Mar 7, 2022

Bradley Everett Formerly With MML Investors Services

DID BRADLEY RICHMOND EVERETT CAUSE YOU INVESTMENT LOSSES? Bradley Everett Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Everett formerly with MML Investors Services? Bradley Everett (CRD #6653959) who was formerly registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Bradley Everett was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Everett Customer Complaint Bradley Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy he purchased from Bradley Everett was not fully explained to him and that this product was not in his best interest. Bradley Everett’s customer complaint was settled in favor of the investors. Bradley Everett Red Flags & Your Rights As An Investor Of course, Bradley Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Everett at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Bradley Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Bradley Everett If you have questions about MML Investors Services, NYLIFE Securities, and/or Bradley Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Patrick Foley of MML Investors Services

DID PATRICK JOHN FOLEY CAUSE YOU INVESTMENT LOSSES? Patrick Foley Of MML Investors Services And Formerly With MSI Financial Services And Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Patrick Foley of MML Investors Services? Patrick Foley (CRD #4807449) who is currently registered with MML Investors Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Patrick Foley was associated with MSI Financial Services, Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Foley Customer Complaints Patrick Foley has been the subject of 4 customer complaints that we know about. Two of Patrick Foley’s 4 customer complaints were settled in favor of investors. Two of Patrick Foley’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Patrick Foley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Patrick Foley’s recommendation to purchase a variable life insurance policy was not appropriate. Customer alleged Patrick Foley’s recommendation to purchase two variable life insurance policies was not suitable and the policies were misrepresented. Customer alleged that when she purchased a variable life insurance policy, Patrick Foley provided incorrect information about her future tax obligations. The complainant alleged that Patrick Foley misled him, with regards to the purchase of his life policy. The complaint says his understanding was that his premiums were only required for two years, and that he could not afford to continue paying. The complainant stated he funded the life policy with annuities, and asked for all of his money back, plus interest from each payment made. Patrick Foley Red Flags & Your Rights As An Investor Of course, Patrick Foley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Foley at MML Investors Services, MSI Financial Services, and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Patrick Foley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Patrick Foley If you have questions about MML Investors Services, MSI Financial Services, Citizens Securities, and/or Patrick Foley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Charles Evans of MML Investors

DID CHARLES JONATHAN EVANS CAUSE YOU INVESTMENT LOSSES? Charles Jonathan Evans Formerly With MML Investors Services, MSI Financial Services And New England Securities Has 9 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Charles J. Evans Who Was Terminated By MML Investors Services? Charles Evan (CRD# 836083) who was most recently registered with MML Investors Services and located in Wellesley, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, Charles Evan was associated with MSI Financial Services, New England Securities and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charles Evan was terminated by MML Investors, Services in October 2019. MML Investors Services Broker Misconduct In his career, Charles Evan has been the subject of 9 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. FINRA commenced an investigation against Charles Evan but he refused to cooperate with its investigation and consented, without admitting or denying the allegations, to a permanent bar from working in the securities industry. Allegations Against Charles Evan A sample of the allegations made in the FINRA reported arbitration claims and pending complaints for investment losses are as follows:  The complainants alleged that in April 2013, their representative misrepresented the annual fees charged on their variable annuities, while also misrepresenting the fees they were charged for financial consulting. The complainants also allege their representative misrepresented their life insurance policies, and as a result, have had a negative impact on their overall financial planning.  The complainants allege they have lost almost half of their investment capital. The customer alleged that the representative used unethical sales tactics, misrepresented and omitted information, provided misleading advice, and engaged in deceptive practices that amounted to theft, beginning in 2019. The customer alleges that the representative, beginning in 2016, made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. The complainants allege that signatures related to various accounts and policies sold to them by the representative in in or around 2012 are not theirs. The complainant alleges that after meeting with the representative in 2017, he sold her several variable annuities that were found to be unsuitable for her needs. The complainants allege that in 2015, the signature was forged on paperwork related to the transfer of ownership of a term life insurance policy. The customers alleged that the representative used unethical sales tactics, denied receiving commissions, omitted information, and forge their signatures and initials on forms to secure the sale of financial products beginning in 2013. Charles Evan Red Flags & Your Rights As An Investor Of course, Charles Evan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Evan at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Charles Evan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services  If you have questions about   and the management or performance of your accounts while Charles Evan was associated with MML Investors Services, MSI Financial Services, and/or New England Securities, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Elaine Roumillat of MML Investors Services

DID ELAINE ROUMILLAT CAUSE YOU INVESTMENT LOSSES? Elaine Roumillat Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Elaine Roumillat of MML Investors Services? Elaine Roumillat (CRD #6749793) who is currently registered with MML Investors Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Elaine Roumillat Customer Complaint Elaine Roumillat has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that the representative invested her in an unsuitable investment portfolio by exceeding her risk tolerance parameters and made unauthorized trades. The customer complaint filed against Elaine Roumillat’s current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Elaine Roumillat Red Flags & Your Rights As An Investor Of course, Elaine Roumillat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elaine Roumillat at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elaine Roumillat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elaine Roumillat If you have questions about MML Investors Services and/or Elaine Roumillat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Carlos Temperan of MML Investors Services

DID CARLOS ALBERTO TEMPERAN CAUSE YOU INVESTMENT LOSSES? Carlos Temperan Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Carlos Temperan of MML Investors Services? Carlos Temperan (CRD #5793874) who is currently registered with MML Investors Services and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Carlos Temperan Customer Complaint Carlos Temperan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customers alleged that the representative, Carlos Temperan misrepresented the Minimum Guaranteed Interest Rate on their variable annuity contracts during the sale. Carlos Temperan’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Carlos Temperan Red Flags & Your Rights As An Investor Of course, Carlos Temperan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Temperan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Carlos Temperan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Carlos Temperan If you have questions about MML Investors Services and/or Carlos Temperan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Alan Silverman of MML Investors Services, LLC

DID ALAN LEE SILVERMAN CAUSE YOU INVESTMENT LOSSES? Alan Silverman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Alan Silverman Customer Complaints Alan Silverman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Alan Silverman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Silverman Red Flags & Your Rights As An Investor Of course, Alan Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Silverman at MML Investors Services, LLC and MSI Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alan Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Silverman If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Alan Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Cunningham of MML Investors Services

DID DANIEL BRIAN CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Daniel Cunningham Formerly with MML Investors Services and MSI Financial Services Has A Customer Complaint for Alleged Broker Misconduct Who is Daniel Cunningham formerly with MML Investors Services? Daniel Cunningham (CRD #1296388) who was formerly registered with MML Investors Services and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Daniel Cunningham was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Cunningham Customer Complaint Daniel Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that he did not understand the penalties involved if he was not able to fully fund his plan in any given year. The complainant also believes the investments used to fund the plan, appear to only be in the best interest of the firm, and representatives since other products could have been utilized to accomplish his goal, with less cost to him. Daniel Cunningham’s customer complaint was denied and the customers did not take any further action. Daniel Cunningham Red Flags & Your Rights as an Investor Of course, Daniel Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Cunningham at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Daniel Cunningham If you have questions about MML Investors Services, MSI Financial Services, and/or Daniel Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gerald Bye of MML Investors Services

DID GERALD DANIEL BYE CAUSE YOU INVESTMENT LOSSES? Gerald Bye of MML Investors Services and Formerly with MetLife Securities Has 2 Customer Complaints for Alleged Broker Misconduct Who is Gerald Bye of MML Investors Services? Gerald Bye (CRD #1067750) who is currently registered with MML Investors Services and located in Gurnee, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Gerald Bye was associated with MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Bye Customer Complaints Gerald Bye has been the subject of 2 customer complaints that we know about. Both of Gerald Bye’s customer’s complaints were denied and the customers did not take any further action. Allegations Against Gerald Bye A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege that the Variable Universal Life Insurance Policies sold to them by Gerald Bye were not suitable for someone of their age. The customer alleged that Gerald Bye misled him to believe that the issuance of the contract was time sensitive Gerald Bye Red Flags & Your Rights as An Investor Of course, Gerald Bye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gerald Bye at MML Investors Services and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Gerald Bye has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MetLife Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services and MetLife Securities Due to Gerald Bye If you have questions about MML Investors Services, MetLife Securities, and/or Gerald Bye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Eric Tom of MML Investors Services

DID ERIC SHAWNYEE TOM CAUSE YOU INVESTMENT LOSSES? Eric Tom of MML Investors Services and Formerly with MSI Financial Has 11 Customer Complaints for Alleged Broker Misconduct Who is Eric Tom of MML Investors Services? Eric Tom (CRD #1890823) who is currently registered with MML Investors Services and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Eric Tom was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Tom Customer Complaints Eric Tom has been the subject of 11 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Eric Tom’s 11 customer complaints was settled in favor of investors. Eight of Eric Tom’s customers’ complaints were denied and the customers did not take any further action. The last customer complaint against MSI Financial remains pending. Allegations Against Eric Tom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleges misrepresentations were made to him by Eric Tom when he purchased a variable life policy. The client alleges that Eric Tom never informed him of the existence of the waiver of premium rider declaration after reviewing his Bankers Life Policy. The client also alleges that Mr. Tom never issued a disclosure statement pertaining to the MetLife Variable Universal Life Insurance Policy he purchased. The customer alleged that funds provided to the representative Eric Tom, for the purchase of a variable life insurance policy, were not used as directed. No specific compensatory damages were alleged. The customer alleged that the representative Eric Tom did not explain the premium may increase when a variable life insurance policy was purchased. No specific compensatory damages were alleged. The customer alleged the advisor Eric Tom misrepresented the features of the variable life insurance policy purchased. The customer alleged the deferred sales charges were not clearly explained when a variable annuity was sold by the advisor Eric Tom. The customer alleged the representative Eric Tom did not explain risk when funds were invested in a mutual fund. No specific compensatory damages were alleged. The customer alleged the representative Eric Tom did not fully explain the variable annuity purchased. No specific compensatory damages were alleged. Customers have alleged Eric Tom’s recommendation to purchase a bond fund was not appropriate. No specific compensatory damages was alleged. The complainant alleges that the investments that were sold to him by Eric Tom did not match his expressed financial objectives and he has lost money as a result. The customer alleged the advisor Eric Tom misrepresented the variable annuity when purchased. No specific compensatory damages were alleged. Eric Tom Red Flags & Your Rights as An Investor Of course, Eric Tom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Eric Tom at MML Investors Services and MSI Financial on alert to review carefully the activity and performance of their accounts and question whether Eric Tom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Eric Tom If you have questions about MML Investors Services, MSI Financial, and/or Eric Tom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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