Apr 28, 2023

Michael Carter formerly with Morgan Stanley

DID MICHAEL BARRY CARTER CAUSE YOU INVESTMENT LOSSES? Michael Carter Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Michael Carter Customer Complaints Michael Carter has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 of the customer complaints were settled by Morgan Stanley in favor of the investors. Morgan Stanley also terminated him for his misconduct. Allegations Against Michael Carter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Carter Red Flags & Your Rights As An Investor Of course, Michael Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Carter If you have questions about Morgan Stanley and/or Michael Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Nichley of UBS Financial Services Inc

DID MICHAEL B NICHLEY CAUSE YOU INVESTMENT LOSSES? Michael Nichley Of UBS Financial Services Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Nichley Customer Complaint Michael Nichley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the option strategy in customer’s managed account was misrepresented as having a safety net that would prevent loss of the entire value. UBS Financial Services denied the customer complaint and, to date, no action has been taken by the customer against the firm or broker. Michael Nichley Red Flags & Your Rights As An Investor Of course, Michael Nichley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nichley at UBS Financial Services Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Nichley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Nichley If you have questions about UBS Financial Services Inc., Morgan Stanley and/or Michael Nichley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2023

Michael Pellegrino, Jr. formerly with Westpark Capital, Inc.

DID MICHAEL A. PELLEGRINO JR CAUSE YOU INVESTMENT LOSSES? Michael Pellegrino, Jr. Formerly With Westpark Capital, Inc. and Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Michael Pellegrino, Jr. Customer Complaints Michael Pellegrino, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Morgan Stanley denied both customer complaints and no further action has been taken to date. Allegations Against Michael Pellegrino, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Pellegrino, Jr. Red Flags & Your Rights As An Investor Of course, Michael Pellegrino, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pellegrino, Jr. at Westpark Capital, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Pellegrino, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Michael Pellegrino, Jr. If you have questions about Westpark Capital, Inc., Morgan Stanley and/or Michael Pellegrino, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2023

Meghan Elliott formerly with PFS Investments Inc.

DID MEGHAN MARIE ELLIOTT CAUSE YOU INVESTMENT LOSSES? Meghan Elliott Formerly With PFS Investments Inc. and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Meghan Elliott Customer Complaint Meghan Elliott has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, and conversion of funds from accounts of a now deceased client. The customer dispute was settled by Morgan Stanley in favor of the estate for $695,000. Meghan Elliott Red Flags & Your Rights As An Investor Of course, Meghan Elliott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Meghan Elliott at PFS Investments Inc.  and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Meghan Elliott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc.  Due To Meghan Elliott If you have questions about PFS Investments Inc., Morgan Stanley and/or Meghan Elliott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Remis formerly with Morgan Stanley

DID MATTHEW HOWARD REMIS CAUSE YOU INVESTMENT LOSSES? Matthew Remis Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Matthew Remis Customer Complaint Matthew Remis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Morgan Stanley settled the customer dispute for almost the full amount demanded. Matthew Remis Red Flags & Your Rights As An Investor Of course, Matthew Remis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Remis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Remis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Matthew Remis If you have questions about Morgan Stanley and/or Matthew Remis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2023

Matthew Genco of Morgan Stanley

DID MATTHEW ANTHONY GENCO CAUSE YOU INVESTMENT LOSSES? Matthew Genco Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Matthew Genco Customer Complaint Matthew Genco has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to an option strategy in the managed account. Morgan Stanley settled the customer dispute for $1.5 million. Matthew Genco Red Flags & Your Rights As An Investor Of course, Matthew Genco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Genco at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Genco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Matthew Genco If you have questions about Morgan Stanley and/or Matthew Genco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2023

Matias Cavalieri of Morgan Stanley

DID MATIAS CAVALIERI CAUSE YOU INVESTMENT LOSSES? Matias Cavalieri Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Matias Cavalieri Customer Complaint Matias Cavalieri has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a purchase of mutual fund did not meet client’s objective. Morgan Stanley settled the customer dispute in favor of the investor. Matias Cavalieri Red Flags & Your Rights As An Investor Of course, Matias Cavalieri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matias Cavalieri at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matias Cavalieri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Matias Cavalieri If you have questions about Morgan Stanley and/or Matias Cavalieri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2023

Martin Shandling of Morgan Stanley

DID MARTIN ROY SHANDLING CAUSE YOU INVESTMENT LOSSES? Martin Shandling Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Martin Shandling Customer Complaint Martin Shandling has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with the offer and sale of common and preferred stock. His employer, Merrill Lynch Pearce Fenner and Smith denied the customer complaint, and to date, no further action has been taken Martin Shandling Red Flags & Your Rights As An Investor Of course, Martin Shandling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Shandling at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Martin Shandling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Martin Shandling If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Martin Shandling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Potocsny of International Assets Advisory, LLC

DID MARK JULIUS POTOCSNY CAUSE YOU INVESTMENT LOSSES? Mark Potocsny Of International Assets Advisory, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Potocsny Customer Complaints Mark Potocsny has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AG Edwards and Sons. The other customer complaint was denied by Morgan Stanley, and to date, the customer has taken no further action. Notwithstanding, Morgan Stanley terminated Mark Potocsny’s employment. Allegations Against Mark Potocsny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Potocsny Red Flags & Your Rights As An Investor Of course, Mark Potocsny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Potocsny at International Assets Advisory, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Potocsny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Mark Potocsny If you have questions about International Assets Advisory, LLC, Morgan Stanley and/or Mark Potocsny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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