Mar 8, 2022

Kenneth Hutkin of Wedbush Securities

DID KENNETH MARC HUTKIN CAUSE YOU INVESTMENT LOSSES? Kenneth Hutkin Of Wedbush Securities And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Hutkin of Wedbush Securities? Kenneth Hutkin (CRD #1344519) who is currently registered with Wedbush Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Kenneth Hutkin was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kenneth Hutkin Customer Complaints Kenneth Hutkin has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Kenneth Hutkin’s 4 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Kenneth Hutkin’s alleged misconduct. Allegations Against Kenneth Hutkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:  Client alleges, inter alia, that investments by Kenneth Hutkin were unsuitable.  Kenneth Hutkin allegedly overcharged commission on certain corporate debt securities transactions. Client alleged unsuitable investment recommendations and churning of his account. Kenneth Hutkin Red Flags & Your Rights As An Investor Of course, Kenneth Hutkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Hutkin at Wedbush Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kenneth Hutkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Kenneth Hutkin If you have questions about Wedbush Securities, Morgan Stanley, and/or Kenneth Hutkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Johnson of Morgan Stanley

DID EDWARD NICKOLAS JOHNSON CAUSE YOU INVESTMENT LOSSES? Edward Johnson Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Edward Johnson of Morgan Stanley? Edward Johnson (CRD #1027142) who is currently registered with Morgan Stanley and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Edward Johnson Customer Complaint Edward Johnson has been the subject of 2 customer complaints that we know about. One of Edward Johnson’s customer complaints was settled in favor of investors. One of Edward Johnson’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Edward Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:  Successor trustee alleges unsuitability, among other things, with respect to variable annuity purchased by Edward Johnson for client. Clients alleged that Edward Johnson misrepresented the risk of their closed-end bond fund investment and purchased units of a realty trust without authorization. Edward Johnson Red Flags & Your Rights As An Investor Of course, Edward Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Johnson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edward Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Edward Johnson If you have questions about Morgan Stanley and/or Edward Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephanie Brown of Morgan Stanley

DID STEPHANIE M. BROWN CAUSE YOU INVESTMENT LOSSES? Stephanie Brown Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Stephanie Brown of Morgan Stanley? Stephanie Brown (CRD #3073638) who is currently registered with Morgan Stanley and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Stephanie Brown Customer Complaint Stephanie Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were attorney for estate alleged, inter alia, that Stephanie Brown’s team did not prevent conversion of funds by POA from accounts of now deceased client. The customer complaint filed against Stephanie Brown’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Stephanie Brown Red Flags & Your Rights As An Investor Of course, Stephanie Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephanie Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephanie Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephanie Brown If you have questions about Morgan Stanley and/or Stephanie Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tamara Brown of Morgan Stanley

DID TAMARA KELLY BROWN CAUSE YOU INVESTMENT LOSSES? Tamara Brown Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Tamara Brown of Morgan Stanley? Tamara Brown (CRD #3021883) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Tamara Brown Customer Complaints Tamara Brown has been the subject of 2 customer complaints that we know about.  Both of Tamara Brown’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Tamara Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Tamara Brown’s concentration of securities in the energy sector were unsuitable for her. Customer claimed Tamara Brown allegedly made unsuitable investment recommendations. Tamara Brown Red Flags & Your Rights As An Investor Of course, Tamara Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tamara Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tamara Brown If you have questions about Morgan Stanley and/or Tamara Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Carr of Morgan Stanley

DID PETER JEFFREY CARR CAUSE YOU INVESTMENT LOSSES? Peter Carr Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Carr of Morgan Stanley? Peter Carr (CRD #1708296) who is currently registered with Morgan Stanley and located in Ponte Vedra Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Peter Carr Customer Complaint Peter Carr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that purchases of perpetual corporate debt was misrepresented. Peter Carr’s customer complaint was denied and the customers did not take any further action. Peter Carr Red Flags & Your Rights As An Investor Of course, Peter Carr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Carr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Peter Carr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Peter Carr If you have questions about Morgan Stanley and/or Peter Carr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Henry Chang of Morgan Stanley

DID HENRY CHIA-HOW CHANG CAUSE YOU INVESTMENT LOSSES? Henry Chang Of Morgan Stanley And Formerly With Citigroup Global Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is Henry Chang of Morgan Stanley? Henry Chang (CRD #4049732) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Henry Chang was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Chang Customer Complaints Henry Chang has been the subject of 4 customer complaints that we know about. One of Henry Chang’s 4 customer complaints was settled in favor of investors. One of Henry Chang’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently two pending customer complaints filed against MSSB for investment losses caused by Henry Chang’s alleged misconduct. Allegations Against Henry Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege Henry Chang’s unauthorized trading. Complaint about auction rate securities that alleged misrepresentation allegedly by Henry Chang. Damages unspecified. Plaintiffs alleged in 2 separate lawsuits selling away with respect to outside investments. Henry Chang Red Flags & Your Rights As An Investor Of course, Henry Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Chang at Morgan Stanley and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Henry Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Henry Chang If you have questions about Morgan Stanley, Citigroup Global Markets, and/or Henry Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Kratish of Morgan Stanley

DID DANIEL KRATISH CAUSE YOU INVESTMENT LOSSES? Daniel Kratish Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kratish formerly with Morgan Stanley? Daniel Kratish (CRD #812659) who was formerly registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kratish Customer Complaint Daniel Kratish has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions regarding sale of Home Depot shares. Daniel Kratish’s customer complaint was denied and the customers did not take any further action. Daniel Kratish Red Flags & Your Rights As An Investor Of course, Daniel Kratish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kratish at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Kratish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Kratish If you have questions about Morgan Stanley and/or Daniel Kratish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Lake of Wells Fargo Clearing Services

DID JONATHAN LAKE CAUSE YOU INVESTMENT LOSSES? Jonathan Lake Formerly With Wells Fargo Clearing Services, LLC And Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Lake formerly with Wells Fargo Clearing Services, LLC? Jonathan Lake (CRD #1385504) who was formerly registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jonathan Lake was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Lake has had his own regulatory problems. FINRA suspended him indefinitely for failing to pay an arbitration award and proving that he had an inability to pay the award at the time it was entered. He subsequently filed bankruptcy, the arbitration award debt was discharged, and the suspension was lifted. Jonathan Lake Customer Complaints Jonathan Lake has been the subject of at least two customer complaints that we know about. Two of Jonathan Lake’s customers complaints were denied and the customers did not take any further action. He appears to have been the subject of an arbitration award that has not been reported properly on his CRD. We know this to be true because of the above referenced regulatory action. Allegations Against Jonathan Lake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the Executrix of the client’s estate alleged Jonathan Lake requested that she sign client’s name on, as well as back-date, documents pertaining to matured investments. Client alleges unsuitability with respect to investments by Jonathan Lake. Damages unspecified. Jonathan Lake Red Flags & Your Rights As An Investor Of course, Jonathan Lake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Lake at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Lake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jonathan Lake If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Jonathan Lake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Lee of Morgan Stanley

DID HOWARD LEE CAUSE YOU INVESTMENT LOSSES? Howard Lee of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Howard Lee of Morgan Stanley? Howard Lee (CRD #305269) who is currently registered with Morgan Stanley and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Howard Lee Customer Complaints Howard Lee has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Howard Lee’s 3 customer complaints were settled in favor of investors. One of Howard Lee’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Howard Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that Howard Lee made unsuitable investment recommendations and engaged in unauthorized trading. Client alleged misrepresentation by Howard Lee with respect to managed accounts. The claimants are alleged, among other things, unsuitable recommendations with respect to investments in accounts made by Howard Lee. Howard Lee Red Flags & Your Rights As An Investor Of course, Howard Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Lee at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Howard Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Howard Lee If you have questions about Morgan Stanley and/or Howard Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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