Mar 8, 2022

Elise Davis of Morgan Stanley

DID ELISE DAVIS CAUSE YOU INVESTMENT LOSSES? Elise Davis Of Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Elise Davis of Morgan Stanley? Elise Davis (CRD #1565856) who is currently registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Elise Davis Customer Complaint Elise Davis has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that clients allege, inter alia, that prepayment penalties applicable to liquidity access line were not disclosed to them. Elise Davis’ customer complaint was settled in favor of the investors. Elise Davis Red Flags & Your Rights As An Investor Of course, Elise Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elise Davis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Elise Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Elise Davis If you have questions about Morgan Stanley and/or Elise Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mansoor Kisat of M.S. Howells

DID MANSOOR KISAT CAUSE YOU INVESTMENT LOSSES? Mansoor Kisat Of M. S. Howells & Co, Aljian Capital Management And Formerly With Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Mansoor Kisat of M. S. Howells & Co? Mansoor Kisat (CRD #1392148) who is currently registered with M. S. Howells & Co, Aljian Capital Managementand located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to M. S. Howells & Co, Aljian Capital Management, Mansoor Kisat was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mansoor Kisat Customer Complaint Mansoor Kisat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that 500 shares of a stock were sold without authorization. Mansoor Kisat’s customer complaint was denied and the customers did not take any further action. Mansoor Kisat Red Flags & Your Rights As An Investor Of course, Mansoor Kisat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mansoor Kisat at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mansoor Kisat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M. S. Howells & Co Due To Mansoor Kisat If you have questions about M. S. Howells & Co, Aljian Capital Management, Morgan Stanley, and/or Mansoor Kisat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry Porter of Morgan Stanley

DID LARRY PORTER CAUSE YOU INVESTMENT LOSSES? Larry Porter Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Larry Porter formerly with Morgan Stanley? Larry Porter (CRD #366024) who was formerly registered with Morgan Stanley and located in Monarch Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Larry Porter Customer Complaints Larry Porter has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Larry Porter’s 2 customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Larry Porter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation by Larry Porter with respect to variable annuity investment. Client alleges Larry Porter recommended unsuitable investments. Larry Porter Red Flags & Your Rights As An Investor Of course, Larry Porter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Porter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Larry Porter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Larry Porter If you have questions about Morgan Stanley and/or Larry Porter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregg Cummings of Morgan Stanley

DID GREGG MATTHEW CUMMINGS CAUSE YOU INVESTMENT LOSSES? Gregg Cummings Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gregg Cummings of Morgan Stanley? Gregg Cummings (CRD #4093046) who is currently registered with Morgan Stanley and located in St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Gregg Cummings Customer Complaint Gregg Cummings has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged, inter alia, misrepresentation with respect to liquidity asset line. Gregg Cummings’ customer complaint was denied and, to date, the customer has not taken any further action. Gregg Cummings Red Flags & Your Rights As An Investor Of course, Gregg Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Cummings at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gregg Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gregg Cummings If you have questions about Morgan Stanley and/or Gregg Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Johnson of Morgan Stanley

DID EDWARD NICKOLAS JOHNSON CAUSE YOU INVESTMENT LOSSES? Edward Johnson Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Edward Johnson of Morgan Stanley? Edward Johnson (CRD #1027142) who is currently registered with Morgan Stanley and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Edward Johnson Customer Complaint Edward Johnson has been the subject of 2 customer complaints that we know about. One of Edward Johnson’s customer complaints was settled in favor of investors. One of Edward Johnson’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Edward Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:  Successor trustee alleges unsuitability, among other things, with respect to variable annuity purchased by Edward Johnson for client. Clients alleged that Edward Johnson misrepresented the risk of their closed-end bond fund investment and purchased units of a realty trust without authorization. Edward Johnson Red Flags & Your Rights As An Investor Of course, Edward Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Johnson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edward Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Edward Johnson If you have questions about Morgan Stanley and/or Edward Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephanie Brown of Morgan Stanley

DID STEPHANIE M. BROWN CAUSE YOU INVESTMENT LOSSES? Stephanie Brown Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Stephanie Brown of Morgan Stanley? Stephanie Brown (CRD #3073638) who is currently registered with Morgan Stanley and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Stephanie Brown Customer Complaint Stephanie Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were attorney for estate alleged, inter alia, that Stephanie Brown’s team did not prevent conversion of funds by POA from accounts of now deceased client. The customer complaint filed against Stephanie Brown’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Stephanie Brown Red Flags & Your Rights As An Investor Of course, Stephanie Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephanie Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephanie Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephanie Brown If you have questions about Morgan Stanley and/or Stephanie Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Henry Chang of Morgan Stanley

DID HENRY CHIA-HOW CHANG CAUSE YOU INVESTMENT LOSSES? Henry Chang Of Morgan Stanley And Formerly With Citigroup Global Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is Henry Chang of Morgan Stanley? Henry Chang (CRD #4049732) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Henry Chang was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Chang Customer Complaints Henry Chang has been the subject of 4 customer complaints that we know about. One of Henry Chang’s 4 customer complaints was settled in favor of investors. One of Henry Chang’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently two pending customer complaints filed against MSSB for investment losses caused by Henry Chang’s alleged misconduct. Allegations Against Henry Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege Henry Chang’s unauthorized trading. Complaint about auction rate securities that alleged misrepresentation allegedly by Henry Chang. Damages unspecified. Plaintiffs alleged in 2 separate lawsuits selling away with respect to outside investments. Henry Chang Red Flags & Your Rights As An Investor Of course, Henry Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Chang at Morgan Stanley and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Henry Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Henry Chang If you have questions about Morgan Stanley, Citigroup Global Markets, and/or Henry Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Kratish of Morgan Stanley

DID DANIEL KRATISH CAUSE YOU INVESTMENT LOSSES? Daniel Kratish Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kratish formerly with Morgan Stanley? Daniel Kratish (CRD #812659) who was formerly registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kratish Customer Complaint Daniel Kratish has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions regarding sale of Home Depot shares. Daniel Kratish’s customer complaint was denied and the customers did not take any further action. Daniel Kratish Red Flags & Your Rights As An Investor Of course, Daniel Kratish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kratish at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Kratish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Kratish If you have questions about Morgan Stanley and/or Daniel Kratish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Lake of Wells Fargo Clearing Services

DID JONATHAN LAKE CAUSE YOU INVESTMENT LOSSES? Jonathan Lake Formerly With Wells Fargo Clearing Services, LLC And Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Lake formerly with Wells Fargo Clearing Services, LLC? Jonathan Lake (CRD #1385504) who was formerly registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jonathan Lake was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Lake has had his own regulatory problems. FINRA suspended him indefinitely for failing to pay an arbitration award and proving that he had an inability to pay the award at the time it was entered. He subsequently filed bankruptcy, the arbitration award debt was discharged, and the suspension was lifted. Jonathan Lake Customer Complaints Jonathan Lake has been the subject of at least two customer complaints that we know about. Two of Jonathan Lake’s customers complaints were denied and the customers did not take any further action. He appears to have been the subject of an arbitration award that has not been reported properly on his CRD. We know this to be true because of the above referenced regulatory action. Allegations Against Jonathan Lake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the Executrix of the client’s estate alleged Jonathan Lake requested that she sign client’s name on, as well as back-date, documents pertaining to matured investments. Client alleges unsuitability with respect to investments by Jonathan Lake. Damages unspecified. Jonathan Lake Red Flags & Your Rights As An Investor Of course, Jonathan Lake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Lake at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Lake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jonathan Lake If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Jonathan Lake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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