Nov 24, 2024

Robert Chen of Morgan Stanley Reviews

DID ROBERT W CHEN CAUSE YOU INVESTMENT LOSSES? Robert Chen Customer Complaints and Reviews Robert Chen has one customer dispute disclosed: Allegations Against Robert Chen The customer complaint against Robert Chen alleges that he failed to follow specific instructions regarding the sale of securities within a managed account. The client claims that certain securities were sold without consent. Robert Chen Red Flags & Your Rights As An Investor Of course, Robert Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chen at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Chen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Chen If you have questions about Morgan Stanley and/or Robert Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 9, 2024

Clark Kline of Morgan Stanley FIRED

DID CLARK JAMES KLINE CAUSE YOU INVESTMENT LOSSES? Clark Kline Formerly With Morgan Stanley was terminated on May 10, 2024, for due to allegations related to a pattern of ACH deposits from his bank account to his personal account at the firm, which were subsequently reversed. Clark Kline Employment History and Termination Clark J. Kline has been in the securities industry since 2001, holding positions at J.P. Morgan Securities (2001-2012), UBS Financial Services (2004-2019), and his most recent registration was with Morgan Stanley from November 2019 until May 2024. Kline has no current registration and is associated with Advisory Services Network, LLC. He passed two general industry/product exams and two multi-state securities law exams. Kline was terminated by Morgan Stanley on May 10, 2024, which arose from allegations of ACH deposits from his personal bank account to his firm account, which were subsequently reversed. Disclosure: Clark Kline Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Clark Kline is a red flag which should put all current and former customers of Clark Kline at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clark Kline engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Clark Kline If you have questions about Morgan Stanley and/or Clark Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 3, 2024

Jason Head Formerly With Morgan Stanley Reviews

DID JASON BROOKS HEAD CAUSE YOU INVESTMENT LOSSES? Jason Head Customer Complaints and Reviews Jason Brooks Head has one pending disclosure related to a customer dispute. Customer Dispute 02/12/2024: A pending complaint involving a Morgan Stanley client who alleges unauthorized activity related to her liquidity access line. The dispute does not specify the damages sought, and no settlement has been reached as of now. Allegations Against Jason Head The pending customer dispute involves allegations from a Morgan Stanley client, who claims that activity related to her liquidity access line between 2021 and 2024 was unauthorized. The exact damages are unspecified, and the case remains pending as of the most recent filing date in February 2024. Jason Head Red Flags & Your Rights As An Investor Of course, Jason Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Head at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jason Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Head If you have questions about Morgan Stanley and/or Jason Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 30, 2024

Maury Lomax of Morgan Stanley Reviews

DID MAURY EDWARD LOMAX CAUSE YOU INVESTMENT LOSSES? Maury Lomax Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Maury Lomax Customer Complaints and Reviews Maury Edward Lomax has two customer disputes disclosed in his record. Below is a summary of the incidents: Allegations Against Maury Lomax The key allegation against Maury Edward Lomax involves claims of misleading clients and executing unsuitable investment strategies. Maury Lomax Red Flags & Your Rights As An Investor Of course, Maury Lomax did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maury Lomax at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maury Lomax has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Maury Lomax If you have questions about Morgan Stanley and/or Maury Lomax and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 26, 2024

Paul Pavelski of Morgan Stanley Reviews

DID PAUL THOMAS PAVELSKI CAUSE YOU INVESTMENT LOSSES? Paul Pavelski Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Paul Pavelski Customer Complaints and ReviewsCustomer Disputes (4): One dispute settled for $75,000 concerning 12(b)-1 fees, initially filed in 2008 against Landolt Securities, where Pavelski was accused of improperly receiving fees after a dealer of record change. Another settled dispute from 2002 involved allegations of selling unsuitable investments, specifically low-grade bond mutual funds, which was resolved with a payment of $5,325. A complaint in 2022 alleging more risk than agreed upon in an investment was denied. A pending case from June 2024 involves allegations of misrepresentation and unsuitable investment recommendations related to the purchase of GWG L Bonds, with potential damages estimated at $100,000. Allegations Against Paul Pavelski Paul Pavelski Red Flags & Your Rights As An Investor Of course, Paul Pavelski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Pavelski at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Pavelski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Pavelski If you have questions about Morgan Stanley and/or Paul Pavelski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 24, 2024

Robert Melberth Formerly With Emerson Equity LLC Reviews

DID ROBERT WYLA MELBERTH CAUSE YOU INVESTMENT LOSSES? Robert Melberth Of Emerson Equity LLC Has 7 Customer Complaints For Alleged Broker Misconduct Robert Melberth Customer Complaints and Reviews Robert W. Melberth’s disclosure records reveal a history of customer disputes: Allegations Against Robert Melberth Robert Melberth Red Flags & Your Rights As An Investor Of course, Robert Melberth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Melberth at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Melberth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Robert Melberth If you have questions about Emerson Equity LLC and/or Robert Melberth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 8, 2024

William Shopoff of Shopoff Securities, Inc. Reviews

DID WILLIAM ANTHONY SHOPOFF CAUSE YOU INVESTMENT LOSSES? William Shopoff Of Shopoff Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct William Shopoff Customer Complaints and Reviews William A. Shopoff has had four disclosed customer disputes: Allegations Against William Shopoff William Shopoff Red Flags & Your Rights As An Investor Of course, William Shopoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Shopoff at Shopoff Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Shopoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Shopoff Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Shopoff Securities, Inc. Due To William Shopoff If you have questions about Shopoff Securities, Inc. and/or William Shopoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 19, 2024

Roger Gallagher of Morgan Stanley FIRED

DID ROGER ALBERT TAFT GALLAGHER CAUSE YOU INVESTMENT LOSSES? Roger Gallagher Formerly With Morgan Stanley was terminated on August 9, 2024, due to allegations related to undisclosed financial arrangements Roger Gallagher Customer Complaints and Reviews Roger Albert Taft Gallagher is a former securities broker with a varied background in the industry. He worked for two firms during his career, the most notable being Morgan Stanley, where he was employed from December 2012 until September 2024. During his time in the industry, Gallagher passed two general industry/product exams, including the Securities Industry Essentials Examination in 2018 and the General Securities Representative Examination (Series 7) in 2012. Additionally, he passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in 2013. Gallagher holds no supervisory or principal qualifications and has no current registrations. His career includes various business activities, such as involvement with investment-related and non-investment-related ventures. Notably, Gallagher was terminated from his last position at Morgan Stanley in August 2024 due to allegations related to undisclosed financial arrangements. Allegations Against Roger Gallagher Roger Gallagher has several disclosure events listed in his FINRA report. These include a pending criminal case involving charges of fictitious obligations and mail fraud, both filed in August 2024 in the United States District Court for the Southern District of Florida. Gallagher has pleaded not guilty to all charges. Additionally, there is one customer dispute filed in March 2021, alleging misrepresentation in the recommendation to sell shares, which was eventually denied and closed without any action. Lastly, Gallagher was discharged from Morgan Stanley in August 2024 due to allegations of involvement in undisclosed financial arrangements with a potential third-party service provider. There are no records of any monetary settlements or additional legal actions tied to these disclosures. Roger Gallagher Red Flags & Your Rights As An Investor Of course, Roger Gallagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Roger Gallagher at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roger Gallagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roger Gallagher If you have questions about Morgan Stanley and/or Roger Gallagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2024

Carmine DeMaio of Morgan Stanley FIRED

DID CARMINE A DEMAIO CAUSE YOU INVESTMENT LOSSES? Carmine DeMaio Formerly With Morgan Stanley was terminated on August 2, 2024 for allegations regarding the accuracy of call notes entered into the Firm’s Customer Relationship Management (CRM) system that did not fully reflect the call. Carmine DeMaio Employment History Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Carmine DeMaio Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmine DeMaio is a red flag which should put all current and former customers of Carmine DeMaio at Morgan Stanley and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmine DeMaio engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carmine DeMaio If you have questions about Morgan Stanley and/or Carmine DeMaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2024

Nikolai Taylor of Morgan Stanley Reviews

DID NIKOLAI TAYLOR CAUSE YOU INVESTMENT LOSSES? Nikolai Taylor Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Nikolai Taylor Customer Complaints and Reviews Nikolai Taylor has several negative disclosures reported: Allegations Against Nikolai Taylor Nikolai Taylor Red Flags & Your Rights As An Investor Of course, Nikolai Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolai Taylor at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikolai Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nikolai Taylor If you have questions about Morgan Stanley and/or Nikolai Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading