Nov 30, 2022

Diego Macedo of Morgan Stanley

DID DIEGO JUVENAL MACEDO CAUSE YOU INVESTMENT LOSSES? Diego Macedo Of Morgan Stanley And Formerly With  Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Diego Macedo of Morgan Stanley? Diego Macedo (CRD #4445337) who is currently registered with Morgan Stanley and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Diego Macedo was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diego Macedo Customer Complaint Diego Macedo has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor misrepresented mutual fund investments. Diego Macedo’s customer complaint was denied and, to date, the customer has not taken any further action. Diego Macedo Red Flags & Your Rights As An Investor Of course, Diego Macedo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diego Macedo at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Diego Macedo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Diego Macedo If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Diego Macedo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2022

David Kraft formerly with Morgan Stanley

DID DAVID WAYNE KRAFT CAUSE YOU INVESTMENT LOSSES? David Kraft Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is David Kraft formerly with Morgan Stanley? David Kraft (CRD #2356400) who was formerly registered with Morgan Stanley and located in Palm Beach Gardens, Florida was the subject of a FINRA investigation and permanently barred from any further association with a FINRA member firm. He is also the subject of one of our many securities industry sales practice abuse investigations. David Kraft Customer Complaints David Kraft has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of David Kraft’s 5 customer complaints was settled in favor of investors. Four of David Kraft’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Kraft A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation with respect to mutual fund investments in account Removal of funds from accounts without authorization Unsuitable investment recommendations and unauthorized trading related to closed-end funds Unsuitable investment recommendation of mutual funds David Kraft Red Flags & Your Rights As An Investor Of course, David Kraft did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Kraft at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Kraft has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Kraft If you have questions about Morgan Stanley and/or David Kraft and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2022

David Roth of Morgan Stanley

DID DAVID W. ROTH CAUSE YOU INVESTMENT LOSSES? David Roth Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Roth of Morgan Stanley? David Roth (CRD #5472009) who is currently registered with Morgan Stanley and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. David Roth Customer Complaint David Roth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to structured product investment. David Roth’s customer complaint was denied and, to date, the customer has not taken any further action. David Roth Red Flags & Your Rights As An Investor Of course, David Roth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roth at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Roth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Roth If you have questions about Morgan Stanley and/or David Roth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2022

David Hixon formerly with Morgan Stanley

DID DAVID THOMAS HIXON CAUSE YOU INVESTMENT LOSSES? David Hixon Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Hixon formerly with Morgan Stanley? David Hixon (CRD #4707468) who was formerly registered with Morgan Stanley and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  David Hixon Customer Complaint David Hixon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were and alleging misrepresentation with respect to an annuity exchange. David Hixon’s customer complaint was settled in favor of the investor. David Hixon Red Flags & Your Rights As An Investor Of course, David Hixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hixon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Hixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Hixon If you have questions about Morgan Stanley and/or David Hixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2022

Damian Bell of International Assets Advisory, LLC

As a client, you place your money in the hands of a broker that you can trust. This is why it’s critical to understand everything there is to know about the person handling your money. This data may assist you in deciding whether or not to deal with a specific broker. We may be able to assist you in addressing any concerns or issues you have if you believe Damian Bell has caused you financial harm. DID DAMIAN MARLON BELL CAUSE YOU INVESTMENT LOSSES? Damian Bell Of International Assets Advisory, LLC And Formerly With WFG Investments, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Who is Damian Bell of International Assets Advisory, LLC? Damian Bell (CRD #2348521) who is currently registered with International Assets Advisory, LLC and located in Daphne, Alabama is a subject of one of our many securities industry sales practice abuse investigations.  Prior to International Assets Advisory, LLC, Damian Bell was associated with WFG Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Damian Bell Customer Complaints Damian Bell has been the subject of 11 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Damian Bell’s 11 customer complaints were settled in favor of investors. Six of Damian Bell’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Damian Bell’s former employer WFG Investments, Inc. for investment losses caused by the alleged misconduct. Allegations Against Damian Bell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to corporate debt and mutual funds. Failure to conduct a reasonable investigation, misrepresentation, unsuitable investment recommendations, and breach of fiduciary duty related to a private placement investment. Unsuitable investment recommendations and failure to disclose fees related to mutual funds. Unsuitable investment recommendation to purchase a Morgan Stanley exchange traded note. Failure to conduct due diligence on alternative investment in breach of fiduciary duty related to a private placement investment. Negligence, unsuitable recommendations and breach of fiduciary duty related to a direct investment in a private placement. Breach of contract and violation of state securities statutes in connection with alternative investments. Damian Bell Red Flags & Your Rights As An Investor Of course, Damian Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Bell at International Assets Advisory, LLC and WFG Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Damian Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and WFG Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Damian Bell If you have questions about International Assets Advisory, LLC, WFG Investments, Inc., and/or Damian Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 17, 2022

Craig Cunningham of Morgan Stanley

When you give your money to a broker, it’s important that you trust them. This is why gathering as much information on the person who will be investing your funds is critical. By doing this research, you can make an informed decision on whether or not to work with a specific broker. If you think Craig Cunningham has caused you financial harm, we may be able to assist you with any concerns or issues you have. DID CRAIG PATRICK CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Craig Cunningham Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Cunningham of Morgan Stanley? Craig Cunningham (CRD #2850891) who is currently registered with Morgan Stanley and located in Orland Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Craig Cunningham Customer Complaint Craig Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were overconcentration of investments in a managed account. Craig Cunningham’s customer complaint was denied and, to date, the customer has not taken any further action. Craig Cunningham Red Flags & Your Rights As An Investor Of course, Craig Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Cunningham at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Craig Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Craig Cunningham If you have questions about Morgan Stanley and/or Craig Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Christopher Novielli of Morgan Stanley

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. This crucial information may lead to queries regarding Christopher Novielli and the financial losses you incurred. We will try our best to answer any questions you have about him. DID CHRISTOPHER VITO NOVIELLI CAUSE YOU INVESTMENT LOSSES? Christopher Novielli Of Morgan Stanley And Formerly With David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Novielli of Morgan Stanley? Christopher Novielli (CRD #6386078) who is currently registered with Morgan Stanley and located in Purchase, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Christopher Novielli was associated with David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Novielli Customer Complaint Christopher Novielli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Novielli made unsuitable investment recommendations of mutual funds and REITs. The customer complaint filed against Christopher Novielli’s former employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Novielli Red Flags & Your Rights As An Investor Of course, Christopher Novielli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Novielli at Morgan Stanley and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Novielli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Novielli If you have questions about Morgan Stanley, David Lerner Associates, Inc., and/or Christopher Novielli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2022

Christopher Arnella of Morgan Stanley

As a client, you trust your money to a broker who you can rely on. This is why it’s critical to find out all there is to know about the individual who is investing your cash. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Christopher Arnella has caused you financial harm, we may be able to assist you in dealing with any issues or concerns you have. DID CHRISTOPHER PHILIP ARNELLA CAUSE YOU INVESTMENT LOSSES? Christopher Arnella Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Arnella of Morgan Stanley? Christopher Arnella (CRD #4886531) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Arnella Customer Complaint Christopher Arnella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Arnella made unsuitable investment recommendations. The customer complaint filed against Christopher Arnella former employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Arnella Red Flags & Your Rights As An Investor Of course, Christopher Arnella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Arnella at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Arnella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Arnella If you have questions about Morgan Stanley and/or Christopher Arnella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Olson of RBC Capital Markets, LLC

As a client, you put your money in the hands of someone you can rely on. This is why it’s critical to learn everything there is to know about the person investing your money. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Christopher Olson has harmed your financial interests, we may be able to assist you in addressing any issues or concerns that you have. DID CHRISTOPHER M. OLSON CAUSE YOU INVESTMENT LOSSES? Christopher Olson Of RBC Capital Markets, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Olson of RBC Capital Markets, LLC? Christopher Olson (CRD #4278682) who is currently registered with RBC Capital Markets, LLC and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Christopher Olson was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Olson Customer Complaints Christopher Olson has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Olson’s 2 customer complaints was settled in favor of investors. One of Christopher Olson’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Christopher Olson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Excessive trading of equity listed stocks and exchange traded funds. Unsuitable investment recommendation of municipal bond. Christopher Olson Red Flags & Your Rights As An Investor Of course, Christopher Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Olson at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Olson If you have questions about RBC Capital Markets, LLC, Morgan Stanley, and/or Christopher Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2022

Christopher Butler of Morgan Stanley

It is critical for all to understand as much as possible about the individuals with whom we entrust our money. There are several places where you may discover information regarding a person’s background, including past employment history, regulatory court actions, and customer complaints. This important information may lead to questions about Christopher Butler and investment losses you suffered. We will do our best to answer those questions. DID CHRISTOPHER JAMES BUTLER CAUSE YOU INVESTMENT LOSSES? Christopher Butler Of Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Christopher Butler of Morgan Stanley? Christopher Butler (CRD #1894450) who is currently registered with Morgan Stanley and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Christopher Butler Customer Complaints Christopher Butler has been the subject of 9 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Butler’s 9 customer complaints resulted in an Award in favor of investor. Five of Christopher Butler’s customer complaints were settled in favor of investors.  Three of Christopher Butler’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Butler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, unauthorized trading, fraud, and unsuitable investment recommendations related to the use of margin in a account. Unsuitable investment recommendations of corporate debt. Unsuitable investment recommendations of energy bonds. Misrepresentation with respect to corporate bond and equity investments in account. At misrepresentation and omissions of material fact, negligence, breach of fiduciary duty, and unsuitable investment recommendations related to mutual funds. Misrepresentations related to equity in corporate debt investments. Unsuitable investment recommendations of corporate bonds. Mismanagement of portfolio. Christopher Butler Red Flags & Your Rights As An Investor Of course, Christopher Butler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Butler at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Butler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Butler If you have questions about Morgan Stanley and/or Christopher Butler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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