Mar 8, 2022

Michael Scotto Of Morgan Stanley

DID MICHAEL JAY SCOTTO CAUSE YOU INVESTMENT LOSSES? Michael Scotto Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Scotto of Morgan Stanley? Michael Scotto (CRD #1335289) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Scotto Customer Complaints Michael Scotto has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Michael Scotto’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Scotto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that “an inappropriate, off strategy stock was purchased by SSB portfolio manager (Michael J. Scotto) for his SSB asset management account.” Client alleges that Michael Scotto overemphasized industry sectors that were inappropriate for client’s profile. Client alleged, inter alia, excessive trading with respect to reinvestment strategy employed by Michael Scotto’s team. Michael Scotto Red Flags & Your Rights As An Investor Of course, Michael Scotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Scotto at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Scotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Scotto If you have questions about Morgan Stanley and/or Michael Scotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roxann Seaton Of Morgan Stanley

DID ROXANN TWIGGS SEATON CAUSE YOU INVESTMENT LOSSES? Roxann Seaton Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Roxann Seaton of Morgan Stanley? Roxann Seaton (CRD #1395987) who is currently registered with Morgan Stanley and located in Sebring, Florida is a subject of one of our many securities industry sales practice abuse investigations. Roxann Seaton Customer Complaints Roxann Seaton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Roxann Seaton’s customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Roxann Seaton’s alleged misconduct.. Allegations Against Roxann Seaton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s POA agent alleged, inter alia, excessive trading with respect to investments by Roxann Seaton. Client alleged Roxann Seaton did not explain the variable nature of the product. Customer alleged that variable annuity was misrepresented by Roxann Seaton. Roxann Seaton Red Flags & Your Rights As An Investor Of course, Roxann Seaton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Seaton at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Seaton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Seaton If you have questions about Morgan Stanley and/or Roxann Seaton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Small Of Morgan Stanley

DID JAMES STEWART SMALL CAUSE YOU INVESTMENT LOSSES? James Small Of Morgan Stanley And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Small of Morgan Stanley? James Small (CRD #1148738) who is currently registered with Morgan Stanley and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Small was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Small Customer Complaints James Small has been the subject of 3 customer complaints that we know about. Two of James Small’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by James Small’s alleged misconduct. Allegations Against James Small A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged he gave James Small instruction to purchase only municipal auction rate securities with underlying issuer rated AAA, and not securities rated AAA due to insurance by Monoline insurer, and is unhappy with illiquidity of bonds. Customer claimed that the value of his accounts decreased due to James Small’s alleged mismanagement. Claimant alleged unsuitability and misrepresentation with respect to James Small’s recommendations to invest in and hold an options overlay strategy. James Small Red Flags & Your Rights As An Investor Of course, James Small did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Small at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Small has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley and UBS Financial Services Due To James Small If you have questions about Morgan Stanley, UBS Financial Services, and/or James Small and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Randall Thompkins Formerly With Morgan Stanley

DID RANDALL JAY THOMPKINS CAUSE YOU INVESTMENT LOSSES? Randall Thompkins Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Randall Thompkins formerly with Morgan Stanley? Randall Thompkins (CRD #1047554) who was formerly registered with Morgan Stanley and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Randall Thompkins Customer Complaint Randall Thompkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that instructions to reallocate her mother’s accounts were not followed timely. Randall Thompkins’ customer complaint was settled in favor of the investors. Randall Thompkins Red Flags & Your Rights As An Investor Of course, Randall Thompkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Thompkins at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Randall Thompkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Randall Thompkins If you have questions about Morgan Stanley and/or Randall Thompkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Benton Seltzer of Morgan Stanley

DID BENTON JOEL SELTZER CAUSE YOU INVESTMENT LOSSES? Benton Seltzer Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Benton Seltzer of Morgan Stanley? Benton Seltzer (CRD #1046309) who is currentlyregistered with Morgan Stanleyand located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Benton Seltzer Customer Complaint Benton Seltzer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to annuity features. Benton Seltzer’s customer complaint was denied and the customers did not take any further action. Benton Seltzer Red Flags & Your Rights As An Investor Of course, Benton Seltzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benton Seltzer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Benton Seltzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benton Seltzer If you have questions about Morgan Stanley and/or Benton Seltzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

J Powers Shepard of Morgan Stanley

DID J POWERS SHEPARD CAUSE YOU INVESTMENT LOSSES? Powers Shepard Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is J Powers Shepard of Morgan Stanley? J Powers Shepard (CRD #1334664) who is currently registered with Morgan Stanley and located in Oak Bluffs, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. J Powers Shepard Customer Complaints J Powers Shepard has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of J Shepard’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by J Shepard’s alleged misconduct. Allegations Against J Powers Shepard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that J Powers Shepard recommended a structured note issued by Lehman Brothers and misrepresented the terms of the investment. Client’s agent alleged, inter alia, that hedge funds purchased for the client by J Powers Shepard were unsuitable. J Powers Shepard Red Flags & Your Rights As An Investor Of course, J. Powers Shepard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of J Powers Shepard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether J Powers Shepard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To J Powers Shepard If you have questions about Morgan Stanley and/or J Powers Shepard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rupert Sizemore Formerly With Morgan Stanley

DID RUPERT R SIZEMORE CAUSE YOU INVESTMENT LOSSES? Rupert Sizemore Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Rupert Sizemore formerly with Morgan Stanley? Rupert Sizemore (CRD #1127224) who was formerly registered with Morgan Stanley and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Rupert Sizemore Customer Complaint Rupert Sizemore has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty for failing to detect misappropriation of funds from account by former trustee. The customer complaint filed against Rupert Sizemore’s former employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Rupert Sizemore Red Flags & Your Rights As An Investor Of course, Rupert Sizemore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rupert Sizemore at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Rupert Sizemore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Rupert Sizemore If you have questions about Morgan Stanley and/or Rupert Sizemore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Taddonio formerly with Morgan Stanley

DID JOHN H TADDONIO CAUSE YOU INVESTMENT LOSSES? John Taddonio Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is John Taddonio formerly with Morgan Stanley? John Taddonio (CRD #1155530) who was formerly registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. John Taddonio Customer Complaint John Taddonio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were, inter alia, unsuitability with respect to investments. The customer complaint filed against John Taddonio’s former employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. John Taddonio Red Flags & Your Rights As An Investor Of course, John Taddonio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Taddonio at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Taddonio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Taddonio If you have questions about Morgan Stanley and/or John Taddonio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Abbott of Morgan Stanley

DID ERIC ROBERT ABBOTT CAUSE YOU INVESTMENT LOSSES? Eric Abbott Of Morgan Stanley And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Eric Abbott of Morgan Stanley? Eric Abbott (CRD #4331367) who is currently registered with Morgan Stanley and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Eric Abbott was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Abbott Customer Complaints Eric Abbott has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Eric Abbott’s 2 customer complaints was settled in favor of investors. One of Eric Abbott’s customers’ complaints was denied and, to date, the customers had not taken any further action. Allegations Against Eric Abbott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Eric Abbott’s misrepresentation regarding variable annuity investments. Clients alleged misrepresentation regarding variable annuity investment by Eric Abbott. Eric Abbott Red Flags & Your Rights As An Investor Of course, Eric Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Abbott at Morgan Stanley and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Eric Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley and J.P. Morgan Securities Due To Eric Abbott If you have questions about Morgan Stanley, J.P. Morgan Securities, and/or Eric Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Oliveri of Santander Securities

DID MICHAEL JASON OLIVERI CAUSE YOU INVESTMENT LOSSES? Michael Oliveri Of Santander Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Oliveri of Santander Securities? Michael Oliveri (CRD #6308876) who is currently registered with Santander Securities and located in Newton, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities, Michael Oliveri was associated with Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Oliveri Customer Complaint Michael Oliveri has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative failed to follow his instructions to liquidate his account which resulted in loss. Michael Oliveri’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Oliveri Red Flags & Your Rights As An Investor Of course, Michael Oliveri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Oliveri at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Oliveri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities Due To Michael Oliveri If you have questions about Santander Securities, Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Oliveri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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