Jan 3, 2025

Brian Pfeifler of Morgan Stanley Reviews

DID BRIAN C PFEIFLER CAUSE YOU INVESTMENT LOSSES? Brian Pfeifler Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Brian Pfeifler Customer Complaints and Reviews Brian Pfeifler has two pending customer disputes disclosed on his FINRA record. Allegations Against Brian Pfeifler The allegations against Brian Pfeifler center on claims of unsuitable investment recommendations in alternative asset classes: Brian Pfeifler Red Flags & Your Rights As An Investor Of course, Brian Pfeifler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Pfeifler at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brian Pfeifler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brian Pfeifler If you have questions about Morgan Stanley and/or Brian Pfeifler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2024

Wendy Stocker Formerly With Morgan Stanley FIRED

DID WENDY STOCKER CAUSE YOU INVESTMENT LOSSES? Wendy Stocker Formerly With Morgan Stanley was terminated on September 1, 2024, following allegations related to altering and re-using a signed internal billing form. Wendy Stocker Employment History Negative Disclosures Wendy Stocker Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Wendy Stocker is a red flag which should put all current and former customers of Wendy Stocker at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Wendy Stocker engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Wendy Stocker If you have questions about Morgan Stanley and/or Wendy Stocker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2024

James Hill, III Formerly With Morgan Stanley FIRED

DID JAMES CHAPELLE HILL III CAUSE YOU INVESTMENT LOSSES? James Hill, III Formerly With Morgan Stanley was fired on September 23, 2024, following allegations of irregularities related to an adult child’s brokerage account James Hill III Employment History James C. Hill III has extensive experience in the securities industry, working with six firms since starting in 1990. His employment history reflects positions at reputable firms, including Morgan Stanley, BB&T Securities, and Scott & Stringfellow, LLC. Hill’s career trajectory demonstrates steady positions in Richmond, VA, primarily within financial advisory roles. He passed two general industry exams and two multi-state securities law exams, though he has not taken any principal exams. His recent roles include serving as a financial advisor at Morgan Stanley from January 2017 until his termination in September 2024. Hill was terminated by Morgan Stanley in September 2024 due to alleged irregularities concerning fund disbursement from a family member’s brokerage account. This allegation, related to accounting, may be important to consider if assessing the broker’s historical conduct. James Hill III Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Hill III is a red flag which should put all current  and former customers of James Hill III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Hill III engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Hill III If you have questions about Morgan Stanley and/or James Hill III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2024

Michael Halperin of Morgan Stanley Reviews

DID MICHAEL P HALPERIN CAUSE YOU INVESTMENT LOSSES? Michael Halperin Customer Complaints and Reviews Halperin has one customer dispute: Allegations Against Michael Halperin The primary allegation in the pending dispute involves claims that Halperin did not act on client instructions to invest IRA funds in specified index fund ETFs and failed to offer any alternative investment guidance. Michael Halperin Red Flags & Your Rights As An Investor Of course, Michael Halperin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Halperin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Halperin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Halperin If you have questions about Morgan Stanley and/or Michael Halperin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2024

Freddie Crandall of Morgan Stanley Reviews

DID FREDDIE DEAN CRANDALL CAUSE YOU INVESTMENT LOSSES? Freddie Crandall Customer Complaints and Reviews Freddie Crandall has one customer dispute on record. Allegations Against Freddie Crandall Customer Allegation: In the pending dispute, the client alleges that Crandall recommended unsuitable fixed annuity investments. The case remains unresolved and is currently under FINRA arbitration. Freddie Crandall Red Flags & Your Rights As An Investor Of course, Freddie Crandall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Freddie Crandall at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Freddie Crandall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Freddie Crandall If you have questions about Morgan Stanley and/or Freddie Crandall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2024

Robert Chen of Morgan Stanley Reviews

DID ROBERT W CHEN CAUSE YOU INVESTMENT LOSSES? Robert Chen Customer Complaints and Reviews Robert Chen has one customer dispute disclosed: Allegations Against Robert Chen The customer complaint against Robert Chen alleges that he failed to follow specific instructions regarding the sale of securities within a managed account. The client claims that certain securities were sold without consent. Robert Chen Red Flags & Your Rights As An Investor Of course, Robert Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chen at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Chen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Chen If you have questions about Morgan Stanley and/or Robert Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2024

Riley Giauque of LPL Financial LLC Reviews

DID RILEY ROBERT GIAUQUE CAUSE YOU INVESTMENT LOSSES? Riley Giauque Customer Complaints and Reviews Riley Giauque has one customer dispute currently pending: Allegations Against Riley Giauque The customer complaint against Riley Giauque involves claims that the annuity exchange transactions recommended were not in the client’s best interest. The dispute remains unresolved. Riley Giauque Red Flags & Your Rights As An Investor Of course, Riley Giauque did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Riley Giauque at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Riley Giauque has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To LPL Financial LLC If you have questions about LPL Financial LLC and/or Riley Giauque and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2024

Clark Kline of Morgan Stanley FIRED

DID CLARK JAMES KLINE CAUSE YOU INVESTMENT LOSSES? Clark Kline Formerly With Morgan Stanley was terminated on May 10, 2024, for due to allegations related to a pattern of ACH deposits from his bank account to his personal account at the firm, which were subsequently reversed. Clark Kline Employment History and Termination Clark J. Kline has been in the securities industry since 2001, holding positions at J.P. Morgan Securities (2001-2012), UBS Financial Services (2004-2019), and his most recent registration was with Morgan Stanley from November 2019 until May 2024. Kline has no current registration and is associated with Advisory Services Network, LLC. He passed two general industry/product exams and two multi-state securities law exams. Kline was terminated by Morgan Stanley on May 10, 2024, which arose from allegations of ACH deposits from his personal bank account to his firm account, which were subsequently reversed. Disclosure: Clark Kline Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Clark Kline is a red flag which should put all current and former customers of Clark Kline at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clark Kline engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Clark Kline If you have questions about Morgan Stanley and/or Clark Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Jason Head Formerly With Morgan Stanley Reviews

DID JASON BROOKS HEAD CAUSE YOU INVESTMENT LOSSES? Jason Head Customer Complaints and Reviews Jason Brooks Head has one pending disclosure related to a customer dispute. Customer Dispute 02/12/2024: A pending complaint involving a Morgan Stanley client who alleges unauthorized activity related to her liquidity access line. The dispute does not specify the damages sought, and no settlement has been reached as of now. Allegations Against Jason Head The pending customer dispute involves allegations from a Morgan Stanley client, who claims that activity related to her liquidity access line between 2021 and 2024 was unauthorized. The exact damages are unspecified, and the case remains pending as of the most recent filing date in February 2024. Jason Head Red Flags & Your Rights As An Investor Of course, Jason Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Head at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jason Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Head If you have questions about Morgan Stanley and/or Jason Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Anthony Divalerio Jr of Morgan Stanley Reviews

DID ANTHONY J DIVALERIO JR CAUSE YOU INVESTMENT LOSSES? Anthony Divalerio Jr Customer Complaints and Reviews Anthony DiValerio Jr. has one pending customer dispute on his record. Allegations Against Anthony Divalerio Jr The customer claims that Anthony provided incorrect advice regarding the sale of Vertex stock, specifically related to Rule 144. Anthony Divalerio Jr Red Flags & Your Rights As An Investor Of course, Anthony Divalerio Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Divalerio Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Anthony Divalerio Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Anthony Divalerio Jr If you have questions about Morgan Stanley and/or Anthony Divalerio Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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