Apr 7, 2024

Jesus Rodriguez formerly with Morgan Stanley

DID JESUS RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Jesus Rodriguez Formerly With Morgan Stanley Has 13 Customer Complaints For Alleged Broker Misconduct Jesus Rodriguez Customer Complaints Jesus Rodriguez has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints resettled by Morgan Stanley in favor of the investors for Jesus Rodriguez’s alleged misconduct. Two of the customer complaints were denied by the brokerage firm and to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed with Morgan Stanley that is awaiting its review and determination. Allegations Against Jesus Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jesus Rodriguez Red Flags & Your Rights As An Investor Of course, Jesus Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesus Rodriguez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jesus Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jesus Rodriguez  If you have questions about Morgan Stanley and/or Jesus Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Sean Righter of Morgan Stanley

DID SEAN P RIGHTER CAUSE YOU INVESTMENT LOSSES? Sean Righter Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Sean Righter Customer Complaints Sean Righter has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Sean Righter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Righter Red Flags & Your Rights As An Investor Of course, Sean Righter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Righter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sean Righter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sean Righter  If you have questions about Morgan Stanley and/or Sean Righter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Philip Stair of Morgan Stanley

DID PHILIP DAVID STAIR CAUSE YOU INVESTMENT LOSSES? Philip Stair Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Philip Stair Customer Complaints Philip Stair has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer, Scott, and Stringfellow, denied.  One customer complaint, and the investor took no further action.  The other customer complaints were recently filed against Morgan Stanley for Philip stair’s alleged misconduct and are still pending. Allegations Against Philip Stair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Stair Red Flags & Your Rights As An Investor Of course, Philip Stair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Stair at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Philip Stair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Philip Stair  If you have questions about Morgan Stanley and/or Philip Stair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Paul Stepankovskiy of UBS Financial Services Inc

DID PAUL B STEPANKOVSKIY CAUSE YOU INVESTMENT LOSSES? Paul Stepankovskiy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Stepankovskiy Customer Complaint Paul Stepankovskiy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for misleading client about placement fees. Further, misrepresentations and misleading statements related to municipal bonds portfolio returns. A customer complaint was recently denied, and, to date, the investor has not taken any further action. Paul Stepankovskiy Red Flags & Your Rights As An Investor Of course, Paul Stepankovskiy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stepankovskiy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stepankovskiy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Paul Stepankovskiy  If you have questions about UBS Financial Services Inc. and/or Paul Stepankovskiy and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Pete Stamatis of Osaic Wealth, Inc

DID PETE CHRIS STAMATIS CAUSE YOU INVESTMENT LOSSES? Pete Stamatis Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Pete Stamatis Customer Complaint Pete Stamatis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of investment recommendations to purchase mutual funds and variable annuity contracts. Osaic Wealth recently denied.  The customer complaint and so far, it does not appear that any arbitration proceeding has been filed or any other action taken by the investor. Pete Stamatis Red Flags & Your Rights As An Investor Of course, Pete Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pete Stamatis at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pete Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Pete Stamatis  If you have questions about Osaic Wealth, Inc. and/or Pete Stamatis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

Vipul Shah of Morgan Stanley

DID VIPUL B SHAH CAUSE YOU INVESTMENT LOSSES? Vipul Shah Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Vipul Shah Customer Complaint Vipul Shah has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy implemented in customer’s accounts was counter to the agreed-upon long-term investment goals, and instructions.  The customer complaint was recently filed with Morgan Stanley and still pending. Vipul Shah Red Flags & Your Rights As An Investor Of course, Vipul Shah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vipul Shah at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Vipul Shah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Vipul Shah  If you have questions about Morgan Stanley and/or Vipul Shah and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Michael Spector of Morgan Stanley

DID MICHAEL KELLEY SPECTOR CAUSE YOU INVESTMENT LOSSES? Michael Spector Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Spector Customer Complaint Michael Spector has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a covered call strategy that the claimant alleged to be unsuitable. A customer complaint was recently filed with Morgan Stanley and is still pending. Michael Spector Red Flags & Your Rights As An Investor Of course, Michael Spector did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Spector at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Spector has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Spector If you have questions about Morgan Stanley and/or Michael Spector and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Hugo Mantilla of Morgan Stanley

DID HUGO FISCHER MANTILLA CAUSE YOU INVESTMENT LOSSES? Hugo Mantilla Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Hugo Mantilla Customer Complaint Hugo Mantilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations with respect to the transfer of an interest in a family trust.  A customer complaint was recently filed with Morgan Stanley alleging $20 million in damages and is still pending. Hugo Mantilla Red Flags & Your Rights As An Investor Of course, Hugo Mantilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hugo Mantilla at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Hugo Mantilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Hugo Mantilla If you have questions about Morgan Stanley and/or Hugo Mantilla and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

Charles Lombardi, Jr. of Morgan Stanley

DID CHARLES DONALD LOMBARDI JR CAUSE YOU INVESTMENT LOSSES? Charles Lombardi, Jr. Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Charles Lombardi, Jr. Customer Complaints Charles Lombardi, Jr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanly and the investor took no further action.  There is currently 1 customer complaint that was recently filed with Morgan Stanley that is still under review and pending. Allegations Against Charles Lombardi, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Lombardi, Jr. Red Flags & Your Rights As An Investor Of course, Charles Lombardi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lombardi, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Charles Lombardi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Charles Lombardi, Jr. If you have questions about Morgan Stanley and/or Charles Lombardi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

 Edmund Iannelli of Ameriprise Financial Services, LLC

DID EDMUND MICHAEL IANNELLI CAUSE YOU INVESTMENT LOSSES? Edmund Iannelli Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Edmund Iannelli Customer Complaints Edmund Iannelli has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Edmund Iannelli’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Ameriprise Financial Services for the advisor’s alleged misconduct. Allegations Against Edmund Iannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edmund Iannelli Red Flags & Your Rights As An Investor Of course, Edmund Iannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edmund Iannelli at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edmund Iannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Edmund Iannelli If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Edmund Iannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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