Mar 7, 2022

Michael Oliveri of Santander Securities

DID MICHAEL JASON OLIVERI CAUSE YOU INVESTMENT LOSSES? Michael Oliveri Of Santander Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Oliveri of Santander Securities? Michael Oliveri (CRD #6308876) who is currently registered with Santander Securities and located in Newton, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities, Michael Oliveri was associated with Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Oliveri Customer Complaint Michael Oliveri has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative failed to follow his instructions to liquidate his account which resulted in loss. Michael Oliveri’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Oliveri Red Flags & Your Rights As An Investor Of course, Michael Oliveri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Oliveri at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Oliveri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities Due To Michael Oliveri If you have questions about Santander Securities, Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Oliveri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sumitro Pal formerly with Morgan Stanley

DID SUMITRO PAL CAUSE YOU INVESTMENT LOSSES? Sumitro Pal Formerly With Morgan Stanley Has 10 Customer Complaints For Alleged Broker Misconduct Who is Sumitro Pal formerly with Morgan Stanley? Sumitro Pal (CRD #4763364) who was formerly registered with Morgan Stanley and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Sumitro Pal Customer Complaints Sumitro Pal has been the subject of 10 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Sumitro Pal’s 10 customer complaints were settled in favor of investors. Three of Sumitro Pal’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently three pending customer complaints filed against Morgan Stanley for investment losses caused by Sumitro Pal’s alleged misconduct. Allegations Against Sumitro Pal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Sumitro Pal invested his retirement money in high risk corporate bonds including an over-concentration of bonds in the energy sector and also that Mr. Pal misrepresented the losses of his investments. Claimant alleged, inter alia, Sumitro Pal’s misappropriation of funds for an outside investment. Claimant alleged, inter alia, misappropriation of funds for an outside investment by Sumitro Pal. Client alleged, inter alia, that their instructions to only invest in safe bonds were not followed by Sumitro Pal. Client alleged the branch manager failed to supervise his financial advisors, including Sumitro Pal. Client believed that annuity purchased allegedly by Sumitro Pal had a guaranteed minimum income benefit rider, which it did not. Clients’ attorney alleged, inter alia, Sumitro Pal’s misappropriation of funds for an outside investment. Plaintiff alleged, inter alia, unauthorized trading by Sumitro Pal with respect to investments. Sumitro Pal Red Flags & Your Rights As An Investor Of course, Sumitro Pal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sumitro Pal at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sumitro Pal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sumitro Pal If you have questions about Morgan Stanley and/or Sumitro Pal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jose Parker of Morgan Stanley

DID JOSE DANIEL LARIN PARKER CAUSE YOU INVESTMENT LOSSES? Jose Parker Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Parker of Morgan Stanley? Jose Parker (CRD #5124455) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Jose Parker was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jose Parker Customer Complaint Jose Parker has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not sell as instructed. Jose Parker’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jose Parker Red Flags & Your Rights As An Investor Of course, Jose Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Parker at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jose Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jose Parker If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Jose Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Maxwell Parziale of Morgan Stanley

DID MAXWELL RICHARD PARZIALE CAUSE YOU INVESTMENT LOSSES? Maxwell Parziale Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Maxwell Parziale of Morgan Stanley? Maxwell Parziale (CRD #6688341) who is currently registered with Morgan Stanley and located in Rancho Santa Fe, California is a subject of one of our many securities industry sales practice abuse investigations. Maxwell Parziale Customer Complaint Maxwell Parziale has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to managed account investments.  Maxwell Parziale’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Maxwell Parziale Red Flags & Your Rights As An Investor Of course, Maxwell Parziale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maxwell Parziale at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maxwell Parziale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Maxwell Parziale If you have questions about Morgan Stanley and/or Maxwell Parziale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Megan Rehill of Merrill Lynch Pierce Fenner & Smith

DID MEGAN A. REHILL CAUSE YOU INVESTMENT LOSSES? Megan Rehill Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Megan Rehill of Merrill Lynch Pierce Fenner & Smith? Megan Rehill (CRD #5872640) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Megan Rehill was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Megan Rehill Customer Complaint Megan Rehill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged, inter alia, misrepresentation with respect to mutual fund investments.  The customer complaint filed against Megan Rehill’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Megan Rehill Red Flags & Your Rights As An Investor Of course, Megan Rehill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Megan Rehill at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Megan Rehill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Megan Rehill If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Megan Rehill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Steven Urosevich of Wells Fargo Clearing Services

DID STEVEN UROSEVICH CAUSE YOU INVESTMENT LOSSES? Steven Urosevich Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Steven Urosevich of Wells Fargo Clearing Services, LLC? Steven Urosevich (CRD #2882927) who is currently registered with Wells Fargo Clearing Services, LLC and located in Woodstock, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Steven Urosevich was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Urosevich Customer Complaint Steven Urosevich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Steven Urosevich provided misleading information regarding the sale of stock, resulting in lost opportunity. Steven Urosevich’s customer complaint was denied and, to date, the customer has not taken any further action. Steven Urosevich Red Flags & Your Rights As An Investor Of course, Steven Urosevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Urosevich at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Urosevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Urosevich If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Steven Urosevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Vining of Morgan Stanley

DID CHRISTOPHER VINING CAUSE YOU INVESTMENT LOSSES? Christopher Vining Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Christopher Vining of Morgan Stanley? Christopher Vining (CRD #2945065) who is currently registered with Morgan Stanley and located in Bradenton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Christopher Vining Customer Complaints Christopher Vining has been the subject of4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Vining’s 4 customer complaints was settled in favor of investors. Three of Christopher Vining’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Vining A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Christopher Vining’s purchases of alternative investment fund were misrepresented. Client alleged that Christopher Vining failed to follow his instruction by investing in unsuitable preferred stocks and made misrepresentation regarding the investment. Clients alleged that Christopher Vining’s stocks chosen for them were unsuitable for a couple in their 70’s. The customer allege unauthorized trading by Christopher Vining. Christopher Vining Red Flags & Your Rights As An Investor Of course, Christopher Vining did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Vining at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Vining has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Vining If you have questions about Morgan Stanley and/or Christopher Vining and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Victor Martinez of Morgan Stanley

DID VICTOR MARTINEZ CAUSE YOU INVESTMENT LOSSES? Victor Martinez Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Victor Martinez of Morgan Stanley? Victor Martinez (CRD #5744392) who is currently registered with Morgan Stanley and located in El Segundo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Victor Martinez was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Victor Martinez Customer Complaint Victor Martinez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Victor Martinez’s customer complaint was settled in favor of the investors. Victor Martinez Red Flags & Your Rights As An Investor Of course, Victor Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Martinez at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Victor Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Victor Martinez If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Victor Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark McBee of Morgan Stanley

DID MARK WILLIAM MCBEE CAUSE YOU INVESTMENT LOSSES? Mark McBee Of Morgan Stanley And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Mark McBee of Morgan Stanley? Mark McBee (CRD #5879822) who is currently registered with Morgan Stanley and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Mark McBee was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark McBee Customer Complaint Mark McBee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his instructions to liquidate his entire account were not followed and only half his account holdings were sold. Mark McBee’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Mark McBee Red Flags & Your Rights As An Investor Of course, Mark McBee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark McBee at Morgan Stanley and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Mark McBee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark McBee If you have questions about Morgan Stanley, J.P. Morgan Securities, and/or Mark McBee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kelly McMurray of Morgan Stanley

DID KELLY MCMURRAY CAUSE YOU INVESTMENT LOSSES? Kelly McMurray Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Kelly McMurray of Morgan Stanley? Kelly McMurray (CRD #4534687) who is currently registered with Morgan Stanley and located in Modesto, California is a subject of one of our many securities industry sales practice abuse investigations. Kelly McMurray Customer Complaint Kelly McMurray has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer claimed that decline in value of variable annuity purchased was unacceptable as preservation of capital was her primary goal and had always been. Kelly McMurray’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kelly McMurray Red Flags & Your Rights As An Investor Of course, Kelly McMurray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly McMurray at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kelly McMurray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Kelly McMurray If you have questions about Morgan Stanley and/or Kelly McMurray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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