Mar 8, 2022

Marc Alport of Wells Fargo Clearing Services

DID MARC HARRIS ALPORT CAUSE YOU INVESTMENT LOSSES? Marc Alport Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Alport of Wells Fargo Clearing Services? Marc Alport (CRD #1567225) who is currently registered with Wells Fargo Clearing Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Marc Alport was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Alport Customer Complaints Marc Alport has been the subject of 2 customer complaints that we know about. One of Marc Alport’s 2 customer complaints was settled in favor of investors. One of Marc Alport’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Marc Alport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Marc Alport did not make her requested account changes at the time he was instructed. Client alleges that “I did not put in a sell on Zoltec and that Marc Alport , therefore, engage in unauthorized trading. Marc Alport Red Flags & Your Rights As An Investor Of course, Marc Alport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Alport at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Marc Alport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Marc Alport If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Marc Alport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yan Binder of Morgan Stanley

DID YAN BINDER CAUSE YOU INVESTMENT LOSSES? Yan Binder Of Morgan Stanley And Formerly With Wells Fargo Advisors Financial Network And Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Yan Binder of Morgan Stanley? Yan Binder (CRD #2932226) who is currently registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Yan Binder was associated with Wells Fargo Advisors Financial Network, Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Yan Binder Customer Complaint Yan Binder has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Yan Binder excessively traded his account and misrepresented that the account would be fee-based and not commission-based.  The customer complaint filed against Wells Fargo Advisors Financial Network for investment losses caused by Yan Binder’s alleged misconduct is currently pending. Yan Binder Red Flags & Your Rights As An Investor Of course, Yan Binder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yan Binder at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Yan Binder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Morgan Stanley Due To Yan Binder If you have questions about Morgan Stanley, Wells Fargo Advisors Financial Network, Oppenheimer & Co., and/or Yan Binder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Bogatch of Morgan Stanley

DID ALAN JAY BOGATCH CAUSE YOU INVESTMENT LOSSES? Alan Bogatch Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Bogatch of Morgan Stanley? Alan Bogatch (CRD #1791399) who is currently registered with Morgan Stanley and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Alan Bogatch Customer Complaints Alan Bogatch has been the subject of 2 customer complaints that we know about. One of Alan Bogatch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Alan Bogatch’s alleged misconduct. Allegations Against Alan Bogatch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, unsuitability with respect to investment recommendations allegedly made by Alan Bogatch. Client alleged Alan Bogatch made unsuitable investment recommendations, inter alia, with respect to investments in her account. Alan Bogatch Red Flags & Your Rights As An Investor Of course, Alan Bogatch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bogatch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Bogatch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alan Bogatch If you have questions about Morgan Stanley and/or Alan Bogatch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cherie Bond of Morgan Stanley

DID CHERIE A. BOND CAUSE YOU INVESTMENT LOSSES? Cherie Bond Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Cherie Bond of Morgan Stanley? Cherie Bond (CRD #2072809) who is currently registered with Morgan Stanley and located in Glenview, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Cherie Bond Customer Complaint Cherie Bond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, that purchases of alternative investments were not in his best interest. Cherie Bond’s customer complaint was denied and the customers did not take any further action. Cherie Bond Red Flags & Your Rights As An Investor Of course, Cherie Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cherie Bond at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Cherie Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Cherie Bond If you have questions about Morgan Stanley and/or Cherie Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Breeden of UBS Financial Services

DID JOSHUA CORRY BREEDEN CAUSE YOU INVESTMENT LOSSES? Joshua Breeden Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Breeden of UBS Financial Services? Joshua Breeden (CRD #2669159) who is currently registered with UBS Financial Services and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Joshua Breeden was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Breeden Customer Complaints Joshua Breeden has been the subject of 2 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Joshua Breeden’s 2 customer complaints was settled in favor of investors. One of Joshua Breeden’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joshua Breeden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged mutual fund investment was misrepresented by Joshua Breeden. Client alleged that purchase of two high yield bonds by Joshua Breeden were not in accordance with their instructions. Joshua Breeden Red Flags & Your Rights As An Investor Of course, Joshua Breeden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Breeden at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Joshua Breeden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joshua Breeden If you have questions about UBS Financial Services, Morgan Stanley, and/or Joshua Breeden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Rulison of Morgan Stanley

DID MICHAEL EDWARD RULISON CAUSE YOU INVESTMENT LOSSES? Michael Rulison Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Michael Rulison of Morgan Stanley? Michael Rulison (CRD #407131) who is currently registered with Morgan Stanley and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Rulison Customer Complaints Michael Rulison has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Rulison’s 5 customer complaints were settled in favor of investors. Three of Michael Rulison’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Rulison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged, inter alia, unauthorized trading with respect to investment activity in accounts by Michael Rulison. Client verbally alleged, inter alia, Michael Rulison’s unauthorized trading with respect to trades purchased on margin. Client alleged that the client did not authorize trades in her accounts allegedly committed by Michael Rulison. Clients alleged investments had unsuitable risk and were unauthorized allegedly committed by Michael Rulison. Michael Rulison Red Flags & Your Rights As An Investor Of course, Michael Rulison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rulison at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Rulison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Rulison If you have questions about Morgan Stanley and/or Michael Rulison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Scotto Of Morgan Stanley

DID MICHAEL JAY SCOTTO CAUSE YOU INVESTMENT LOSSES? Michael Scotto Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Scotto of Morgan Stanley? Michael Scotto (CRD #1335289) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Scotto Customer Complaints Michael Scotto has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Michael Scotto’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Scotto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that “an inappropriate, off strategy stock was purchased by SSB portfolio manager (Michael J. Scotto) for his SSB asset management account.” Client alleges that Michael Scotto overemphasized industry sectors that were inappropriate for client’s profile. Client alleged, inter alia, excessive trading with respect to reinvestment strategy employed by Michael Scotto’s team. Michael Scotto Red Flags & Your Rights As An Investor Of course, Michael Scotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Scotto at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Scotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Scotto If you have questions about Morgan Stanley and/or Michael Scotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roxann Seaton Of Morgan Stanley

DID ROXANN TWIGGS SEATON CAUSE YOU INVESTMENT LOSSES? Roxann Seaton Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Roxann Seaton of Morgan Stanley? Roxann Seaton (CRD #1395987) who is currently registered with Morgan Stanley and located in Sebring, Florida is a subject of one of our many securities industry sales practice abuse investigations. Roxann Seaton Customer Complaints Roxann Seaton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Roxann Seaton’s customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Roxann Seaton’s alleged misconduct.. Allegations Against Roxann Seaton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s POA agent alleged, inter alia, excessive trading with respect to investments by Roxann Seaton. Client alleged Roxann Seaton did not explain the variable nature of the product. Customer alleged that variable annuity was misrepresented by Roxann Seaton. Roxann Seaton Red Flags & Your Rights As An Investor Of course, Roxann Seaton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Seaton at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Seaton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Seaton If you have questions about Morgan Stanley and/or Roxann Seaton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Small Of Morgan Stanley

DID JAMES STEWART SMALL CAUSE YOU INVESTMENT LOSSES? James Small Of Morgan Stanley And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Small of Morgan Stanley? James Small (CRD #1148738) who is currently registered with Morgan Stanley and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Small was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Small Customer Complaints James Small has been the subject of 3 customer complaints that we know about. Two of James Small’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by James Small’s alleged misconduct. Allegations Against James Small A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged he gave James Small instruction to purchase only municipal auction rate securities with underlying issuer rated AAA, and not securities rated AAA due to insurance by Monoline insurer, and is unhappy with illiquidity of bonds. Customer claimed that the value of his accounts decreased due to James Small’s alleged mismanagement. Claimant alleged unsuitability and misrepresentation with respect to James Small’s recommendations to invest in and hold an options overlay strategy. James Small Red Flags & Your Rights As An Investor Of course, James Small did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Small at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Small has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley and UBS Financial Services Due To James Small If you have questions about Morgan Stanley, UBS Financial Services, and/or James Small and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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