Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Horacio Gomez-Rabago of Oppenheimer & Co. Inc.

DID HORACIO GOMEZ-RABAGO CAUSE YOU INVESTMENT LOSSES? Horacio Gomez-Rabago Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Who is Horacio Gomez-Rabago of Oppenheimer & Co. Inc.? Horacio Gomez-Rabago (CRD #4437037) who is currently registered with Oppenheimer & Co. Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Horacio Gomez-Rabago was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Horacio Gomez-Rabago Customer Complaints Horacio Gomez-Rabago has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS International for $700,000. Another customer complaint was settled by UBS International $175,000 in favor of the investor. Four customer complaints were denied by his employers and, today, those customers have not taken any further action. Allegations Against Horacio Gomez-Rabago A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Horacio Gomez-Rabago Red Flags & Your Rights As An Investor Of course, Horacio Gomez-Rabago did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Horacio Gomez-Rabago and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Horacio Gomez-Rabago has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Horacio Gomez-Rabago If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Horacio Gomez-Rabago and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2023

Henrique Lucena of Laidlaw & Company (UK) Ltd.

DID HENRIQUE DAVID LUCENA CAUSE YOU INVESTMENT LOSSES? Henrique Lucena Of Laidlaw & Company (UK) Ltd. And Formerly With Morgan Stanley and UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Henrique Lucena of Laidlaw & Company (UK) Ltd.? Henrique Lucena (CRD #5605196) who is currently registered with Laidlaw & Company (UK) Ltd. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Laidlaw & Company (UK) Ltd., Henrique Lucena was associated with Morgan Stanley and UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henrique Lucena Customer Complaint Henrique Lucena has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and unauthorized trading. The arbitration claim was settled for $350,000 by UBS financial services in favor of the investor. Henrique Lucena Red Flags & Your Rights As An Investor Of course, Henrique Lucena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henrique Lucena at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Henrique Lucena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd., Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd. Due To Henrique Lucena If you have questions about Laidlaw & Company (UK) Ltd., Morgan Stanley, UBS Financial Services Inc. and/or Henrique Lucena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Williams formerly with Forta Financial Group, Inc.

DID GREGORY JON WILLIAMS CAUSE YOU INVESTMENT LOSSES? Gregory Williams Formerly With Forta Financial Group, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Gregory Williams formerly with Forta Financial Group, Inc.? Gregory Williams (CRD #1561089) who was formerly registered with Forta Financial Group, Inc. and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Gregory Williams has had his own share of regulatory problems. He was permanently barred from association with any FINRA member and all capacities. Gregory Williams Customer Complaints Gregory Williams has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Another arbitration claim was settled in favor of the investor. Morgan Stanley denied one customer complaint related to a variable annuity transaction, and to date, the customer has not taken any further action. There are currently 6 customer complaints pending against Forta Financial Group related to Gregory Williams investment recommendations. Allegations Against Gregory Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Williams Red Flags & Your Rights As An Investor Of course, Gregory Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Williams at Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Forta Financial Group, Inc. Due To Gregory Williams If you have questions about Forta Financial Group, Inc. and/or Gregory Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Graham Okelly of RBC Capital Markets LLC

DID GRAHAM DYLAN OKELLY CAUSE YOU INVESTMENT LOSSES? Graham Okelly Of RBC Capital Markets LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Graham Okelly of RBC Capital Markets LLC? Graham Okelly (CRD #4437544 ) who is currently registered with RBC Capital Markets LLC and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets LLC, Graham Okelly was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Graham Okelly Customer Complaint Graham Okelly has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor engage in unauthorized trading. The customer complaint was settled in favor of the investor by RBC Capital Markets. Graham Okelly Red Flags & Your Rights As An Investor Of course, Graham Okelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Graham Okelly at RBC Capital Markets LLC, and formerly with Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Graham Okelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets LLC, and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Graham Okelly If you have questions about RBC Capital Markets LLC, Morgan Stanley and/or Graham Okelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Gordon Stevenson of Morgan Stanley

DID GORDON LESLIE STEVENSON CAUSE YOU INVESTMENT LOSSES? Gordon Stevenson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gordon Stevenson of Morgan Stanley? Gordon Stevenson (CRD #1226740) who is currently registered with Morgan Stanley and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gordon Stevenson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gordon Stevenson Customer Complaint Gordon Stevenson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the unsuitable recommendation of mutual fund investments. A customer complaint was denied by Morgan Stanley, antedate it appears that the customer has not taken any further action. Gordon Stevenson Red Flags & Your Rights As An Investor Of course, Gordon Stevenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Stevenson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gordon Stevenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gordon Stevenson If you have questions about Morgan Stanley and/or Gordon Stevenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Cecchett of Morgan Stanley

DID GARY M. CECCHETT CAUSE YOU INVESTMENT LOSSES? Gary Cecchett of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Cecchett of Morgan Stanley? Gary Cecchett (CRD #5757354) who is currently registered with Morgan Stanley and located in Rehoboth Beach, Delaware, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gary Cecchett was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cecchett Customer Complaint Gary Cecchett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor verbally misrepresented a mutual fund investment. The customer complaint was settled in favor of the investor. Gary Cecchett Red Flags & Your Rights As An Investor Of course, Gary Cecchett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cecchett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gary Cecchett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gary Cecchett If you have questions about Morgan Stanley and/or Gary Cecchett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francisco Valenzuela formerly with Morgan Stanley

DID FRANCISCO JAVIER VALENZUELA CAUSE YOU INVESTMENT LOSSES? Francisco Valenzuela Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Francisco Valenzuela formerly with Morgan Stanley? Francisco Valenzuela (CRD #2786970) who was formerly registered with Morgan Stanley and located in Tucson, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Francisco Valenzuela was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francisco  Valenzuela has also had his share of regulatory problems. He was suspended twice by FINRA and eventually permanently barred from any further association with any FINRA member firm in the future. Francisco Valenzuela Customer Complaints Francisco Valenzuela has been the subject of three customer complaints that we know about. Two of Francisco Valenzuela’s customer complaints resulted in Awards in favor of investors. One of Francisco Valenzuela’s customer complaints were settled in favor of the investors. Allegations Against Francisco Valenzuela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Francisco Valenzuela Red Flags & Your Rights As An Investor Of course, Francisco Valenzuela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Valenzuela at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francisco Valenzuela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Francisco Valenzuela If you have questions about Morgan Stanley and/or Francisco Valenzuela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2022

Evan Savarick of Morgan Stanley

DID EVAN M. SAVARICK CAUSE YOU INVESTMENT LOSSES? Evan Savarick Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Evan Savarick of Morgan Stanley? Evan Savarick (CRD #5153903) who is currently registered with Morgan Stanley and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Evan Savarick Customer Complaints Evan Savarick has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Evan Savarick’s 2 customer complaints was settled in favor of the investor.  One of Evan Savarick’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Evan Savarick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Evan Savarick Red Flags & Your Rights As An Investor Of course, Evan Savarick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Savarick at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Evan Savarick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Evan Savarick If you have questions about Morgan Stanley and/or Evan Savarick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Yamin of Morgan Stanley and formerly with UBS Financial Services, Inc.

DID ERIC MAER YAMIN CAUSE YOU INVESTMENT LOSSES? Eric Yamin Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Yamin of Morgan Stanley? Eric Yamin (CRD #2441778) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Eric Yamin was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Yamin Customer Complaint Eric Yamin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations with respect to an investment in an investment in and to continue investing in an options overlay strategy. Eric Yamin’s customer complaint was withdrawn and, to date, the customer has not taken any further action. Eric Yamin Red Flags & Your Rights As An Investor Of course, Eric Yamin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Yamin  at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Yamin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Yamin If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Eric Yamin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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