Mar 3, 2023

Jongsik Kim of MML Investors Services, LLC

DID JONGSIK KIM CAUSE YOU INVESTMENT LOSSES? Jongsik Kim Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Jongsik Kim Customer Complaints Jongsik Kim has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by NYLIFE in favor of the customers. The other 2 customer complaints against MML Investors Services remained pending in California state courts. Allegations Against Jongsik Kim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jongsik Kim Red Flags & Your Rights As An Investor Of course, Jongsik Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jongsik Kim at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jongsik Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jongsik Kim If you have questions aboutMML Investors Services, LLC and/or Jongsik Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 27, 2023

John Murphy of MML Investors Services, LLC

DID JOHN THOMAS MURPHY CAUSE YOU INVESTMENT LOSSES? John Murphy Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Murphy Customer Complaints John Murphy has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by MSI Financial Services in favor of the investor. The other customer complaint was denied by John Murphy’s former employer and the customer took no further action. Allegations Against John Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Murphy Red Flags & Your Rights As An Investor Of course, John Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Murphy at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To John Murphy If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or John Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 14, 2023

Jerry Wade of MML Investors Services, LLC

DID JERRY ALLEN WADE CAUSE YOU INVESTMENT LOSSES? Jerry Wade Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerry Wade Customer Complaint Jerry Wade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement a customer’s account and REIT investments. MML Investors Services denied the customer complaint and, to date, no further action has been taken by the customer. Jerry Wade Red Flags & Your Rights As An Investor Of course, Jerry Wade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Wade at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerry Wade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jerry Wade If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or Jerry Wade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 21, 2023

Hugo Hietapelto of MML Investors Services, LLC

DID HUGO HIETAPELTO CAUSE YOU INVESTMENT LOSSES? Hugo Hietapelto of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Hugo Hietapelto of MML Investors Services, LLC? Hugo Hietapelto (CRD #4731334) who is registered with MML Investors Services, LLC and located in Cloquet, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Hugo Hietapelto was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hugo Hietapelto Customer Complaint Hugo Hietapelto has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misled her about the growth potential of the annuities purchased in her account. The brokerage firm employer denied the customer complaint, and to date, the customer has not taken any further action. Hugo Hietapelto Red Flags & Your Rights As An Investor Of course, Hugo Hietapelto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hugo Hietapelto at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Hugo Hietapelto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Hugo Hietapelto If you have questions about MML Investors Services, LLC and/or Hugo Hietapelto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Lambrix, Jr. of MML Investors Services, LLC

DID GEORGE IRVING LAMBRIX, JR. CAUSE YOU INVESTMENT LOSSES? George Lambrix, Jr. Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lambrix, Jr. of MML Investors Services, LLC? George Lambrix, Jr. (CRD #1261093) who is currently registered with MML Investors Services, LLC and located in Napa, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, George Lambrix, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lambrix, Jr. Customer Complaint George Lambrix, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation concerning the taxation of withdrawals from UGMA accounts. The customer complaint was denied into date, the customer has not taken any further action. George Lambrix, Jr. Red Flags & Your Rights As An Investor Of course, George Lambrix, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lambrix, Jr. at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lambrix, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To George Lambrix, Jr. If you have questions about MML Investors Services, LLC and/or George Lambrix, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 23, 2022

Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FORREST A. JONES CAUSE YOU INVESTMENT LOSSES? Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Forrest Jones (CRD #4880765) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Conroe Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated. Forrest Jones was associated with Fortune Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Forrest Jones is a defendant in a SEC civil action for allegedly raising at least approximately $3.7 million and the scheme to invest funds from advisory clients in retail investors and at least 5 fraudulent securities offerings. He has also been permanently barred by FINRA for failing to cooperate in its investigation. Forrest Jones Customer Complaint Forrest Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  the financial advisor made unsuitable investment recommendations and misrepresentations in connection with real estate investments which went to arbitration and resulted in an arbitration award in favor that the investor in the amount of $200,000.  Forrest Jones Red Flags & Your Rights As An Investor Of course, Forrest Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc., on alert to review carefully the activity and performance of their accounts and question whether Forrest Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due to Forrest Jones If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. and/or Forrest Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 22, 2022

Floyd Powell formerly with MML Investors Services, LLC

DID FLOYD EARL POWELL CAUSE YOU INVESTMENT LOSSES? Floyd Powell, Formerly With MML Investors Services, LLC and MSI Financial Services, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Who is Floyd Powell formerly with MML Investors Services, LLC? Floyd Powell (CRD #2220029) formerly with MML Investors Services, LLC located in Albertville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Floyd Powell was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Floyd Powell was also the subject of a FINRA investigation and permanently barred for allegedly engaging in private securities transactions (sale of Woodbridge promissory notes to 13 investors) totaling approximately $3.49 million without providing notice to his member firm or obtaining approval. Floyd Powell Customer Complaints Floyd Powell has been the subject of 7 customer complaints that we know about, 0 of those complaints were filed in the last year to recover investment losses.  Six of the 7 customer complaints were settled in favor of investors. One customer complaint filed against his former employer MSI Financial Services is still pending.  Allegations Against Floyd Powell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Floyd Powell Red Flags & Your Rights As An Investor Of course, Floyd Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Floyd Powell at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Floyd Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Floyd Powell If you have questions about MML Investors Services, LLC and MSI Financial Services, Inc. and/or Floyd Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 8, 2022

Dustin Tuthill formerly with MML Investors Services, LLC

DID DUSTIN TUTHILL CAUSE YOU INVESTMENT LOSSES? Dustin Tuthill Formerly With MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Tuthill formerly with MML Investors Services, LLC? Dustin Tuthill (CRD #6333722) who was formerly registered with MML Investors Services, LLC and located in Hamden, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Dustin Tuthill was associated with Equity Services Inc. and Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Tuthill Customer Complaint Dustin Tuthill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor forged a customer’s signature on an application for whole life insurance policy. Dustin Tuthill’s customer complaint was settled in favor of the investor.   Dustin Tuthill Red Flags & Your Rights As An Investor Of course, Dustin Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Tuthill at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Dustin Tuthill If you have questions about MML Investors Services, LLC, Equity Services Inc., Pruco Securities, LLC and/or Dustin Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2022

Cliff Duester of MML Investors Services LLC

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the person managing your investments. This data could assist you in determining whether or not to work with a specific broker. If you believe Cliff Duester has caused you financial losses, we may be able to assist you in addressing any concerns or issues you have. DID CLIFF SIMEON DUESTER CAUSE YOU INVESTMENT LOSSES? Cliff Duester Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cliff Duester of MML Investors Services LLC? Cliff Duester (CRD #5634190) who is currently registered with MML Investors Services LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Cliff Duester Customer Complaint Cliff Duester has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cliff Duester misrepresented a whole life insurance policy investment and failed to explain the tax implications of withdrawing funds from an IRA to pay for insurance policy. Cliff Duester’s customer complaint was denied and, to date, the customer has not taken any further action. Cliff Duester Red Flags & Your Rights As An Investor Of course, Cliff Duester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Duester at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Cliff Duester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Cliff Duester If you have questions about MML Investors Services LLC and/or Cliff Duester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2022

Claudio Gambin of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading