Mar 8, 2022

Darren Oglesby of Money Concepts Capital

DID DARREN WAYNE OGLESBY CAUSE YOU INVESTMENT LOSSES? Darren Oglesby Of Money Concepts Capital Has 3 Customer Complaints For Alleged Broker Misconduct Who is Darren Oglesby of Money Concepts Capital? Darren Oglesby (CRD #2480135) who is currently registered with Money Concepts Capitaland located in Monroe, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Darren Oglesby Customer Complaints Darren Oglesby has been the subject of 3 customer complaints that we know about. Two of Darren Oglesby’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Money Concepts Capital for investment losses caused by Darren Oglesby’s alleged misconduct. Allegations Against Darren Oglesby A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation by Darren Oglesby regarding the fees of the surrender period of the variable annuity. Clients alleged Darren Oglesby’s investment was an unsuitable product, breach of contract and breach of fiduciary duty. SEC received and forwarded customer complaint that alleged Darren Oglesby did not explain annuities or disclose fees associated with these products. Darren Oglesby Red Flags & Your Rights As An Investor Of course, Darren Oglesby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darren Oglesby at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Darren Oglesby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Darren Oglesby If you have questions about Money Concepts Capital and/or Darren Oglesby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Gregory Guemmer of Money Concepts Capital

DID GREGORY WADE GUEMMER CAUSE YOU INVESTMENT LOSSES? Gregory Guemmer Of Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Guemmer of Money Concepts Capital? Gregory Guemmer (CRD #1937105) who is currently registered with Money Concepts Capitaland located in Blue Springs, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Gregory Guemmer Customer Complaint Gregory Guemmer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not explain that they were investing in a variable annuity. They alleged they never received a prospectus and copies of the account documents. Further, the clients alleged Jackson National never sent them the contract to review during the 20 day free look period. They requested their monies be returned to them without incurring surrender fees. Gregory Guemmer’s customer complaint was denied and, to date, the customer has not taken any further action. Gregory Guemmer Red Flags & Your Rights As An Investor Of course, Gregory Guemmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Guemmer at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Gregory Guemmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gregory Guemmer If you have questions about Money Concepts Capital and/or Gregory Guemmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Patricia McCarthy Formerly With Money Concepts Capital

DID PATRICIA MARY MCCARTHY CAUSE YOU INVESTMENT LOSSES? Patricia McCarthy Formerly With Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Patricia McCarthy formerly with Money Concepts Capital? Patricia McCarthy (CRD #6272451) who was formerly registered with Money Concepts Capital and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Patricia McCarthy Customer Complaint Patricia McCarthy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Statement of Claim alleged suitability violations, breach of fiduciary duty, negligence and breach of contract, common law fraud, and state security law violations. Patricia McCarthy’s customer complaint was settled in favor of the investors. Patricia McCarthy Red Flags & Your Rights As An Investor Of course, Patricia McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia McCarthy at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Patricia McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Patricia McCarthy If you have questions about Money Concepts Capital and/or Patricia McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Gong Yun of Money Concepts Capital

DID GONG H. YUN CAUSE YOU INVESTMENT LOSSES? Gong Yun Of Money Concepts Capital And Formerly With Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Gong Yun of Money Concepts Capital? Gong Yun (CRD #6057039) who is currently registered with Money Concepts Capitaland located in Crystal, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Money Concepts Capital, Gong Yun was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Gong Yun Customer Complaint Gong Yun has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that email received from plan trustee disputed a bill he received from the plan’s third party administrator for approximately $5,810. TTEE alleged it was a poor plan due to lack of employee participation and that it had not been reviewed. The complaint does not allege unsuitability or poor market performance. Gong Yun’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Gong Yun Red Flags & Your Rights As An Investor Of course, Gong Yun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gong Yun at Money Concepts Capital and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Gong Yun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gong Yun If you have questions about Money Concepts Capital, Park Avenue Securities, and/or Gong Yun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Christopher Passero of Money Concepts Capital Corp

DID CHRISTOPHER JOHN PASSERO CAUSE YOU INVESTMENT LOSSES? Christopher John Passero Of Money Concepts Capital Corp. Has Had Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Christopher J. Passero with Money Concepts Capital Corp.? Christopher Passero (CRD #2517681) who is currently registered with Money Concepts Capital Corp. and located in Hurricane, West Virginia is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Money Concepts Capital Corp., Christopher Passero was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Money Concepts Capital Corp. Broker Misconduct In his career, Christopher Passero has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses.   Two of the customer complaints were denied by his employer and the customers took no further action. There is currently one pending customer complaint filed against Christopher Passero’s current employer Money Concepts Capital Corp. for investment losses caused by his alleged misconduct. Allegations Against Christopher Passero   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged that the recommendation to purchase the Inland REIT was an unsuitable recommendation and in violation of state law. The customer alleged that Christopher Pessero invested all of the funds in his account in a non-traded REIT with no liquidity which was an unsuitable investment recommendation that caused losses. The claimant alleged Christopher Pessero committed negligence, gross negligence, breach of fiduciary duty, fraud, and made unsuitable investment recommendations to invest in non-traded REITs. Christopher Passero Red Flags & Your Rights as An Investor Of course, Christopher Passero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Passero at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Passero has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Money Concepts Capital Corp. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Money Concepts Capital Corp. If you have questions about Money Concepts Capital Corp. and/or Christopher Passero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Christopher Keelin of Money Concepts Capital Corp

DID CHRISTOPHER WILLIAM KEELIN CAUSE YOU INVESTMENT LOSSES? Christopher William Keelin Of Money Concepts Capital Corp. Has Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Christopher W. Keelin with Money Concepts Capital Corp.? Christopher Keelin (CRD #1455741) who is currently registered with Money Concepts Capital Corp. and located in Alabaster, Alabama is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Money Concepts Capital Corp., Christopher Keelin was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Money Concepts Capital Corp. Broker Misconduct Christopher Keelin has recently been the subject of a customer complaint filed and settled in the last year. The allegations were that Mr. Keelin used the proceeds of a home equity loan to invest in an alternative investment with a promise the investment would generate an 8% return in dividends annually.  The investment was a private placement, GPB automotive, LLC, which is the subject of numerous customer complaints throughout the country. The customer’s claim included allegations of breach of contract, violation of state securities statutes, and claims under common law.  Christopher Keelin Red Flags & Your Rights as An Investor Of course, Christopher Keelin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Keelin at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Keelin has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Money Concepts Capital Corp. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Money Concepts Capital Corp.   If you have questions about Money Concepts Capital Corp. and/or Christopher Keelinand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading