Mar 8, 2022

Manuel Ojeda of Morgan Stanley

DID MANUEL L. OJEDA CAUSE YOU INVESTMENT LOSSES? Manuel Ojeda Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Manuel Ojeda of Morgan Stanley? Manuel Ojeda (CRD #2136032) who is currently registered with Morgan Stanley and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Manuel Ojeda Customer Complaint Manuel Ojeda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to hedge fund investment. Manuel Ojeda’s customer complaint was denied and, to date, the customer has not taken any further action. Manuel Ojeda Red Flags & Your Rights As An Investor Of course, Manuel Ojeda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ojeda at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Manuel Ojeda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Manuel Ojeda If you have questions about Morgan Stanley and/or Manuel Ojeda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Mazur of CUNA Brokerage Services

DID ROBERT ANDREW MAZUR JR CAUSE YOU INVESTMENT LOSSES? Robert Mazur Of CUNA Brokerage Services And Formerly With Morgan Stanley And SunTrust Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Mazur of CUNA Brokerage Services? Robert Mazur (CRD #2344540) who is currently registered with CUNA Brokerage Services and located in Clermont, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to CUNA Brokerage Services, Robert Mazur was associated with Morgan Stanley, SunTrust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Mazur Customer Complaints Robert Mazur has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Mazur’s 2 customer complaints was settled in favor of investors. One of Robert Mazur’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Mazur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client stated in credit union survey Robert Mazur allegedly did not follow through on what she asked him to complete. She stated that when investments started to show a decline, she requested money to be moved into her savings account at the credit union. She was unhappy with a $31k loss and not having control of her funds. She was also unhappy that her monthly distribution of $802 has not been deposited into her credit union account yet (she expected it 7/26/2020). Client verbally alleged, inter alia, that Robert Mazur’s investment transactions in her account were not authorized. Robert Mazur Red Flags & Your Rights As An Investor Of course, Robert Mazur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Mazur at CUNA Brokerage Services, Morgan Stanley, and SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Robert Mazur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Morgan Stanley, and SunTrust Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services Due To Robert Mazur If you have questions about CUNA Brokerage Services, Morgan Stanley, SunTrust Investment Services, and/or Robert Mazur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas McDavid of Rockefeller Financial

DID THOMAS ANDREW MCDAVID CAUSE YOU INVESTMENT LOSSES? Thomas McDavid Of Rockefeller Financial And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas McDavid of Rockefeller Financial? Thomas McDavid (CRD #3174259) who is currently registered with Rockefeller Financial and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Rockefeller Financial, Thomas McDavid was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas McDavid Customer Complaint Thomas McDavid has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged, inter alia, that option strategy recommended by Thomas McDavid was unsuitable and misrepresented. The customer complaint filed against Thomas McDavid’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas McDavid Red Flags & Your Rights As An Investor Of course, Thomas McDavid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McDavid at Rockefeller Financial and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas McDavid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Rockefeller Financial Due To Thomas McDavid If you have questions about Rockefeller Financial, Morgan Stanley, and/or Thomas McDavid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew McGuirk of Oppenheimer & Co.

DID MATTHEW WALTER MCGUIRK CAUSE YOU INVESTMENT LOSSES? Matthew McGuirk Of Oppenheimer & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew McGuirk of Oppenheimer & Co.? Matthew McGuirk (CRD #2895403) who is currently registered with Oppenheimer & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Matthew McGuirk was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew McGuirk Customer Complaint Matthew McGuirk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged, inter alia, that pre-payment penalties on two liquidity access lines were not disclosed. Matthew McGuirk’s customer complaint was denied and, to date, the customer has not taken any further action. Matthew McGuirk Red Flags & Your Rights As An Investor Of course, Matthew McGuirk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McGuirk at Oppenheimer & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew McGuirk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Matthew McGuirk If you have questions about Oppenheimer & Co., Morgan Stanley, and/or Matthew McGuirk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

T. Jackson of Morgan Stanley

DID T. KEVIN JACKSON CAUSE YOU INVESTMENT LOSSES? T. Jackson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is T. Jackson of Morgan Stanley? T. Jackson (CRD #2702409) who is currently registered with Morgan Stanley and located in Enid, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. T. Jackson Customer Complaint T. Jackson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize the establishment of a managed account or for trading to begin. The customer complaint filed against T. Jackson’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. T. Jackson Red Flags & Your Rights As An Investor Of course, T. Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of T. Jackson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether T. Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To T. Jackson If you have questions about Morgan Stanley and/or T. Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Javier Jaramillo of Morgan Stanley

DID JAVIER JARAMILLO CAUSE YOU INVESTMENT LOSSES? Javier Jaramillo Of Morgan Stanley And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Javier Jaramillo of Morgan Stanley? Javier Jaramillo (CRD #4280044) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Javier Jaramillo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Jaramillo Customer Complaint Javier Jaramillo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize the purchase of a short term bond fund and thought his account was invested in the money market. Javier Jaramillo’s customer complaint was denied and, to date, the customer has not taken any further action. Javier Jaramillo Red Flags & Your Rights As An Investor Of course, Javier Jaramillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Jaramillo at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Javier Jaramillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Javier Jaramillo If you have questions about Morgan Stanley, UBS Financial Services, and/or Javier Jaramillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kreuzer of Morgan Stanley

DID THOMAS ANTHONY KREUZER CAUSE YOU INVESTMENT LOSSES? Thomas Kreuzer Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Kreuzer of Morgan Stanley? Thomas Kreuzer (CRD #1499883) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kreuzer Customer Complaints Thomas Kreuzer has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Kreuzer’s 3 customer complaints was settled in favor of investors. Two of Thomas Kreuzer’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Kreuzer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Thomas Kreuzer’s negligence, unsuitability, fraud and omission of material facts, breach of fiduciary duty, violation of FINRA rules, breach of contract, and violation of California securities laws in connection with an investment in a structured product. Client alleged Thomas Kreuzer’s failure to follow instructions with respect to liquidation of accounts. Client alleged that investment of 57% of portfolio in stocks is inappropriate for elderly client. Client further alleged Thomas Kreuzer failed to follow the client’s instructions to invest in instruments that provided security and income, not unsafe investments. Thomas Kreuzer Red Flags & Your Rights As An Investor Of course, Thomas Kreuzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kreuzer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Kreuzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Kreuzer If you have questions about Morgan Stanley and/or Thomas Kreuzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Lane of RBC Capital Markets

DID MATTHEW FARLEY LANE CAUSE YOU INVESTMENT LOSSES? Matthew Lane Of RBC Capital Markets And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Lane of RBC Capital Markets? Matthew Lane (CRD #2217533) who is currently registered with RBC Capital Markets and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Matthew Lane was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Lane Customer Complaints Matthew Lane has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Matthew Lane’s 2 customer complaints was settled in favor of investors. One of Matthew Lane’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Matthew Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, that Matthew Lane’s recommendation to sell his bond funds and purchase municipal bonds was misrepresented. Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complained that they weren’t informed of subsequent rating and price changes allegedly by Matthew Lane. Matthew Lane Red Flags & Your Rights As An Investor Of course, Matthew Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Lane at RBC Capital Markets and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matthew Lane If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Knudsen of LPL Financial

DID WILLIAM EDWARD KNUDSEN CAUSE YOU INVESTMENT LOSSES? William Knudsen Of LPL Financial And Formerly With The Huntington Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Knudsen of LPL Financial?  William Knudsen (CRD #3029924) who is currently registered with LPL Financial and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, William Knudsen was associated with The Huntington Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Knudsen Customer Complaints  William Knudsen has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Knudsen’s 2 customer complaints was settled in favor of investors. One of William Knudsen’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against William Knudsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client maintained William Knudsen’s alleged misrepresentation on sale of variable annuity per report from fifth third securities. No other details provided.  Customer alleged William Knudsen’s unsuitable recommendation of municipal bond.   William Knudsen Red Flags & Your Rights As An Investor  Of course, William Knudsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Knudsen at LPL Financial and The Huntington Investment on alert to review carefully the activity and performance of their accounts and question whether William Knudsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and The Huntington Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Knudsen If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Borislav Kolev of Morgan Stanley

DID BORISLAV VALENTINOV KOLEV CAUSE YOU INVESTMENT LOSSES? Borislav Kolev Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Borislav Kolev of Morgan Stanley? Borislav Kolev (CRD #3024003) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Borislav Kolev Customer Complaints Borislav Kolev has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Borislav Kolev’s 2 customer complaints was settled in favor of investors. One of Borislav Kolev’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s agent claims he did not authorize Borislav Kolev’s alleged purchase of 10,000 shares of a stock in his wife’s account. Customer alleged that certain auction rate securities were purchased for their account in contravention of its investment policy guidelines by Borislav Kolev. Borislav Kolev Red Flags & Your Rights As An Investor Of course, Borislav Kolev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borislav Kolev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borislav Kolev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borislav Kolev If you have questions about Morgan Stanley and/or Borislav Kolev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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