Apr 19, 2023

Matias Cavalieri of Morgan Stanley

DID MATIAS CAVALIERI CAUSE YOU INVESTMENT LOSSES? Matias Cavalieri Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Matias Cavalieri Customer Complaint Matias Cavalieri has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a purchase of mutual fund did not meet client’s objective. Morgan Stanley settled the customer dispute in favor of the investor. Matias Cavalieri Red Flags & Your Rights As An Investor Of course, Matias Cavalieri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matias Cavalieri at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matias Cavalieri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Matias Cavalieri If you have questions about Morgan Stanley and/or Matias Cavalieri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2023

Martin Shandling of Morgan Stanley

DID MARTIN ROY SHANDLING CAUSE YOU INVESTMENT LOSSES? Martin Shandling Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Martin Shandling Customer Complaint Martin Shandling has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with the offer and sale of common and preferred stock. His employer, Merrill Lynch Pearce Fenner and Smith denied the customer complaint, and to date, no further action has been taken Martin Shandling Red Flags & Your Rights As An Investor Of course, Martin Shandling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Shandling at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Martin Shandling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Martin Shandling If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Martin Shandling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Potocsny of International Assets Advisory, LLC

DID MARK JULIUS POTOCSNY CAUSE YOU INVESTMENT LOSSES? Mark Potocsny Of International Assets Advisory, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Potocsny Customer Complaints Mark Potocsny has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AG Edwards and Sons. The other customer complaint was denied by Morgan Stanley, and to date, the customer has taken no further action. Notwithstanding, Morgan Stanley terminated Mark Potocsny’s employment. Allegations Against Mark Potocsny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Potocsny Red Flags & Your Rights As An Investor Of course, Mark Potocsny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Potocsny at International Assets Advisory, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Potocsny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Mark Potocsny If you have questions about International Assets Advisory, LLC, Morgan Stanley and/or Mark Potocsny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

DID MARK HEBERT CAUSE YOU INVESTMENT LOSSES? Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Hebert Customer Complaint Mark Hebert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose that bonds sold were unregistered 144 A securities and that the bonds were inconsistent with its portfolio guidelines. Wells Fargo Securities settled the customer dispute by canceling the customer’s purchase of the $9.5 million of bonds at issue. Mark Hebert Red Flags & Your Rights As An Investor Of course, Mark Hebert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hebert at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Hebert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Deutsche Bank Securities Inc. Due To Mark Hebert If you have questions about Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and/or Mark Hebert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Sullivan of Raymond James & Associates, Inc.

DID MARK DOUGLAS SULLIVAN CAUSE YOU INVESTMENT LOSSES? Mark Sullivan Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Sullivan Customer Complaint Mark Sullivan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a loan product was misrepresented and that a prepayment penalty was not disclosed. Morgan Stanley denied the customer complaint, and to date, no further action has been taken. Mark Sullivan Red Flags & Your Rights As An Investor Of course, Mark Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Sullivan at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Mark Sullivan If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Mark Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Mark Frommer of Oppenheimer & Co. Inc.

DID MARK ALLEN FROMMER CAUSE YOU INVESTMENT LOSSES? Mark Frommer Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 6 Customer Complaints For Alleged Broker Misconduct Mark Frommer Customer Complaints Mark Frommer has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors. Three of the customer complaints were denied by the brokerage firm and the customers took no further action to date. There is currently one arbitration proceeding pending against Morgan Stanley for Mark Frommer’s alleged misconduct. Allegations Against Mark Frommer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Frommer Red Flags & Your Rights As An Investor Of course, Mark Frommer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Frommer at Oppenheimer & Co. Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Frommer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Frommer If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Mark Frommer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2023

Maria Solanet of Insigneo Securities LLC

DID MARIA SOLANET CAUSE YOU INVESTMENT LOSSES? Maria Solanet Of Insigneo Securities, LLC and formerly with Morgan Stanley, Has 2 Customer Complaints For Alleged Broker Misconduct Maria Solanet Customer Complaints Maria Solanet has been the subject of at least two customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investors. The other customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the customer took no further action. The customers alleged misrepresentations and/or unsuitable investment recommendations had caused them losses. Maria Solanet Red Flags & Your Rights As An Investor Of course, Maria Solanet did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Solanet at Insigneo Securities, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maria Solanethas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo Securities, LLC Due To Maria Solanet If you have questions about Insigneo Securities, LLC, Morgan Stanley and/or Maria Solanet and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Mara Schainuck of Morgan Stanley

DID MARA SCHIFF SCHAINUCK CAUSE YOU INVESTMENT LOSSES? Mara Schainuck Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mara Schainuck Customer Complaint Mara Schainuck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that beneficiary documentation was relied upon erroneously causing harm. The arbitration proceeding is currently pending against Wells Fargo Advisors Financial Network for Mara Schainuck’s alleged misconduct. Mara Schainuck Red Flags & Your Rights As An Investor Of course, Mara Schainuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mara Schainuck at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mara Schainuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mara Schainuck If you have questions about Morgan Stanley and/or Mara Schainuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Lori Caumeil of Morgan Stanley

DID LORI ANNE CAUMEIL CAUSE YOU INVESTMENT LOSSES? Lori Caumeil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lori Caumeil Customer Complaint Lori Caumeil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the strategy to establish a liquidity access line with the fixed rate was unsuitable. Morgan Stanley denied the customer complaint, and to date, the investor has not taken any further action. Lori Caumeil Red Flags & Your Rights As An Investor Of course, Lori Caumeil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Caumeil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lori Caumeil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lori Caumeil If you have questions about Morgan Stanley and/or Lori Caumeil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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