Mar 4, 2022

Walter Sweatt Formerly With Morgan Stanley

DID WALTER LEE SWEATT II CAUSE YOU INVESTMENT LOSSES? Walter Sweatt Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Sweatt formerly with Morgan Stanley? Walter Sweatt (CRD #5185453) who was formerly registered with Morgan Stanley and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Walter Sweatt Customer Complaint Walter Sweatt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of variable life insurance was misrepresented, damages unspecified. Walter Sweatt’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Walter Sweatt Red Flags & Your Rights As An Investor Of course, Walter Sweatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Sweatt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Walter Sweatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Walter Sweatt If you have questions about Morgan Stanley and/or Walter Sweatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brian Manning of Morgan Stanley

DID BRIAN PRICE MANNING CAUSE YOU INVESTMENT LOSSES? Brian Manning Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Manning of Morgan Stanley? Brian Manning (CRD #1561116) who is currently registered with Morgan Stanley and located in Toms River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Brian Manning Customer Complaint Brian Manning has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Manning made unsuitable recommendations with respect to investments in energy and mining securities.  The customer complaint filed against Brian Manning’s former employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Brian Manning Red Flags & Your Rights As An Investor Of course, Brian Manning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Manning at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brian Manning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brian Manning If you have questions about Morgan Stanley and/or Brian Manning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brenda Perrotti of Morgan Stanley

DID BRENDA L. PERROTTI CAUSE YOU INVESTMENT LOSSES? Brenda Perrotti Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda Perrotti of Morgan Stanley? Brenda Perrotti (CRD #2300759) who is currently registered with Morgan Stanley and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Brenda Perrotti Customer Complaint Brenda Perrotti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenda Perrotti failed to customers instructions with respect to purchase of a mutual fund. Brenda Perrotti’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda Perrotti Red Flags & Your Rights As An Investor Of course, Brenda Perrotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Perrotti at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brenda Perrotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brenda Perrotti If you have questions about Morgan Stanley and/or Brenda Perrotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Benjamin Duckett of Morgan Stanley

DID BENJAMIN FRANKLIN DUCKETT CAUSE YOU INVESTMENT LOSSES? Benjamin Duckett Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Duckett of Morgan Stanley? Benjamin Duckett (CRD #6143741) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Duckett Customer Complaint Benjamin Duckett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks of an option call strategy in clients account was not fully explained.  Benjamin Duckett’s customer complaint was denied and, to date, the customer has not taken any further action. Benjamin Duckett Red Flags & Your Rights As An Investor Of course, Benjamin Duckett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Duckett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Benjamin Duckett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benjamin Duckett If you have questions about Morgan Stanley and/or Benjamin Duckett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Andrew Katsanis of Morgan Stanley

DID ANDREW THOMAS KATSANIS CAUSE YOU INVESTMENT LOSSES? Andrew Katsanis Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Katsanis of Morgan Stanley? Andrew Katsanis (CRD #6281655) who is currently registered with Morgan Stanley and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Andrew Katsanis was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Katsanis Customer Complaint Andrew Katsanis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Katsanis engaged in unauthorized trading of mutual funds. Andrew Katsanis’ customer complaint was settled in favor of the investors. Andrew Katsanis Red Flags & Your Rights As An Investor Of course, Andrew Katsanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Katsanis at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Andrew Katsanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Katsanis If you have questions about Morgan Stanley, Edward Jones and/or Andrew Katsanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Amir Navab formerly with RBC Capital Markets, LLC

DID AMIR NAVAB CAUSE YOU INVESTMENT LOSSES? Amir Navab Formerly With RBC Capital Markets, LLC And Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Amir Navab formerly with RBC Capital Markets, LLC? Amir Navab (CRD #2437020) who was formerly registered with RBC Capital Markets, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Amir Navab was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amir Navab Customer Complaints Amir Navab has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Amir Navab’s 5 customer complaints were settled in favor of investors. One of Amir Navab’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Amir Navab A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to a structured product investment. Misrepresentations, omissions, fraud, negligence, breach of fiduciary duty, breach of contract and unsuitable recommendations to invest in Lehman Brothers structured products. Unsuitable investment recommendations of auction rate securities. Negligence, unsuitable investment recommendations, breach of fiduciary duty, fraud, misrepresentation, churning, over-concentration and unauthorized trading. Amir Navab Red Flags & Your Rights As An Investor Of course, Amir Navab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amir Navab at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Amir Navab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Amir Navab If you have questions about RBC Capital Markets, LLC, Morgan Stanley and/or Amir Navab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alberto Castaner Of Oppenheimer & Co. Inc.

DID ALBERTO CASTANER CAUSE YOU INVESTMENT LOSSES? Alberto Castaner Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Alberto Castaner of Oppenheimer & Co. Inc.? Alberto Castaner (CRD #1603341) who is currently registered with Oppenheimer & Co. Inc. and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Alberto Castaner was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Castaner Customer Complaints Alberto Castaner has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of Alberto Castaner’s 9 customer complaints were settled in favor of investors. There are currently 2 pending customer complaints filed against Alberto Castaner’s former employer Popular Securities for investment losses caused by the alleged misconduct. Allegations Against Alberto Castaner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Seven different customer and separate arbitration proceedings alleged unsuitable investment recommendations to purchase Puerto Rico securities, when it was well known that the financial condition of the Commonwealth was deteriorating. Claimant alleged that Alberto Castaner made false and misleading statements regarding the risks of Puerto Rico bank stocks. Customer alleged unsuitable investment recommendations in connection with a margin account. Alberto Castaner Red Flags & Your Rights As An Investor Of course, Alberto Castaner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Castaner at Oppenheimer & Co. Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alberto Castaner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Alberto Castaner If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Alberto Castaner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Greenstone of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL FRANK GREENSTONE CAUSE YOU INVESTMENT LOSSES? Michael Greenstone of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Michael Greenstone of Merrill Lynch Pierce Fenner & Smith? Michael Greenstone (CRD #709165) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Glen Rock, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Greenstone was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Greenstone Customer Complaints Michael Greenstone has been the subject of 9 customer complaints that we know about. Seven of Michael Greenstone’s 9 customer complaints were settled in favor of investors. Two of Michael Greenstone’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Greenstone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitability, among other things, with respect to investment recommendations made by Michael Greenstone. The customer alleges unsuitable investment recommendations by Michael Greenstone. The client alleges that Michael Greenstone failed to disclose that if the Highbridge Hedge Fund investment was taken out of an IRA account there would be severe tax ramifications. Client further alleges that now the IRS is viewing his investment as taxable when he redeemed his funds since it came out of his IRA. Client alleges his financial advisor failed to advise him of the details of the investment. The client alleged that Michael Greenstone placed her in a portfolio that was not suitable for her risk tolerance and her age. Michael Greenstone Red Flags & Your Rights As An Investor Of course, Michael Greenstone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenstone at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Greenstone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Greenstone If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Greenstone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Fenning of Morgan Stanley

DID DAVID WALTER FENNING CAUSE YOU INVESTMENT LOSSES? David Fenning of Morgan Stanley And Formerly With UBS Financial Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is David Fenning of Morgan Stanley? David Fenning (CRD #1005307) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, David Fenning was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Fenning Customer Complaints David Fenning has been the subject of 5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Four of David Fenning’s 5 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by David Fenning’s alleged misconduct. Allegations Against David Fenning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investment recommendations and unauthorized trades made by David Fenning. Claimants alleged breach of fiduciary duty, negligence, fraud and unsuitable investments in structured notes and preferred stock made by David Fenning. Claimants alleged unsuitable recommendation and misrepresentations in connection with purchase of structured products by David Fenning. Claimant’s alleged unsuitability and negligence with respect to recommendations and investment of accounts made by David Fenning. David Fenning Red Flags & Your Rights As An Investor Of course, David Fenning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Fenning at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether David Fenning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Fenning If you have questions about Morgan Stanley, UBS Financial Services, and/or David Fenning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Thomas Forbes of Morgan Stanley

DID THOMAS HESS FORBES CAUSE YOU INVESTMENT LOSSES? Thomas Forbes of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Forbes of Morgan Stanley? Thomas Forbes (CRD #818699) who is currently registered with Morgan Stanley and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Thomas Forbes Customer Complaints Thomas Forbes has been the subject of 2 customer complaints that we know about, which was filed in the last year to recover investment losses. One of Thomas Forbes’ 2 customer complaints was settled in favor of investors. One of Thomas Forbes’ customer complaints was denied and the customer did not take any further action. Allegations Against Thomas Forbes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trustee verbally alleged Thomas Forbes’ failure to follow instructions with respect to liquidation of shares in trust accounts. Customer alleged that Thomas Forbes transferred an annuity contract to a new contract with an early surrender charge. Thomas Forbes Red Flags & Your Rights As An Investor Of course, Thomas Forbes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Forbes at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Forbes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Forbes If you have questions about Morgan Stanley and/or Thomas Forbes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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