Woodford Mooers, Jr. of Rosenblatt Securities Inc.

DID WOODFORD JAMES MOOERS JR CAUSE YOU INVESTMENT LOSSES? Woodford Mooers, Jr. Of Rosenblatt Securities Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Woodford Mooers, Jr. Customer Complaint Woodford Mooers, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of purchase of fixed income annuity. The customer complaint was denied by Morgan Stanley and no further action has been taken to date. Woodford Mooers, Jr. Red Flags & Your Rights As An Investor Of course, Woodford Mooers, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Woodford Mooers, Jr. at Rosenblatt Securities Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Woodford Mooers, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rosenblatt Securities Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rosenblatt Securities Inc. Due To Woodford Mooers, Jr. If you have questions about Rosenblatt Securities Inc., Morgan Stanley and/or Woodford Mooers, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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William Ard formerly with Morgan Stanley

DID WILLIAM DONOVAN ARD CAUSE YOU INVESTMENT LOSSES? William Ard Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct William Ard Customer Complaint William Ard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to common and preferred stocks. Morgan Stanley settled the customer dispute in favor the investor. William Ard Red Flags & Your Rights As An Investor Of course, William Ard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Ard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether William Ard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To William Ard If you have questions about  Morgan Stanley and/or William Ard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Morgan, Jr. formerly with Morgan Stanley

DID THOMAS MORGAN JR CAUSE YOU INVESTMENT LOSSES? Thomas Morgan, Jr. Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Morgan, Jr. Customer Complaints Thomas Morgan, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Thomas Morgan’s former employers in favor of the investors. Allegations Against Thomas Morgan, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Morgan, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Morgan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Morgan, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Morgan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Morgan, Jr. If you have questions about Morgan Stanley and/or Thomas Morgan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas O’Rourke, Jr. of Morgan Stanley

DID THOMAS J O’ROURKE JR CAUSE YOU INVESTMENT LOSSES? Thomas O’Rourke, Jr. Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Thomas O’Rourke, Jr. Customer Complaint Thomas O’Rourke, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the purchase of variable annuity contracts. Morgan Stanley denied the customer complaint and, to date, the customer has not taken any further action. Thomas O’Rourke, Jr. Red Flags & Your Rights As An Investor Of course, Thomas O’Rourke, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas O’Rourke, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas O’Rourke, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas O’Rourke, Jr. If you have questions about Morgan Stanley and/or Thomas O’Rourke, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Parr of Morgan Stanley

DID THOMAS GORDON PARR CAUSE YOU INVESTMENT LOSSES? Thomas Parr Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Thomas Parr Customer Complaint Thomas Parr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the fees associated with the managed account were not fully disclosed. Morgan Stanley denied the customer complaint and so far that the investor has not taken any further action. Thomas Parr Red Flags & Your Rights As An Investor Of course, Thomas Parr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Parr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Parr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Parr If you have questions about Morgan Stanley and/or Thomas Parr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Steven Thorpe of Morgan Stanley

DID STEVEN THORPE CAUSE YOU INVESTMENT LOSSES? Steven Thorpe Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Steven Thorpe Customer Complaint Steven Thorpe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions with respect to equity investments. Morgan Stanley denied the customer complaint and, to date, the customer has not taken any further action. Steven Thorpe Red Flags & Your Rights As An Investor Of course, Steven Thorpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Thorpe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Thorpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Steven Thorpe If you have questions about Morgan Stanley and/or Steven Thorpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Steven Lovell of Morgan Stanley

DID STEVEN CHRISTOPHER LOVELL CAUSE YOU INVESTMENT LOSSES? Steven Lovell Of Morgan Stanley And Formerly With Key Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Steven Lovell Customer Complaints Steven Lovell has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Key Investment Services in favor of the investor. The same brokerage firm denied the other 2 customer complaints and, to date, the customers have not taken any further action. Allegations Against Steven Lovell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Lovell Red Flags & Your Rights As An Investor Of course, Steven Lovell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Lovell at Morgan Stanley and Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Lovell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Steven Lovell If you have questions about Morgan Stanley, Key Investment Services LLC and/or Steven Lovell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Stephen Mills of Morgan Stanley

DID STEPHEN WEBER MILLS CAUSE YOU INVESTMENT LOSSES? Stephen Mills Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Stephen Mills Customer Complaint Stephen Mills has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to prevent conversion of funds by a POA from accounts of a now deceased client. Morgan Stanley settled the customer complaint for $695,000. Stephen Mills Red Flags & Your Rights As An Investor Of course, Stephen Mills did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Mills at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephen Mills has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephen Mills If you have questions about Morgan Stanley and/or Stephen Mills and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Stephen Lawless of Morgan Stanley

DID STEPHEN F LAWLESS CAUSE YOU INVESTMENT LOSSES? Stephen Lawless Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Stephen Lawless Customer Complaint Stephen Lawless has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about the failure to follow instructions with respect to risk of investments and their liquidation. Morgan Stanley settled the customer dispute in favor of the investor. Stephen Lawless Red Flags & Your Rights As An Investor Of course, Stephen Lawless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawless at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephen Lawless If you have questions about Morgan Stanley and/or Stephen Lawless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Shu Mei Yu of Morgan Stanley

DID SHU MEI YU CAUSE YOU INVESTMENT LOSSES? Shu Mei Yu Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Shu Mei Yu Customer Complaint Shu Mei Yu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s managed account was liquidated in March 2020 without her authorization. Morgan Stanley denied the customer complaint and no further action has been taken to date. Shu Mei Yu Red Flags & Your Rights As An Investor Of course, Shu Mei Yu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shu Mei Yu at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Shu Mei Yu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Shu Mei Yu If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Shu Mei Yu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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