Mar 7, 2022

Ricardo Guimaraes of Morgan Stanley

DID RICARDO FONTANA GUIMARAES CAUSE YOU INVESTMENT LOSSES? Ricardo Guimaraes Of Morgan Stanley And Formerly With Wells Fargo Clearing Services And UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Guimaraes of Morgan Stanley? Ricardo Guimaraes (CRD #5442981) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Ricardo Guimaraes was associated with Wells Fargo Clearing Services, UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Guimaraes Customer Complaints Ricardo Guimaraes has been the subject of 2 customer complaints that we know about. Both of Ricardo Guimaraes’ 2 customer complaints were settled in favor of investors. Allegations Against Ricardo Guimaraes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Ricardo Guimaraes purchased unsuitable investments. Claimant alleged Ricardo Guimaraes sold unsuitable Brazilian bonds in violation of Reg. S. Ricardo Guimaraes Red Flags & Your Rights As An Investor Of course, Ricardo Guimaraes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Guimaraes at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Guimaraes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ricardo Guimaraes If you have questions about Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services, and/or Ricardo Guimaraes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jianmin Gu of Morgan Stanley

DID JIANMIN GU CAUSE YOU INVESTMENT LOSSES? Jianmin Gu Of Morgan Stanley And Formerly With HSBC Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Jianmin Gu of Morgan Stanley? Jianmin Gu (CRD #5599295) who is currently registered with Morgan Stanley and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Jianmin Gu was associated with HSBC Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jianmin Gu Customer Complaint Jianmin Gu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her investment needs were not considered by Jianmin Gu at the time of investment. Jianmin Gu’s customer complaint was settled in favor of the investors. Jianmin Gu Red Flags & Your Rights As An Investor Of course, Jianmin Gu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jianmin Gu at Morgan Stanley and HSBC Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Jianmin Gu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and HSBC Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jianmin Gu If you have questions about Morgan Stanley, HSBC Securities (USA), and/or Jianmin Gu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Neil Gavande Formerly With Morgan Stanley

DID NEIL SAMPAT GAVANDE CAUSE YOU INVESTMENT LOSSES? Neil Gavande Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Neil Gavande formerly with Morgan Stanley? Neil Gavande (CRD #4464545) who was formerly registered with Morgan Stanley and located in Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Neil Gavande Customer Complaints Neil Gavande has been the subject of 3 customer complaints that we know about. Two of Neil Gavande’s 3 customer complaints were settled in favor of investors. One of Neil Gavande’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Neil Gavande A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that her instructions to liquidate her accounts were not followed by Neil Gavande. Client alleged, inter alia, unsuitability with respect to investments by Neil Gavande. The client’s attorney alleged that the investment that Neil Gavande placed his client in was not suitable as it was a risky investment. The client’s attorney further alleged that Mr. Gavande failed to disclose all of the information relative to this investment. Neil Gavande Red Flags & Your Rights As An Investor Of course, Neil Gavande did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Gavande at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Neil Gavande has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Neil Gavande If you have questions about Morgan Stanley and/or Neil Gavande and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Horne of Morgan Stanley

DID MICHAEL FRANCIS HORNE CAUSE YOU INVESTMENT LOSSES? Michael Horne Of Morgan Stanley And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Horne of Morgan Stanley? Michael Horne (CRD #7005618) who is currently registered with Morgan Stanley and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Michael Horne was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Horne Customer Complaint Michael Horne has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable life insurance policy. Michael Horne’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Horne Red Flags & Your Rights As An Investor Of course, Michael Horne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Horne at Morgan Stanley and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Horne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Horne If you have questions about Morgan Stanley, AXA Advisors, and/or Michael Horne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lawrence Just of Ameriprise Financial Services

DID LAWRENCE JUST CAUSE YOU INVESTMENT LOSSES? Lawrence Just Of Ameriprise Financial Services And Formerly With Morgan Stanley And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Just of Ameriprise Financial Services? Lawrence Just (CRD #6285669) who is currently registered with Ameriprise Financial Services and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Lawrence Just was associated with Morgan Stanley, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lawrence Just Customer Complaint Lawrence Just has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were allegations related to unsuitable variable annuity sales and undisclosed fees and charges. The customer complaint filed against Lawrence Just’s former employer NYLIFE Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Lawrence Just Red Flags & Your Rights As An Investor Of course, Lawrence Just did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Just at Ameriprise Financial Services, Morgan Stanley, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Lawrence Just has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Morgan Stanley, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Lawrence Just If you have questions about Ameriprise Financial Services, Morgan Stanley, NYLIFE Securities, and/or Lawrence Just and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Carson Kessler of Morgan Stanley

DID CARSON KESSLER CAUSE YOU INVESTMENT LOSSES? Carson Kessler Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Carson Kessler of Morgan Stanley? Carson Kessler (CRD #6827374) who is currently registered with Morgan Stanley and located in Butler, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Carson Kessler was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carson Kessler Customer Complaint Carson Kessler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Carson Kessler failed to follow her instructions to liquidate her account. Carson Kessler’s customer complaint was denied and, to date, the customer has not taken any further action. Carson Kessler Red Flags & Your Rights As An Investor Of course, Carson Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carson Kessler at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Carson Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carson Kessler If you have questions about Morgan Stanley, Edward Jones, and/or Carson Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sachin Kumar of Laidlaw & Company (UK)

DID SACHIN KUMAR CAUSE YOU INVESTMENT LOSSES? Sachin Kumar Of Laidlaw & Company (UK), Laidlaw Wealth Management And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Sachin Kumar of Laidlaw & Company (UK)? Sachin Kumar (CRD #5295758) who is currently registered with Laidlaw & Company (UK), Laidlaw Wealth Management and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) and Laidlaw Wealth Management, Sachin Kumar was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sachin Kumar is also had regulatory problems.  That admitting or denying the findings, Sachin Kumar consented to a 1 month suspension and $5,000 fine by FINRA for allegedly processing an ACAT Form transfer accounts over client’s objection. Sachin Kumar Customer Complaint Sachin Kumar has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that signatures on transfer forms were doctored by Sachin Kumar.  Sachin Kumar’s customer complaint was denied and, to date, the customer has not taken any further action. Sachin Kumar Red Flags & Your Rights As An Investor Of course, Sachin Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sachin Kumar at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sachin Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Due To Sachin Kumar If you have questions about Laidlaw & Company (UK), Laidlaw Wealth Management, Morgan Stanley, and/or Sachin Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Timothy Fast Formerly With The Huntington Investment

DID TIMOTHY J. FAST CAUSE YOU INVESTMENT LOSSES? Timothy Fast Formerly With The Huntington Investment And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Fast formerly with The Huntington Investment? Timothy Fast (CRD #6267765) who was formerly registered with The Huntington Investment and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Huntington Investment, Timothy Fast was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Fast Customer Complaint Timothy Fast has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the Huntington Investment Company (HIC) representative, Timothy Fast, erroneously represented that he had placed the client’s order to purchase a leveraged exchange-traded fund when the trade was not in fact placed. Timothy Fast’s customer complaint was settled in favor of the investors. Timothy Fast Red Flags & Your Rights As An Investor Of course, Timothy Fast did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Fast at The Huntington Investment and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Timothy Fast has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Huntington Investment Due To Timothy Fast If you have questions about The Huntington Investment, Morgan Stanley, and/or Timothy Fast and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alan Fishman of Wells Fargo Clearing Services

DID ALAN FISHMAN CAUSE YOU INVESTMENT LOSSES? Alan Fishman Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Fishman of Wells Fargo Clearing Services? Alan Fishman (CRD #4387761) who is currently registered with Wells Fargo Clearing Services and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Alan Fishman was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Fishman Customer Complaint Alan Fishman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client’s account objective was inaccurate, resulting in more risk than the client’s conservative needs. Alan Fishman’s customer complaint was denied and, to date, the customer has not taken any further action. Alan Fishman Red Flags & Your Rights As An Investor Of course, Alan Fishman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Fishman at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Fishman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Fishman If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Alan Fishman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Eric Fuller of Morgan Stanley

DID ERIC D. FULLER CAUSE YOU INVESTMENT LOSSES? Eric Fuller Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Fuller of Morgan Stanley? Eric Fuller (CRD #5866277) who is currently registered with Morgan Stanley and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Eric Fuller was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Fuller Customer Complaint Eric Fuller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Fuller made unsuitable investment recommendations and engaged in unauthorized trading. Eric Fuller’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Fuller Red Flags & Your Rights As An Investor Of course, Eric Fuller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Fuller at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Fuller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Fuller If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Eric Fuller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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