Mar 4, 2022

Thomas Tonkovich of Morgan Stanley

DID THOMAS LEE TONKOVICH CAUSE YOU INVESTMENT LOSSES? Thomas Tonkovich Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Tonkovich of Morgan Stanley? Thomas Tonkovich (CRD #5256792) who is currently registered with Morgan Stanley and located in Sea Girt, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Thomas Tonkovich was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Tonkovich Customer Complaint Thomas Tonkovich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Thomas Lee Tonkovich was a subject of the customer’s complaint against his member firm that asserted the following causes of action: respondeat superior, suitability, and negligence. The causes of action relate to an investment account and an IRA account. An arbitration award was entered against Wells Fargo Clearing Services for the alleged misconduct causing investors losses. Thomas Tonkovich Red Flags & Your Rights As An Investor Of course, Thomas Tonkovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tonkovich at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Tonkovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Tonkovich If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Thomas Tonkovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Keith Wagner Formerly With J.P. Morgan Securities

DID KEITH JOSEPH WAGNER CAUSE YOU INVESTMENT LOSSES? Keith Wagner Formerly With J.P. Morgan Securities And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Wagner formerly with J.P. Morgan Securities? Keith Wagner (CRD #6644380) who was formerly registered with J.P. Morgan Securities and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Keith Wagner was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keith Wagner Customer Complaint Keith Wagner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Keith Wagner’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Keith Wagner Red Flags & Your Rights As An Investor Of course, Keith Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Wagner at J.P. Morgan Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Keith Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Keith Wagner If you have questions about J.P. Morgan Securities, Morgan Stanley, and/or Keith Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan Rothman of Morgan Stanley

DID JONATHAN DAVID ROTHMAN CAUSE YOU INVESTMENT LOSSES? Jonathan Rothman Of Morgan Stanley And Formerly With Rose & Co. Capital Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Rothman of Morgan Stanley? Jonathan Rothman (CRD #5571493) who is currently registered with Morgan Stanley and located in Warren, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jonathan Rothman was associated with Rose & Co. Capital Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Rothman Customer Complaint Jonathan Rothman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize a liquidity access line for his account. Alleged damages unspecified. Jonathan Rothman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Rothman Red Flags & Your Rights As An Investor Of course, Jonathan Rothman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Rothman at Morgan Stanley and Rose & Co. Capital Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Rothman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Rose & Co. Capital Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jonathan Rothman If you have questions about Morgan Stanley, Rose & Co. Capital Advisors, and/or Jonathan Rothman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan Rynsky of Morgan Stanley

DID JONATHAN ERIK RYNSKY CAUSE YOU INVESTMENT LOSSES? Jonathan Rynsky Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Rynsky of Morgan Stanley? Jonathan Rynsky (CRD #4546910) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jonathan Rynsky Customer Complaints Jonathan Rynsky has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jonathan Rynsky’s 2 customer complaints was settled in favor of investors. One of Jonathan Rynsky’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Jonathan Rynsky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The purchase of closed-end fund in account by Jonathan Rynsky was unauthorized. Client alleged an unsuitable recommendation by Jonathan Rynsky relating to the liquidity of an auction rate security. Jonathan Rynsky Red Flags & Your Rights As An Investor Of course, Jonathan Rynsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Rynsky at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Rynsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jonathan Rynsky If you have questions about Morgan Stanley and/or Jonathan Rynsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Nicholas Sberlati of Morgan Stanley & Co.

DID NICHOLAS SBERLATI CAUSE YOU INVESTMENT LOSSES? Nicholas Sberlati Of Morgan Stanley & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Sberlati of Morgan Stanley & Co.? Nicholas Sberlati (CRD #4953286) who is currently registered with Morgan Stanley & Co.and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley & Co., Nicholas Sberlati was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nicholas Sberlati Customer Complaint Nicholas Sberlati has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to investment on bonds.  The customer complaint filed against Nicholas Sberlati’s current employer Morgan Stanley & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report. Nicholas Sberlati Red Flags & Your Rights As An Investor Of course, Nicholas Sberlati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Sberlati at Morgan Stanley & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Sberlati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley & Co. Due To Nicholas Sberlati If you have questions about Morgan Stanley & Co., Morgan Stanley, and/or Nicholas Sberlati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Suzanne Sheuerman formerly with Morgan Stanley

DID SUZANNE SHEUERMAN CAUSE YOU INVESTMENT LOSSES? Suzanne Sheuerman Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Suzanne Sheuerman formerly with Morgan Stanley? Suzanne Sheuerman (CRD #4643859) who was formerly registered with Morgan Stanley and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Suzanne Sheuerman Customer Complaint Suzanne Sheuerman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations with respect to purchase of structured product. Damages unspecified. Suzanne Sheuerman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Suzanne Sheuerman Red Flags & Your Rights As An Investor Of course, Suzanne Sheuerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Sheuerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Suzanne Sheuerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Suzanne Sheuerman If you have questions about Morgan Stanley and/or Suzanne Sheuerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brenda Perrotti of Morgan Stanley

DID BRENDA L. PERROTTI CAUSE YOU INVESTMENT LOSSES? Brenda Perrotti Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda Perrotti of Morgan Stanley? Brenda Perrotti (CRD #2300759) who is currently registered with Morgan Stanley and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Brenda Perrotti Customer Complaint Brenda Perrotti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenda Perrotti failed to customers instructions with respect to purchase of a mutual fund. Brenda Perrotti’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda Perrotti Red Flags & Your Rights As An Investor Of course, Brenda Perrotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Perrotti at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brenda Perrotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brenda Perrotti If you have questions about Morgan Stanley and/or Brenda Perrotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Benjamin Duckett of Morgan Stanley

DID BENJAMIN FRANKLIN DUCKETT CAUSE YOU INVESTMENT LOSSES? Benjamin Duckett Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Duckett of Morgan Stanley? Benjamin Duckett (CRD #6143741) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Duckett Customer Complaint Benjamin Duckett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks of an option call strategy in clients account was not fully explained.  Benjamin Duckett’s customer complaint was denied and, to date, the customer has not taken any further action. Benjamin Duckett Red Flags & Your Rights As An Investor Of course, Benjamin Duckett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Duckett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Benjamin Duckett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benjamin Duckett If you have questions about Morgan Stanley and/or Benjamin Duckett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Andrew Katsanis of Morgan Stanley

DID ANDREW THOMAS KATSANIS CAUSE YOU INVESTMENT LOSSES? Andrew Katsanis Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Katsanis of Morgan Stanley? Andrew Katsanis (CRD #6281655) who is currently registered with Morgan Stanley and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Andrew Katsanis was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Katsanis Customer Complaint Andrew Katsanis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Katsanis engaged in unauthorized trading of mutual funds. Andrew Katsanis’ customer complaint was settled in favor of the investors. Andrew Katsanis Red Flags & Your Rights As An Investor Of course, Andrew Katsanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Katsanis at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Andrew Katsanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Katsanis If you have questions about Morgan Stanley, Edward Jones and/or Andrew Katsanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Greenstone of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL FRANK GREENSTONE CAUSE YOU INVESTMENT LOSSES? Michael Greenstone of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Michael Greenstone of Merrill Lynch Pierce Fenner & Smith? Michael Greenstone (CRD #709165) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Glen Rock, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Greenstone was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Greenstone Customer Complaints Michael Greenstone has been the subject of 9 customer complaints that we know about. Seven of Michael Greenstone’s 9 customer complaints were settled in favor of investors. Two of Michael Greenstone’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Greenstone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitability, among other things, with respect to investment recommendations made by Michael Greenstone. The customer alleges unsuitable investment recommendations by Michael Greenstone. The client alleges that Michael Greenstone failed to disclose that if the Highbridge Hedge Fund investment was taken out of an IRA account there would be severe tax ramifications. Client further alleges that now the IRS is viewing his investment as taxable when he redeemed his funds since it came out of his IRA. Client alleges his financial advisor failed to advise him of the details of the investment. The client alleged that Michael Greenstone placed her in a portfolio that was not suitable for her risk tolerance and her age. Michael Greenstone Red Flags & Your Rights As An Investor Of course, Michael Greenstone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenstone at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Greenstone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Greenstone If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Greenstone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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