged that the REIT investment is misrepresented as being conservative and unsuitable. The customer complaint was settled in favor of the investor by MSI Financial Services. Kenneth Conway Red Flags & Your Rights As An Investor Of course, Kenneth Conway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Conway at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Conway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kenneth Conway If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or Kenneth Conway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2023

Joshua Plank of MML Investors Services, LLC

DID JOSHUA RYAN PLANK CAUSE YOU INVESTMENT LOSSES? Joshua Plank Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Plank Customer Complaints Joshua Plank has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by MML Investors Services in favor of the investor. The same brokerage firm denied the other customer complaint, and to date, the customer is not taking any further action. Allegations Against Joshua Plank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Plank Red Flags & Your Rights As An Investor Of course, Joshua Plank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Plank at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Plank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Joshua Plank If you have questions about MML Investors Services, LLC and/or Joshua Plank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading