Mar 8, 2022

Manuel Ojeda of Morgan Stanley

DID MANUEL L. OJEDA CAUSE YOU INVESTMENT LOSSES? Manuel Ojeda Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Manuel Ojeda of Morgan Stanley? Manuel Ojeda (CRD #2136032) who is currently registered with Morgan Stanley and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Manuel Ojeda Customer Complaint Manuel Ojeda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to hedge fund investment. Manuel Ojeda’s customer complaint was denied and, to date, the customer has not taken any further action. Manuel Ojeda Red Flags & Your Rights As An Investor Of course, Manuel Ojeda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ojeda at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Manuel Ojeda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Manuel Ojeda If you have questions about Morgan Stanley and/or Manuel Ojeda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas McDavid of Rockefeller Financial

DID THOMAS ANDREW MCDAVID CAUSE YOU INVESTMENT LOSSES? Thomas McDavid Of Rockefeller Financial And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas McDavid of Rockefeller Financial? Thomas McDavid (CRD #3174259) who is currently registered with Rockefeller Financial and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Rockefeller Financial, Thomas McDavid was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas McDavid Customer Complaint Thomas McDavid has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged, inter alia, that option strategy recommended by Thomas McDavid was unsuitable and misrepresented. The customer complaint filed against Thomas McDavid’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas McDavid Red Flags & Your Rights As An Investor Of course, Thomas McDavid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McDavid at Rockefeller Financial and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas McDavid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Rockefeller Financial Due To Thomas McDavid If you have questions about Rockefeller Financial, Morgan Stanley, and/or Thomas McDavid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew McGuirk of Oppenheimer & Co.

DID MATTHEW WALTER MCGUIRK CAUSE YOU INVESTMENT LOSSES? Matthew McGuirk Of Oppenheimer & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew McGuirk of Oppenheimer & Co.? Matthew McGuirk (CRD #2895403) who is currently registered with Oppenheimer & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Matthew McGuirk was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew McGuirk Customer Complaint Matthew McGuirk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged, inter alia, that pre-payment penalties on two liquidity access lines were not disclosed. Matthew McGuirk’s customer complaint was denied and, to date, the customer has not taken any further action. Matthew McGuirk Red Flags & Your Rights As An Investor Of course, Matthew McGuirk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McGuirk at Oppenheimer & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew McGuirk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Matthew McGuirk If you have questions about Oppenheimer & Co., Morgan Stanley, and/or Matthew McGuirk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kreuzer of Morgan Stanley

DID THOMAS ANTHONY KREUZER CAUSE YOU INVESTMENT LOSSES? Thomas Kreuzer Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Kreuzer of Morgan Stanley? Thomas Kreuzer (CRD #1499883) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kreuzer Customer Complaints Thomas Kreuzer has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Kreuzer’s 3 customer complaints was settled in favor of investors. Two of Thomas Kreuzer’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Kreuzer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Thomas Kreuzer’s negligence, unsuitability, fraud and omission of material facts, breach of fiduciary duty, violation of FINRA rules, breach of contract, and violation of California securities laws in connection with an investment in a structured product. Client alleged Thomas Kreuzer’s failure to follow instructions with respect to liquidation of accounts. Client alleged that investment of 57% of portfolio in stocks is inappropriate for elderly client. Client further alleged Thomas Kreuzer failed to follow the client’s instructions to invest in instruments that provided security and income, not unsafe investments. Thomas Kreuzer Red Flags & Your Rights As An Investor Of course, Thomas Kreuzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kreuzer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Kreuzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Kreuzer If you have questions about Morgan Stanley and/or Thomas Kreuzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Lane of RBC Capital Markets

DID MATTHEW FARLEY LANE CAUSE YOU INVESTMENT LOSSES? Matthew Lane Of RBC Capital Markets And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Lane of RBC Capital Markets? Matthew Lane (CRD #2217533) who is currently registered with RBC Capital Markets and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Matthew Lane was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Lane Customer Complaints Matthew Lane has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Matthew Lane’s 2 customer complaints was settled in favor of investors. One of Matthew Lane’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Matthew Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, that Matthew Lane’s recommendation to sell his bond funds and purchase municipal bonds was misrepresented. Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complained that they weren’t informed of subsequent rating and price changes allegedly by Matthew Lane. Matthew Lane Red Flags & Your Rights As An Investor Of course, Matthew Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Lane at RBC Capital Markets and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matthew Lane If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Borislav Kolev of Morgan Stanley

DID BORISLAV VALENTINOV KOLEV CAUSE YOU INVESTMENT LOSSES? Borislav Kolev Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Borislav Kolev of Morgan Stanley? Borislav Kolev (CRD #3024003) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Borislav Kolev Customer Complaints Borislav Kolev has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Borislav Kolev’s 2 customer complaints was settled in favor of investors. One of Borislav Kolev’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s agent claims he did not authorize Borislav Kolev’s alleged purchase of 10,000 shares of a stock in his wife’s account. Customer alleged that certain auction rate securities were purchased for their account in contravention of its investment policy guidelines by Borislav Kolev. Borislav Kolev Red Flags & Your Rights As An Investor Of course, Borislav Kolev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borislav Kolev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borislav Kolev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borislav Kolev If you have questions about Morgan Stanley and/or Borislav Kolev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antoinette Lucas of TIAA-CREF Individual & Institutional Services

DID ANTOINETTE MARSHALL LUCAS CAUSE YOU INVESTMENT LOSSES? Antoinette Lucas Of TIAA-CREF Individual & Institutional Services And Formerly With Morgan Stanley And OneAmerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoinette Lucas of TIAA-CREF Individual & Institutional Services? Antoinette Lucas (CRD #4314461) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlottesville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Antoinette Lucas was associated with Morgan Stanley, OneAmerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoinette Lucas Customer Complaint Antoinette Lucas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that she provided account trade instructions to the representative on February 20, 2020 but due to a delay in trades being made, experienced a loss in account value. Antoinette Lucas’ customer complaint was settled in favor of the investors. Antoinette Lucas Red Flags & Your Rights As An Investor Of course, Antoinette Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Lucas at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities on alert to review carefully the activity and performance of their accounts and question whether Antoinette Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Antoinette Lucas If you have questions about TIAA-CREF Individual & Institutional Services, Morgan Stanley, OneAmerica Securities, and/or Antoinette Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Hart of Morgan Stanley

DID ROBERT PAUL HART CAUSE YOU INVESTMENT LOSSES? Robert Hart Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Hart of Morgan Stanley? Robert Hart (CRD #2313194) who is currently registered with Morgan Stanley and located in Marco Island, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Hart was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Hart Customer Complaints Robert Hart has been the subject of 3 customer complaints that we know about. One arbitration award was entered against Wells Fargo Clearing Services for Robert Hart’s alleged misconduct causing investors losses. Two of Robert Hart’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Hart A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Hart allegedly breached his fiduciary duty. Claimant alleged suitability and negligence. The causes of action relate to an investment account and an IRA account allegedly made by Robert Hart. Robert Hart’s alleged unsuitable advice regarding mutual fund investment. Robert Hart Red Flags & Your Rights As An Investor Of course, Robert Hart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hart at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Robert Hart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Hart If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Robert Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Celeste Dinerman of Morgan Stanley

DID CELESTE DINERMAN CAUSE YOU INVESTMENT LOSSES? Celeste Dinerman Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Celeste Dinerman of Morgan Stanley? Celeste Dinerman (CRD #2942377) who is currently registered with Morgan Stanley and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Celeste Dinerman Customer Complaints Celeste Dinerman has been the subject of 4 customer complaints that we know about. Three of Celeste Dinerman’s 4 customer complaints were settled in favor of investors. One of Celeste Dinerman’s customers’ complaints was denied and the customer has not taken any further action. Allegations Against Celeste Dinerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Celeste Dinerman’s misrepresentation regarding managed account investment. Client alleged Celeste Dinerman’s misrepresentation relating to a mutual fund investment. Client alleged that the sale of a variable and fixed annuity by Celeste Dinerman was unsuitable. Client alleged, inter alia, that the surrender of an annuity and the purchase of another were misrepresented by Celeste Dinerman. Alleged damages unspecified. Celeste Dinerman Red Flags & Your Rights As An Investor Of course, Celeste Dinerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Celeste Dinerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Celeste Dinerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Celeste Dinerman If you have questions about Morgan Stanley and/or Celeste Dinerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ali Garba of Morgan Stanley

DID ALI N. GARBA CAUSE YOU INVESTMENT LOSSES? Ali Garba Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ali Garba of Morgan Stanley? Ali Garba (CRD #3061059) who is currently registered with Morgan Stanley and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Ali Garba Customer Complaints Ali Garba has been the subject of 2 customer complaints that we know about.  Both of Ali Garba’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ali Garba A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Ali Garba made unsuitable investment recommendations. Mrs. Reiherzer filed complaint with former employer Metlife alleging that she was allegedly badgered by Ali Garba into purchasing a variable life insurance policy which was not suitable. Ali Garba Red Flags & Your Rights As An Investor Of course, Ali Garba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Garba at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ali Garba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ali Garba If you have questions about Morgan Stanley and/or Ali Garba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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