Mar 8, 2022

Antoinette Lucas of TIAA-CREF Individual & Institutional Services

DID ANTOINETTE MARSHALL LUCAS CAUSE YOU INVESTMENT LOSSES? Antoinette Lucas Of TIAA-CREF Individual & Institutional Services And Formerly With Morgan Stanley And OneAmerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoinette Lucas of TIAA-CREF Individual & Institutional Services? Antoinette Lucas (CRD #4314461) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlottesville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Antoinette Lucas was associated with Morgan Stanley, OneAmerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoinette Lucas Customer Complaint Antoinette Lucas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that she provided account trade instructions to the representative on February 20, 2020 but due to a delay in trades being made, experienced a loss in account value. Antoinette Lucas’ customer complaint was settled in favor of the investors. Antoinette Lucas Red Flags & Your Rights As An Investor Of course, Antoinette Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Lucas at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities on alert to review carefully the activity and performance of their accounts and question whether Antoinette Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Antoinette Lucas If you have questions about TIAA-CREF Individual & Institutional Services, Morgan Stanley, OneAmerica Securities, and/or Antoinette Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Hart of Morgan Stanley

DID ROBERT PAUL HART CAUSE YOU INVESTMENT LOSSES? Robert Hart Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Hart of Morgan Stanley? Robert Hart (CRD #2313194) who is currently registered with Morgan Stanley and located in Marco Island, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Hart was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Hart Customer Complaints Robert Hart has been the subject of 3 customer complaints that we know about. One arbitration award was entered against Wells Fargo Clearing Services for Robert Hart’s alleged misconduct causing investors losses. Two of Robert Hart’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Hart A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Hart allegedly breached his fiduciary duty. Claimant alleged suitability and negligence. The causes of action relate to an investment account and an IRA account allegedly made by Robert Hart. Robert Hart’s alleged unsuitable advice regarding mutual fund investment. Robert Hart Red Flags & Your Rights As An Investor Of course, Robert Hart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hart at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Robert Hart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Hart If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Robert Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Celeste Dinerman of Morgan Stanley

DID CELESTE DINERMAN CAUSE YOU INVESTMENT LOSSES? Celeste Dinerman Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Celeste Dinerman of Morgan Stanley? Celeste Dinerman (CRD #2942377) who is currently registered with Morgan Stanley and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Celeste Dinerman Customer Complaints Celeste Dinerman has been the subject of 4 customer complaints that we know about. Three of Celeste Dinerman’s 4 customer complaints were settled in favor of investors. One of Celeste Dinerman’s customers’ complaints was denied and the customer has not taken any further action. Allegations Against Celeste Dinerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Celeste Dinerman’s misrepresentation regarding managed account investment. Client alleged Celeste Dinerman’s misrepresentation relating to a mutual fund investment. Client alleged that the sale of a variable and fixed annuity by Celeste Dinerman was unsuitable. Client alleged, inter alia, that the surrender of an annuity and the purchase of another were misrepresented by Celeste Dinerman. Alleged damages unspecified. Celeste Dinerman Red Flags & Your Rights As An Investor Of course, Celeste Dinerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Celeste Dinerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Celeste Dinerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Celeste Dinerman If you have questions about Morgan Stanley and/or Celeste Dinerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Doyle of Raymond James & Associates

DID KEVIN DOYLE CAUSE YOU INVESTMENT LOSSES? Kevin Doyle Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kevin Doyle of Raymond James & Associates, Inc.? Kevin Doyle (CRD #2102345) who is currently registered with Raymond James & Associates, Inc. and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Kevin Doyle was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Doyle Customer Complaints Kevin Doyle has been the subject of 2 customer complaints that we know about. One of Kevin Doyle’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Kevin Doyle’s alleged misconduct. Allegations Against Kevin Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, Kevin Doyle’s excessive trading with respect to investments. Claimants alleged, inter alia, that their investment strategy allegedly made by Kevin Doyle was unsuitable. Kevin Doyle Red Flags & Your Rights As An Investor Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kevin Doyle If you have questions about Raymond James & Associates, Inc., Morgan Stanley, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Hoekman formerly with Wells Fargo Clearing Services

DID JOHN WILLIAM HOEKMAN CAUSE YOU INVESTMENT LOSSES? John Hoekman Formerly With Wells Fargo Clearing Services Has 8 Customer Complaints For Alleged Broker Misconduct Who is John Hoekman formerly with Wells Fargo Clearing Services? John Hoekman (CRD #2455445) who was formerly registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. John Hoekman has also been the subject of a FINRA investigation in which he consented to the sanction and entry of findings that he failed to provide documents and information requested by FINRA during the course of an examination into allegations that without the knowledge and consent of his member firm engage in certain outside business activities and participated in private securities transactions in violation of FINRA code of conduct.  The sanction was a permanent bar from any further association with any member firm in any capacity John Hoekman Customer Complaints John Hoekman has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of John Hoekman’s 8 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley DW for investment losses caused by John Hoekman’s alleged misconduct. Allegations Against John Hoekman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investment recommendations were made in accounts. Client alleged John Hoekman induced her to loan money to a third party for an offering on the Singapore Exchange, without disclosing material facts. Claimant alleged John Hoekman made unsuitable recommendations to hold equities. Claimant alleged that John Hoekman’s investment recommendations made were misrepresented and unsuitable. Claimant alleges unsuitable investment recommendations, misrepresentations and omissions, breach of fiduciary duty, breach of contract, failure to supervise, fraud, constructive fraud, negligence and gross negligence and violation of the federal securities laws against Stephens Inc.   Client alleged that John Hoekman’s purchase of mutual funds were unsuitable. Customer alleged John Hoekman’s improper recommendations and as a result the customer claims he suffered substantial losses. Customer alleges unsuitability and failure to supervise.. Plaintiffs alleged that investment recommendations made were misrepresented by John Hoekman. John Hoekman Red Flags & Your Rights As An Investor Of course, John Hoekman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Hoekman at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John Hoekman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John Hoekman If you have questions about Wells Fargo Clearing Services and/or John Hoekman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ali Garba of Morgan Stanley

DID ALI N. GARBA CAUSE YOU INVESTMENT LOSSES? Ali Garba Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ali Garba of Morgan Stanley? Ali Garba (CRD #3061059) who is currently registered with Morgan Stanley and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Ali Garba Customer Complaints Ali Garba has been the subject of 2 customer complaints that we know about.  Both of Ali Garba’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ali Garba A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Ali Garba made unsuitable investment recommendations. Mrs. Reiherzer filed complaint with former employer Metlife alleging that she was allegedly badgered by Ali Garba into purchasing a variable life insurance policy which was not suitable. Ali Garba Red Flags & Your Rights As An Investor Of course, Ali Garba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Garba at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ali Garba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ali Garba If you have questions about Morgan Stanley and/or Ali Garba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Kemp of Janney Montgomery Scott

DID JEFFREY SCOTT KEMP CAUSE YOU INVESTMENT LOSSES? Jeffrey Kemp Of Janney Montgomery Scott And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Kemp of Janney Montgomery Scott? Jeffrey Kemp (CRD #2263257) who is currently registered with Janney Montgomery Scott and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Jeffrey Kemp was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Kemp Customer Complaints Jeffrey Kemp has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Kemp’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott and Morgan Stanley for investment losses caused by Jeffrey Kemp’s alleged misconduct. Allegations Against Jeffrey Kemp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Jeffrey Kemp’s made unsuitable investment recommendations with respect to equity and close end funds securities; and, unsuitable high yield securities while on margin. The client’s attorney alleged excessive trading by Jeffrey Kemp. Jeffrey Kemp Red Flags & Your Rights As An Investor Of course, Jeffrey Kemp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Kemp at Janney Montgomery Scott and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Kemp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Jeffrey Kemp If you have questions about Janney Montgomery Scott, Morgan Stanley, and/or Jeffrey Kemp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Elise Davis of Morgan Stanley

DID ELISE DAVIS CAUSE YOU INVESTMENT LOSSES? Elise Davis Of Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Elise Davis of Morgan Stanley? Elise Davis (CRD #1565856) who is currently registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Elise Davis Customer Complaint Elise Davis has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that clients allege, inter alia, that prepayment penalties applicable to liquidity access line were not disclosed to them. Elise Davis’ customer complaint was settled in favor of the investors. Elise Davis Red Flags & Your Rights As An Investor Of course, Elise Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elise Davis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Elise Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Elise Davis If you have questions about Morgan Stanley and/or Elise Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mansoor Kisat of M.S. Howells

DID MANSOOR KISAT CAUSE YOU INVESTMENT LOSSES? Mansoor Kisat Of M. S. Howells & Co, Aljian Capital Management And Formerly With Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Mansoor Kisat of M. S. Howells & Co? Mansoor Kisat (CRD #1392148) who is currently registered with M. S. Howells & Co, Aljian Capital Managementand located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to M. S. Howells & Co, Aljian Capital Management, Mansoor Kisat was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mansoor Kisat Customer Complaint Mansoor Kisat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that 500 shares of a stock were sold without authorization. Mansoor Kisat’s customer complaint was denied and the customers did not take any further action. Mansoor Kisat Red Flags & Your Rights As An Investor Of course, Mansoor Kisat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mansoor Kisat at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mansoor Kisat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M. S. Howells & Co Due To Mansoor Kisat If you have questions about M. S. Howells & Co, Aljian Capital Management, Morgan Stanley, and/or Mansoor Kisat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Benedicto Crisologo of Morgan Stanley

DID BENEDICTO PICHAY CRISOLOGO CAUSE YOU INVESTMENT LOSSES? Benedicto Crisologo Of Morgan Stanley And Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Benedicto Crisologo of Morgan Stanley? Benedicto Crisologo (CRD #3004389) who is currently registered with Morgan Stanley and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Benedicto Crisologo was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Benedicto Crisologo Customer Complaint Benedicto Crisologo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client claims that he only wanted to discuss possible investment options with Benedicto Crisologo and that he did not authorize the purchase of a closed end fund. The customer complaint filed against Benedicto Crisologo’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Benedicto Crisologo Red Flags & Your Rights As An Investor Of course, Benedicto Crisologo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benedicto Crisologo at Morgan Stanley and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Benedicto Crisologo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benedicto Crisologo If you have questions about Morgan Stanley, MML Investors Services, and/or Benedicto Crisologo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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