Ron Filoramo formerly with Morgan Stanley

DID RON ERNEST FILORAMO CAUSE YOU INVESTMENT LOSSES? Ron Filoramo Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Ron Filoramo Customer Complaints Ron Filoramo has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer dispute was settled by Morgan Stanley in favor of the investor.  There currently 3 more customer complaints pending with Morgan Stanley for the brokers alleged misconduct. Allegations Against Ron Filoramo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ron Filoramo Red Flags & Your Rights As An Investor Of course, Ron Filoramo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ron Filoramo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ron Filoramo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ron Filoramo  If you have questions about Morgan Stanley and/or Ron Filoramo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Drew Reinhardt of Morgan Stanley

DID DREW MARTIN REINHARDT CAUSE YOU INVESTMENT LOSSES? Drew Reinhardt Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Drew Reinhardt Customer Complaints Drew Reinhardt has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Morgan Stanley or Drew Reinhardt’s alleged misconduct in favor of the investors.  The other customer dispute was denied by Morgan Stanley recently.  To date, the investor has not taken any further action. Allegations Against Drew Reinhardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Drew Reinhardt Red Flags & Your Rights As An Investor Of course, Drew Reinhardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Reinhardt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Drew Reinhardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Drew Reinhardt  If you have questions about Morgan Stanley and/or Drew Reinhardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Timothy Lilleboe of Morgan Stanley

DID TIMOTHY MICHAEL LILLEBOE CAUSE YOU INVESTMENT LOSSES? Timothy Lilleboe Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Lilleboe Customer Complaints Timothy Lilleboe has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Salomon Smith Barney in favor of the investors.  The brokerage firm denied another customer’s complaint and the investor took no further action.  There is currently one customer complaint recently filed against Morgan Stanley for Timothy Lilleboe’s alleged misconduct that is still pending. Allegations Against Timothy Lilleboe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Lilleboe Red Flags & Your Rights As An Investor Of course, Timothy Lilleboe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Lilleboe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Timothy Lilleboe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Timothy Lilleboe  If you have questions about Morgan Stanley and/or Timothy Lilleboe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Neil Lerner of Morgan Stanley

DID NEIL JEFFREY LERNER CAUSE YOU INVESTMENT LOSSES? Neil Lerner Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Neil Lerner Customer Complaints Neil Lerner has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints proceeded to arbitration and resulted in arbitration awards in favor of the investors.  The other 3 customer complaints were denied by Neil Lerner’s employers and the investors took no further action. Allegations Against Neil Lerner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Lerner Red Flags & Your Rights As An Investor Of course, Neil Lerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Lerner at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Lerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Neil Lerner  If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Neil Lerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Alyce Weixler of Morgan Stanley

DID ALYCE M WEIXLER CAUSE YOU INVESTMENT LOSSES? Alyce Weixler Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Alyce Weixler Customer Complaint Alyce Weixler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation in connection with the recommendation to sell certain securities in customer’s accounts.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Alyce Weixler’s alleged misconduct and is still pending. Alyce Weixler Red Flags & Your Rights As An Investor Of course, Alyce Weixler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alyce Weixler at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alyce Weixler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alyce Weixler  If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alyce Weixler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jesus Rodriguez formerly with Morgan Stanley

DID JESUS RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Jesus Rodriguez Formerly With Morgan Stanley Has 13 Customer Complaints For Alleged Broker Misconduct Jesus Rodriguez Customer Complaints Jesus Rodriguez has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints resettled by Morgan Stanley in favor of the investors for Jesus Rodriguez’s alleged misconduct. Two of the customer complaints were denied by the brokerage firm and to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed with Morgan Stanley that is awaiting its review and determination. Allegations Against Jesus Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jesus Rodriguez Red Flags & Your Rights As An Investor Of course, Jesus Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesus Rodriguez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jesus Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jesus Rodriguez  If you have questions about Morgan Stanley and/or Jesus Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sean Righter of Morgan Stanley

DID SEAN P RIGHTER CAUSE YOU INVESTMENT LOSSES? Sean Righter Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Sean Righter Customer Complaints Sean Righter has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Sean Righter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Righter Red Flags & Your Rights As An Investor Of course, Sean Righter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Righter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sean Righter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sean Righter  If you have questions about Morgan Stanley and/or Sean Righter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Philip Stair of Morgan Stanley

DID PHILIP DAVID STAIR CAUSE YOU INVESTMENT LOSSES? Philip Stair Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Philip Stair Customer Complaints Philip Stair has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer, Scott, and Stringfellow, denied.  One customer complaint, and the investor took no further action.  The other customer complaints were recently filed against Morgan Stanley for Philip stair’s alleged misconduct and are still pending. Allegations Against Philip Stair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Stair Red Flags & Your Rights As An Investor Of course, Philip Stair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Stair at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Philip Stair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Philip Stair  If you have questions about Morgan Stanley and/or Philip Stair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Paul Stepankovskiy of UBS Financial Services Inc

DID PAUL B STEPANKOVSKIY CAUSE YOU INVESTMENT LOSSES? Paul Stepankovskiy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Stepankovskiy Customer Complaint Paul Stepankovskiy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for misleading client about placement fees. Further, misrepresentations and misleading statements related to municipal bonds portfolio returns. A customer complaint was recently denied, and, to date, the investor has not taken any further action. Paul Stepankovskiy Red Flags & Your Rights As An Investor Of course, Paul Stepankovskiy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stepankovskiy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stepankovskiy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Paul Stepankovskiy  If you have questions about UBS Financial Services Inc. and/or Paul Stepankovskiy and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Pete Stamatis of Osaic Wealth, Inc

DID PETE CHRIS STAMATIS CAUSE YOU INVESTMENT LOSSES? Pete Stamatis Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Pete Stamatis Customer Complaint Pete Stamatis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of investment recommendations to purchase mutual funds and variable annuity contracts. Osaic Wealth recently denied.  The customer complaint and so far, it does not appear that any arbitration proceeding has been filed or any other action taken by the investor. Pete Stamatis Red Flags & Your Rights As An Investor Of course, Pete Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pete Stamatis at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pete Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Pete Stamatis  If you have questions about Osaic Wealth, Inc. and/or Pete Stamatis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading