Mar 8, 2022

Howard Lee of Morgan Stanley

DID HOWARD LEE CAUSE YOU INVESTMENT LOSSES? Howard Lee of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Howard Lee of Morgan Stanley? Howard Lee (CRD #305269) who is currently registered with Morgan Stanley and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Howard Lee Customer Complaints Howard Lee has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Howard Lee’s 3 customer complaints were settled in favor of investors. One of Howard Lee’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Howard Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that Howard Lee made unsuitable investment recommendations and engaged in unauthorized trading. Client alleged misrepresentation by Howard Lee with respect to managed accounts. The claimants are alleged, among other things, unsuitable recommendations with respect to investments in accounts made by Howard Lee. Howard Lee Red Flags & Your Rights As An Investor Of course, Howard Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Lee at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Howard Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Howard Lee If you have questions about Morgan Stanley and/or Howard Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Alport of Wells Fargo Clearing Services

DID MARC HARRIS ALPORT CAUSE YOU INVESTMENT LOSSES? Marc Alport Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Alport of Wells Fargo Clearing Services? Marc Alport (CRD #1567225) who is currently registered with Wells Fargo Clearing Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Marc Alport was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Alport Customer Complaints Marc Alport has been the subject of 2 customer complaints that we know about. One of Marc Alport’s 2 customer complaints was settled in favor of investors. One of Marc Alport’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Marc Alport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Marc Alport did not make her requested account changes at the time he was instructed. Client alleges that “I did not put in a sell on Zoltec and that Marc Alport , therefore, engage in unauthorized trading. Marc Alport Red Flags & Your Rights As An Investor Of course, Marc Alport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Alport at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Marc Alport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Marc Alport If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Marc Alport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cherie Bond of Morgan Stanley

DID CHERIE A. BOND CAUSE YOU INVESTMENT LOSSES? Cherie Bond Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Cherie Bond of Morgan Stanley? Cherie Bond (CRD #2072809) who is currently registered with Morgan Stanley and located in Glenview, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Cherie Bond Customer Complaint Cherie Bond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, that purchases of alternative investments were not in his best interest. Cherie Bond’s customer complaint was denied and the customers did not take any further action. Cherie Bond Red Flags & Your Rights As An Investor Of course, Cherie Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cherie Bond at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Cherie Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Cherie Bond If you have questions about Morgan Stanley and/or Cherie Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Rulison of Morgan Stanley

DID MICHAEL EDWARD RULISON CAUSE YOU INVESTMENT LOSSES? Michael Rulison Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Michael Rulison of Morgan Stanley? Michael Rulison (CRD #407131) who is currently registered with Morgan Stanley and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Rulison Customer Complaints Michael Rulison has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Rulison’s 5 customer complaints were settled in favor of investors. Three of Michael Rulison’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Rulison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged, inter alia, unauthorized trading with respect to investment activity in accounts by Michael Rulison. Client verbally alleged, inter alia, Michael Rulison’s unauthorized trading with respect to trades purchased on margin. Client alleged that the client did not authorize trades in her accounts allegedly committed by Michael Rulison. Clients alleged investments had unsuitable risk and were unauthorized allegedly committed by Michael Rulison. Michael Rulison Red Flags & Your Rights As An Investor Of course, Michael Rulison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rulison at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Rulison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Rulison If you have questions about Morgan Stanley and/or Michael Rulison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Scotto Of Morgan Stanley

DID MICHAEL JAY SCOTTO CAUSE YOU INVESTMENT LOSSES? Michael Scotto Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Scotto of Morgan Stanley? Michael Scotto (CRD #1335289) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Scotto Customer Complaints Michael Scotto has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Michael Scotto’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Scotto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that “an inappropriate, off strategy stock was purchased by SSB portfolio manager (Michael J. Scotto) for his SSB asset management account.” Client alleges that Michael Scotto overemphasized industry sectors that were inappropriate for client’s profile. Client alleged, inter alia, excessive trading with respect to reinvestment strategy employed by Michael Scotto’s team. Michael Scotto Red Flags & Your Rights As An Investor Of course, Michael Scotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Scotto at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Scotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Scotto If you have questions about Morgan Stanley and/or Michael Scotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roxann Seaton Of Morgan Stanley

DID ROXANN TWIGGS SEATON CAUSE YOU INVESTMENT LOSSES? Roxann Seaton Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Roxann Seaton of Morgan Stanley? Roxann Seaton (CRD #1395987) who is currently registered with Morgan Stanley and located in Sebring, Florida is a subject of one of our many securities industry sales practice abuse investigations. Roxann Seaton Customer Complaints Roxann Seaton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Roxann Seaton’s customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Roxann Seaton’s alleged misconduct.. Allegations Against Roxann Seaton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s POA agent alleged, inter alia, excessive trading with respect to investments by Roxann Seaton. Client alleged Roxann Seaton did not explain the variable nature of the product. Customer alleged that variable annuity was misrepresented by Roxann Seaton. Roxann Seaton Red Flags & Your Rights As An Investor Of course, Roxann Seaton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Seaton at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Seaton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Seaton If you have questions about Morgan Stanley and/or Roxann Seaton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Randall Thompkins Formerly With Morgan Stanley

DID RANDALL JAY THOMPKINS CAUSE YOU INVESTMENT LOSSES? Randall Thompkins Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Randall Thompkins formerly with Morgan Stanley? Randall Thompkins (CRD #1047554) who was formerly registered with Morgan Stanley and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Randall Thompkins Customer Complaint Randall Thompkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that instructions to reallocate her mother’s accounts were not followed timely. Randall Thompkins’ customer complaint was settled in favor of the investors. Randall Thompkins Red Flags & Your Rights As An Investor Of course, Randall Thompkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Thompkins at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Randall Thompkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Randall Thompkins If you have questions about Morgan Stanley and/or Randall Thompkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

J Powers Shepard of Morgan Stanley

DID J POWERS SHEPARD CAUSE YOU INVESTMENT LOSSES? Powers Shepard Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is J Powers Shepard of Morgan Stanley? J Powers Shepard (CRD #1334664) who is currently registered with Morgan Stanley and located in Oak Bluffs, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. J Powers Shepard Customer Complaints J Powers Shepard has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of J Shepard’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by J Shepard’s alleged misconduct. Allegations Against J Powers Shepard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that J Powers Shepard recommended a structured note issued by Lehman Brothers and misrepresented the terms of the investment. Client’s agent alleged, inter alia, that hedge funds purchased for the client by J Powers Shepard were unsuitable. J Powers Shepard Red Flags & Your Rights As An Investor Of course, J. Powers Shepard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of J Powers Shepard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether J Powers Shepard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To J Powers Shepard If you have questions about Morgan Stanley and/or J Powers Shepard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Taddonio formerly with Morgan Stanley

DID JOHN H TADDONIO CAUSE YOU INVESTMENT LOSSES? John Taddonio Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is John Taddonio formerly with Morgan Stanley? John Taddonio (CRD #1155530) who was formerly registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. John Taddonio Customer Complaint John Taddonio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, unsuitability with respect to investments. The customer complaint filed against John Taddonio’s former employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. John Taddonio Red Flags & Your Rights As An Investor Of course, John Taddonio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Taddonio at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Taddonio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Taddonio If you have questions about Morgan Stanley and/or John Taddonio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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