Mar 4, 2022

Ilan Segev of Morgan Stanley

DID ILAN AVI SEGEV CAUSE YOU INVESTMENT LOSSES? Ilan Segev Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Ilan Segev of Morgan Stanley? Ilan Segev (CRD #4826899) who is currently registered with Morgan Stanley and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Ilan Segev Customer Complaint Ilan Segev has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client that purchase of corporate bonds was misrepresented. Damages unspecified. Ilan Segev’s customer complaint was settled in favor of the investors. Ilan Segev Red Flags & Your Rights As An Investor Of course, Ilan Segev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ilan Segev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ilan Segev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ilan Segev If you have questions about Morgan Stanley and/or Ilan Segev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Suzanne Sheuerman formerly with Morgan Stanley

DID SUZANNE SHEUERMAN CAUSE YOU INVESTMENT LOSSES? Suzanne Sheuerman Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Suzanne Sheuerman formerly with Morgan Stanley? Suzanne Sheuerman (CRD #4643859) who was formerly registered with Morgan Stanley and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Suzanne Sheuerman Customer Complaint Suzanne Sheuerman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations with respect to purchase of structured product. Damages unspecified. Suzanne Sheuerman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Suzanne Sheuerman Red Flags & Your Rights As An Investor Of course, Suzanne Sheuerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Sheuerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Suzanne Sheuerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Suzanne Sheuerman If you have questions about Morgan Stanley and/or Suzanne Sheuerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

David Smith of Merrill Lynch Pierce Fenner & Smith

DID DAVID ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #6507487) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, David Smith was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentations and failure to follow instructions.  David Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Walter Sweatt Formerly With Morgan Stanley

DID WALTER LEE SWEATT II CAUSE YOU INVESTMENT LOSSES? Walter Sweatt Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Sweatt formerly with Morgan Stanley? Walter Sweatt (CRD #5185453) who was formerly registered with Morgan Stanley and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Walter Sweatt Customer Complaint Walter Sweatt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of variable life insurance was misrepresented, damages unspecified. Walter Sweatt’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Walter Sweatt Red Flags & Your Rights As An Investor Of course, Walter Sweatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Sweatt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Walter Sweatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Walter Sweatt If you have questions about Morgan Stanley and/or Walter Sweatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Brian Manning of Morgan Stanley

DID BRIAN PRICE MANNING CAUSE YOU INVESTMENT LOSSES? Brian Manning Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Manning of Morgan Stanley? Brian Manning (CRD #1561116) who is currently registered with Morgan Stanley and located in Toms River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Brian Manning Customer Complaint Brian Manning has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Manning made unsuitable recommendations with respect to investments in energy and mining securities.  The customer complaint filed against Brian Manning’s former employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Brian Manning Red Flags & Your Rights As An Investor Of course, Brian Manning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Manning at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brian Manning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brian Manning If you have questions about Morgan Stanley and/or Brian Manning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 25, 2022

Brenda Perrotti of Morgan Stanley

DID BRENDA L. PERROTTI CAUSE YOU INVESTMENT LOSSES? Brenda Perrotti Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda Perrotti of Morgan Stanley? Brenda Perrotti (CRD #2300759) who is currently registered with Morgan Stanley and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Brenda Perrotti Customer Complaint Brenda Perrotti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenda Perrotti failed to customers instructions with respect to purchase of a mutual fund. Brenda Perrotti’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda Perrotti Red Flags & Your Rights As An Investor Of course, Brenda Perrotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Perrotti at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brenda Perrotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brenda Perrotti If you have questions about Morgan Stanley and/or Brenda Perrotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 23, 2022

Benjamin Duckett of Morgan Stanley

DID BENJAMIN FRANKLIN DUCKETT CAUSE YOU INVESTMENT LOSSES? Benjamin Duckett Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Duckett of Morgan Stanley? Benjamin Duckett (CRD #6143741) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Duckett Customer Complaint Benjamin Duckett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks of an option call strategy in clients account was not fully explained.  Benjamin Duckett’s customer complaint was denied and, to date, the customer has not taken any further action. Benjamin Duckett Red Flags & Your Rights As An Investor Of course, Benjamin Duckett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Duckett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Benjamin Duckett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benjamin Duckett If you have questions about Morgan Stanley and/or Benjamin Duckett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 14, 2022

Andrew Katsanis of Morgan Stanley

DID ANDREW THOMAS KATSANIS CAUSE YOU INVESTMENT LOSSES? Andrew Katsanis Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Katsanis of Morgan Stanley? Andrew Katsanis (CRD #6281655) who is currently registered with Morgan Stanley and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Andrew Katsanis was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Katsanis Customer Complaint Andrew Katsanis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Katsanis engaged in unauthorized trading of mutual funds. Andrew Katsanis’ customer complaint was settled in favor of the investors. Andrew Katsanis Red Flags & Your Rights As An Investor Of course, Andrew Katsanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Katsanis at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Andrew Katsanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Katsanis If you have questions about Morgan Stanley, Edward Jones and/or Andrew Katsanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 10, 2022

Amir Navab formerly with RBC Capital Markets, LLC

DID AMIR NAVAB CAUSE YOU INVESTMENT LOSSES? Amir Navab Formerly With RBC Capital Markets, LLC And Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Amir Navab formerly with RBC Capital Markets, LLC? Amir Navab (CRD #2437020) who was formerly registered with RBC Capital Markets, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Amir Navab was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amir Navab Customer Complaints Amir Navab has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Amir Navab’s 5 customer complaints were settled in favor of investors. One of Amir Navab’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Amir Navab A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to a structured product investment. Misrepresentations, omissions, fraud, negligence, breach of fiduciary duty, breach of contract and unsuitable recommendations to invest in Lehman Brothers structured products. Unsuitable investment recommendations of auction rate securities. Negligence, unsuitable investment recommendations, breach of fiduciary duty, fraud, misrepresentation, churning, over-concentration and unauthorized trading. Amir Navab Red Flags & Your Rights As An Investor Of course, Amir Navab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amir Navab at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Amir Navab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Amir Navab If you have questions about RBC Capital Markets, LLC, Morgan Stanley and/or Amir Navab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 8, 2022

Alberto Castaner Of Oppenheimer & Co. Inc.

DID ALBERTO CASTANER CAUSE YOU INVESTMENT LOSSES? Alberto Castaner Of Oppenheimer & Co. Inc. And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Alberto Castaner of Oppenheimer & Co. Inc.? Alberto Castaner (CRD #1603341) who is currently registered with Oppenheimer & Co. Inc. and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Alberto Castaner was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Castaner Customer Complaints Alberto Castaner has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of Alberto Castaner’s 9 customer complaints were settled in favor of investors. There are currently 2 pending customer complaints filed against Alberto Castaner’s former employer Popular Securities for investment losses caused by the alleged misconduct. Allegations Against Alberto Castaner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Seven different customer and separate arbitration proceedings alleged unsuitable investment recommendations to purchase Puerto Rico securities, when it was well known that the financial condition of the Commonwealth was deteriorating. Claimant alleged that Alberto Castaner made false and misleading statements regarding the risks of Puerto Rico bank stocks. Customer alleged unsuitable investment recommendations in connection with a margin account. Alberto Castaner Red Flags & Your Rights As An Investor Of course, Alberto Castaner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Castaner at Oppenheimer & Co. Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alberto Castaner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Alberto Castaner If you have questions about Oppenheimer & Co. Inc., Morgan Stanley and/or Alberto Castaner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading