Mar 8, 2022

Daniel Kratish of Morgan Stanley

DID DANIEL KRATISH CAUSE YOU INVESTMENT LOSSES? Daniel Kratish Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kratish formerly with Morgan Stanley? Daniel Kratish (CRD #812659) who was formerly registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kratish Customer Complaint Daniel Kratish has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions regarding sale of Home Depot shares. Daniel Kratish’s customer complaint was denied and the customers did not take any further action. Daniel Kratish Red Flags & Your Rights As An Investor Of course, Daniel Kratish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kratish at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Kratish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Kratish If you have questions about Morgan Stanley and/or Daniel Kratish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Lake of Wells Fargo Clearing Services

DID JONATHAN LAKE CAUSE YOU INVESTMENT LOSSES? Jonathan Lake Formerly With Wells Fargo Clearing Services, LLC And Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Lake formerly with Wells Fargo Clearing Services, LLC? Jonathan Lake (CRD #1385504) who was formerly registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jonathan Lake was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Lake has had his own regulatory problems. FINRA suspended him indefinitely for failing to pay an arbitration award and proving that he had an inability to pay the award at the time it was entered. He subsequently filed bankruptcy, the arbitration award debt was discharged, and the suspension was lifted. Jonathan Lake Customer Complaints Jonathan Lake has been the subject of at least two customer complaints that we know about. Two of Jonathan Lake’s customers complaints were denied and the customers did not take any further action. He appears to have been the subject of an arbitration award that has not been reported properly on his CRD. We know this to be true because of the above referenced regulatory action. Allegations Against Jonathan Lake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the Executrix of the client’s estate alleged Jonathan Lake requested that she sign client’s name on, as well as back-date, documents pertaining to matured investments. Client alleges unsuitability with respect to investments by Jonathan Lake. Damages unspecified. Jonathan Lake Red Flags & Your Rights As An Investor Of course, Jonathan Lake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Lake at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Lake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jonathan Lake If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Jonathan Lake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Lee of Morgan Stanley

DID HOWARD LEE CAUSE YOU INVESTMENT LOSSES? Howard Lee of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Howard Lee of Morgan Stanley? Howard Lee (CRD #305269) who is currently registered with Morgan Stanley and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Howard Lee Customer Complaints Howard Lee has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Howard Lee’s 3 customer complaints were settled in favor of investors. One of Howard Lee’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Howard Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that Howard Lee made unsuitable investment recommendations and engaged in unauthorized trading. Client alleged misrepresentation by Howard Lee with respect to managed accounts. The claimants are alleged, among other things, unsuitable recommendations with respect to investments in accounts made by Howard Lee. Howard Lee Red Flags & Your Rights As An Investor Of course, Howard Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Lee at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Howard Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Howard Lee If you have questions about Morgan Stanley and/or Howard Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Alport of Wells Fargo Clearing Services

DID MARC HARRIS ALPORT CAUSE YOU INVESTMENT LOSSES? Marc Alport Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Alport of Wells Fargo Clearing Services? Marc Alport (CRD #1567225) who is currently registered with Wells Fargo Clearing Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Marc Alport was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Alport Customer Complaints Marc Alport has been the subject of 2 customer complaints that we know about. One of Marc Alport’s 2 customer complaints was settled in favor of investors. One of Marc Alport’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Marc Alport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Marc Alport did not make her requested account changes at the time he was instructed. Client alleges that “I did not put in a sell on Zoltec and that Marc Alport , therefore, engage in unauthorized trading. Marc Alport Red Flags & Your Rights As An Investor Of course, Marc Alport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Alport at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Marc Alport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Marc Alport If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Marc Alport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yan Binder of Morgan Stanley

DID YAN BINDER CAUSE YOU INVESTMENT LOSSES? Yan Binder Of Morgan Stanley And Formerly With Wells Fargo Advisors Financial Network And Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Yan Binder of Morgan Stanley? Yan Binder (CRD #2932226) who is currently registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Yan Binder was associated with Wells Fargo Advisors Financial Network, Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Yan Binder Customer Complaint Yan Binder has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Yan Binder excessively traded his account and misrepresented that the account would be fee-based and not commission-based.  The customer complaint filed against Wells Fargo Advisors Financial Network for investment losses caused by Yan Binder’s alleged misconduct is currently pending. Yan Binder Red Flags & Your Rights As An Investor Of course, Yan Binder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yan Binder at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Yan Binder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Morgan Stanley Due To Yan Binder If you have questions about Morgan Stanley, Wells Fargo Advisors Financial Network, Oppenheimer & Co., and/or Yan Binder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Bogatch of Morgan Stanley

DID ALAN JAY BOGATCH CAUSE YOU INVESTMENT LOSSES? Alan Bogatch Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Bogatch of Morgan Stanley? Alan Bogatch (CRD #1791399) who is currently registered with Morgan Stanley and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Alan Bogatch Customer Complaints Alan Bogatch has been the subject of 2 customer complaints that we know about. One of Alan Bogatch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Alan Bogatch’s alleged misconduct. Allegations Against Alan Bogatch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, unsuitability with respect to investment recommendations allegedly made by Alan Bogatch. Client alleged Alan Bogatch made unsuitable investment recommendations, inter alia, with respect to investments in her account. Alan Bogatch Red Flags & Your Rights As An Investor Of course, Alan Bogatch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bogatch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Bogatch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alan Bogatch If you have questions about Morgan Stanley and/or Alan Bogatch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cherie Bond of Morgan Stanley

DID CHERIE A. BOND CAUSE YOU INVESTMENT LOSSES? Cherie Bond Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Cherie Bond of Morgan Stanley? Cherie Bond (CRD #2072809) who is currently registered with Morgan Stanley and located in Glenview, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Cherie Bond Customer Complaint Cherie Bond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, that purchases of alternative investments were not in his best interest. Cherie Bond’s customer complaint was denied and the customers did not take any further action. Cherie Bond Red Flags & Your Rights As An Investor Of course, Cherie Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cherie Bond at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Cherie Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Cherie Bond If you have questions about Morgan Stanley and/or Cherie Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Breeden of UBS Financial Services

DID JOSHUA CORRY BREEDEN CAUSE YOU INVESTMENT LOSSES? Joshua Breeden Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Breeden of UBS Financial Services? Joshua Breeden (CRD #2669159) who is currently registered with UBS Financial Services and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Joshua Breeden was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Breeden Customer Complaints Joshua Breeden has been the subject of 2 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Joshua Breeden’s 2 customer complaints was settled in favor of investors. One of Joshua Breeden’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joshua Breeden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged mutual fund investment was misrepresented by Joshua Breeden. Client alleged that purchase of two high yield bonds by Joshua Breeden were not in accordance with their instructions. Joshua Breeden Red Flags & Your Rights As An Investor Of course, Joshua Breeden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Breeden at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Joshua Breeden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joshua Breeden If you have questions about UBS Financial Services, Morgan Stanley, and/or Joshua Breeden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Rulison of Morgan Stanley

DID MICHAEL EDWARD RULISON CAUSE YOU INVESTMENT LOSSES? Michael Rulison Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Michael Rulison of Morgan Stanley? Michael Rulison (CRD #407131) who is currently registered with Morgan Stanley and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Rulison Customer Complaints Michael Rulison has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Rulison’s 5 customer complaints were settled in favor of investors. Three of Michael Rulison’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Rulison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged, inter alia, unauthorized trading with respect to investment activity in accounts by Michael Rulison. Client verbally alleged, inter alia, Michael Rulison’s unauthorized trading with respect to trades purchased on margin. Client alleged that the client did not authorize trades in her accounts allegedly committed by Michael Rulison. Clients alleged investments had unsuitable risk and were unauthorized allegedly committed by Michael Rulison. Michael Rulison Red Flags & Your Rights As An Investor Of course, Michael Rulison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rulison at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Rulison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Rulison If you have questions about Morgan Stanley and/or Michael Rulison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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