Mar 15, 2024

John Tofilon of Morgan Stanley

DID JOHN G TOFILON CAUSE YOU INVESTMENT LOSSES? John Tofilon Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Tofilon Customer Complaint John Tofilon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with municipal bond transactions.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for John Tofilon’s alleged misconduct and is still pending. John Tofilon Red Flags & Your Rights As An Investor Of course, John Tofilon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tofilon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Tofilon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Tofilon If you have questions about Morgan Stanley and/or John Tofilon and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Genai Walker of Morgan Stanley

DID GENAI ANGELEE WALKER CAUSE YOU INVESTMENT LOSSES? Genai Walker Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Genai Walker Customer Complaint Genai Walker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a recommendation to purchase a long-term certificate of deposit which was allegedly not in the customer’s best interest. Morgan Stanley denied the customer complaint recently and so far, the investor has yet to file in the arbitration proceeding or taken any other action. Genai Walker Red Flags & Your Rights As An Investor Of course, Genai Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Genai Walker at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Genai Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Genai Walker If you have questions about Morgan Stanley and/or Genai Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Donald Zabudsky of Morgan Stanley

DID DONALD IVAN ZABUDSKYCAUSE YOU INVESTMENT LOSSES? Donald Zabudsky Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Donald Zabudsky Customer Complaint Donald Zabudsky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were offer and sale of investments involving corporate debt and equity listed stocks, and customer’s account were not in her best interest.  Customer complaints were recently filed with Morgan Stanley and the customer is awaiting its response. Donald Zabudsky Red Flags & Your Rights As An Investor Of course, Donald Zabudsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Zabudsky at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donald Zabudsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donald Zabudsky If you have questions about Morgan Stanley and/or Donald Zabudsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Tricia Zelinka of Morgan Stanley

DID TRICIA A ZELINKA CAUSE YOU INVESTMENT LOSSES? Tricia Zelinka Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Tricia Zelinka Customer Complaint Tricia Zelinka has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Tricia Zelinka’s alleged misconduct and still pending. Tricia Zelinka Red Flags & Your Rights As An Investor Of course, Tricia Zelinka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tricia Zelinka at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tricia Zelinka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tricia Zelinka If you have questions about Morgan Stanley and/or Tricia Zelinka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Employment History and Termination Christiana O. Webb is an experienced broker who has worked in the securities industry since 2006. She was registered with Morgan Stanley from June 2009 to August 2024 and previously held positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Her career achievements include supervisory roles such as Financial Advisor at Morgan Stanley Private Bank, N.A, showcasing her long-standing involvement in the securities industry. She has passed five industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Ms. Webb was discharged from Morgan Stanley on August 13, 2024. The termination was attributed to using off-platform communications (e.g., personal texting) and providing educational guidance on assets held in a client’s self-directed account. These actions were deemed non-compliant with Morgan Stanley’s policies. Summary of Negative Disclosures Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Nikko Richardson of Fidelity Brokerage Services LLC

DID NIKKO RICHARDSON CAUSE YOU INVESTMENT LOSSES? Nikko Richardson Of Fidelity Brokerage Services LLC And Formerly With PNC Investments and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Nikko Richardson Customer Complaint Nikko Richardson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to invest in the managed account. The FINRA arbitration proceeding was recently filed against Fidelity Brokerage Services and is still pending. Nikko Richardson Red Flags & Your Rights As An Investor Of course, Nikko Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikko Richardson at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikko Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nikko Richardson If you have questions about Fidelity Brokerage Services LLC, PNC Investments, Morgan Stanley and/or Nikko Richardson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2024

Mark Poulin of Morgan Stanley

DID MARK ROBERT POULIN CAUSE YOU INVESTMENT LOSSES? Mark Poulin Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Poulin Customer Complaints Mark Poulin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by his former employer in favor of the investor. Morgan Stanley recently denied another customer complaint and, so far the investor has not taken any other action or filed another arbitration proceeding. Allegations Against Mark Poulin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Poulin Red Flags & Your Rights As An Investor Of course, Mark Poulin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Poulin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Poulin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Poulin If you have questions about Morgan Stanley and/or Mark Poulin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2024

Glenn Ota of Morgan Stanley

DID GLENN AKIRA OTA CAUSE YOU INVESTMENT LOSSES? Glenn Ota Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Glenn Ota Customer Complaints Glenn Ota has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by the brokerage firms and so far the investors have not taken any further action. Allegations Against Glenn Ota A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Ota Red Flags & Your Rights As An Investor Of course, Glenn Ota did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Ota at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Glenn Ota has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Glenn Ota If you have questions about Morgan Stanley and/or Glenn Ota and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2024

Jerome Niles of Dominari Securities LLC

DID JEROME FRANK NILES CAUSE YOU INVESTMENT LOSSES? Jerome Niles Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Jerome Niles Customer Complaint Jerome Niles has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules, unauthorized trading, conversion, material misrepresentations and omissions, violation of Regulation Best Interest, negligence, and breach of fiduciary duty. The FINRA arbitration that was recently filed against Revere Securities for Jerome Niles’ alleged misconduct is still pending Jerome Niles Red Flags & Your Rights As An Investor Of course, Jerome Niles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Niles at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jerome Niles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Jerome Niles If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Jerome Niles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 29, 2024

Norman Killop, III of Morgan Stanley

DID NORMAN JOSEPH KILLOP III CAUSE YOU INVESTMENT LOSSES? Norman Killop, III Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Norman Killop, III Customer Complaints Norman Killop, III has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Norman Killop’s former employer in favor of the investor. The other 3 customer complaints were denied by the advisor’s current and former employers. Allegations Against Norman Killop, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norman Killop, III Red Flags & Your Rights As An Investor Of course, Norman Killop, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Killop, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Norman Killop, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Norman Killop, III If you have questions about Morgan Stanley and/or Norman Killop, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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