Mar 8, 2022

Richard Murray formerly with Corinthian Partners

DID RICHARD NORMAN MURRAY CAUSE YOU INVESTMENT LOSSES? Richard Murray Formerly With Corinthian Partners, J.P. Turner & Company And National Securities Has A Customer Complaint For Alleged Broker Misconduct Who Richard Murray formerly with Corinthian Partners? Richard Murray (CRD #2398820) who was formerly registered with Corinthian Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Corinthian Partners, Richard Murray was associated with J.P. Turner & Company, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Murray Customer Complaint Richard Murray has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were suitability, breach of fiduciary duty, negligence, breach of contract. The customer complaint filed against Richard Murray’s former employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Richard Murray Red Flags & Your Rights As An Investor Of course, Richard Murray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Murray at Corinthian Partners, J.P. Turner & Company, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Murray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corinthian Partners, J.P. Turner & Company, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Corinthian Partners Due To Richard Murray If you have questions about Corinthian Partners, J.P. Turner & Company, National Securities, and/or Richard Murray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Labarca Formerly With National Securities

DID JOHN JOSEPH LABARCA CAUSE YOU INVESTMENT LOSSES? John Labarca Formerly With National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Labarca formerly with National Securities? John Labarca (CRD #2030473) who was formerly registered with National Securities and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. John Labarca Customer Complaints John Labarca has been the subject of 4 customer complaints that we know about. One arbitration award was entered against National Securities for John Labarca’s alleged misconduct causing investors losses. Three of John Labarca’s 4 customer complaints were settled in favor of investors. Allegations Against John Labarca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer verbally alleged that unauthorized purchases of Werner Holding Co. Bonds were made allegedly by John Labarca. John Labarca ‘s alleged suitability, negligence, misrepresentation. Suitability allegedly by John Labarca. John Labarca’s alleged unauthorized trading, negligence, breach of fiduciary duty. John Labarca Red Flags & Your Rights As An Investor Of course, John Labarca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Labarca at National Securities on alert to review carefully the activity and performance of their accounts and question whether John Labarca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To John Labarca If you have questions about National Securities and/or John Labarca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Leon of Newbridge Securities

DID HOWARD LEON CAUSE YOU INVESTMENT LOSSES? Howard Leon Of Newbridge Securities And Formerly With Stoever Glass & Company, National Securities And UBS Financial Services Has 8 Customer Complaints For Alleged Broker Misconduct Who is Howard Leon of Newbridge Securities? Howard Leon (CRD #2158589) who is currently registered with Newbridge Securities and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities, Howard Leon was associated with Stoever Glass & Company, National Securities, UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Leon Customer Complaints Howard Leon has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Howard Leon’s 8 customer complaints were settled in favor of investors. Two of Howard Leon’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities Corp. and Stoever Glass & Company for investment losses caused by Howard Leon’s alleged misconduct. Allegations Against Howard Leon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Howard Leon’s breach of fiduciary duty, misrepresentations, omissions and manipulative devices, violations of state securities laws, unsuitable trading, recklessness and breach of contract. Client alleged that Howard Leon mishandled her account, resulting in unspecified damages. Client claimed Howard Leon sold without her authorization and unsuitable purchases. Customer alleged that former registered representative, Howard Leon misrepresented the risks associated with municipal bonds when he told them they were good and safe bonds. Claimant alleged Howard Leon made unsuitable recommendations and engaged in excessive trading in her account. Client alleged he gave instructions to liquidate all Puerto Rico bonds from his accounts and those instructions were not followed by Howard Leon. Howard Leon Red Flags & Your Rights As An Investor Of course, Howard Leon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Leon at Newbridge Securities, Stoever Glass & Company, National Securities, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Howard Leon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities, Stoever Glass & Company, National Securities, and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Due To Howard Leon If you have questions about Newbridge Securities, Stoever Glass & Company, National Securities, UBS Financial Services, and/or Howard Leon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Lisle of Brokers International Financial Services

DID MICHAEL DEAN LISLE CAUSE YOU INVESTMENT LOSSES? Michael Lisle Of Brokers International Financial Services And Formerly With Mutual Of Omaha Investor Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Lisle of Brokers International Financial Services? Michael Lisle (CRD #3014232) who is currently registered with Brokers International Financial Services and located in Platteville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Brokers International Financial Services, Michael Lisle was associated with Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Lisle Customer Complaints Michael Lisle has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Lisle’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Lisle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Lisle failed to reallocate her variable annuity from 100% stock to 25% stock as instructed. Customer alleged he was unaware of the sales charge to purchase by Michael Lisle. Michael Lisle Red Flags & Your Rights As An Investor Of course, Michael Lisle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lisle at Brokers International Financial Services and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Michael Lisle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To Michael Lisle If you have questions about Brokers International Financial Services, Mutual Of Omaha Investor Services, and/or Michael Lisle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Limpert Formerly With Brokers International Financial Services

DID JOHN EMIL LIMPERT CAUSE YOU INVESTMENT LOSSES? John Limpert Formerly With Brokers International Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Limpert formerly with Brokers International Financial Services? John Limpert (CRD #1782540) who was formerly registered with Brokers International Financial Services and located in Laguna Hills, California is a subject of one of our many securities industry sales practice abuse investigations. John Limpert Customer Complaints John Limpert has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of John Limpert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Limpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client stated she was facing financial hardship and filed for bankruptcy. The client stated the product should not have been sold to her or included in any retirement account by John Limpert. The client thought she had lost her money on a promissory note she had purchased through John Limpert because the promissory note company went bankrupt. She was an accredited investor and her money was held in a safe custodial account with bank – one, until the class action suit against the promissory note company and Bank – One was settled. Bank One prevailed in the suit and her money was returned to her, and she was satisfied with that, and took no further action. John Limpert Red Flags & Your Rights As An Investor Of course, John Limpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Limpert at Brokers International Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Limpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To John Limpert If you have questions about Brokers International Financial Services and/or John Limpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Hanrahan of MML Investors Services

DID MICHAEL PATRICK HANRAHAN CAUSE YOU INVESTMENT LOSSES? Michael Hanrahan Formerly With MML Investors Services And MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Hanrahan of MML Investors Services? Michael Hanrahan (CRD #1951824) who was formerly registered with MML Investors Services and located in Sumter, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Hanrahan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Hanrahan Customer Complaints Michael Hanrahan has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Hanrahan’s 3 customer complaints was settled in favor of investors. Three of Michael Hanrahan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Hanrahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Hanrahan mismanaged a fund transfer into his variable annuity. Plaintiff alleged that upon Michael Hanrahan’s advice, he pledged the cash value of his insurance policy and an additional sum of money as security for loans made to the defendant Amsub Network, Inc. by Sumter National Bank and the Branch Banking & Trust Company of South Carolina. Amsub Network defaulted on the loan. Plaintiff claimed Michael Hanrahan misrepresented the financial condition of Amsub Network and provided him with incorrect financial advice. The complainant alleged that this annuity was misrepresented by Michael Hanrahan. The complainant stated she did not understand that there were other options available that would have been more in line with her current and upcoming liquidity needs. Michael Hanrahan Red Flags & Your Rights As An Investor Of course, Michael Hanrahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hanrahan at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Hanrahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Hanrahan If you have questions about MML Investors Services, MSI Financial Services, and/or Michael Hanrahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Dunfee of Key Investment Services

DID DAVID DUNFEE CAUSE YOU INVESTMENT LOSSES? David Dunfee Of Key Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Dunfee of Key Investment Services LLC? David Dunfee (CRD #2607525) who is currently registered with Key Investment Services LLC and located in Bangor, Maine is a subject of one of our many securities industry sales practice abuse investigations. David Dunfee Customer Complaints David Dunfee has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of David Dunfee’s 3 customer complaints was settled in favor of investors. Two of David Dunfee’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Dunfee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client sent emails to David Dunfee alleging various issues, (poor recommendation, poor performance, poor service and unauthorized trading) regarding the $400,024.18 investment in the Jackson National Perspective II Variable Annuity. Client’s daughter sent email to KIS Service Center alleging that David Dunfee’s alleged solicitation of the additional deposit into the Protective Variable Annuity II Series B in the amount of $985,000.00 purchased was financial exploitation, and resulted in a tax bill of $48,000. Customer alleged David Dunfee’s misrepresentation of products purchased within the account. David Dunfee Red Flags & Your Rights As An Investor Of course, David Dunfee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Dunfee at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether David Dunfee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To David Dunfee If you have questions about Key Investment Services LLC and/or David Dunfee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Doyle of Aegis Capital

DID KEVIN DOYLE CAUSE YOU INVESTMENT LOSSES? Kevin Doyle Of Aegis Capital Corp. And Formerly With National Securities and Newbridge Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Kevin Doyle of Aegis Capital Corp.? Kevin Doyle (CRD #2189452) who is currently registered with Aegis Capital Corp. and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Kevin Doyle was associated with National Securities, Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Doyle Customer Complaints Kevin Doyle has been the subject of 3 customer complaints that we know about. Two of Kevin Doyle’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Newbridge Securities for investment losses caused by Kevin Doyle’s alleged misconduct. Allegations Against Kevin Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Doyle’s alleged improper trading. The client claims Kevin Doyle allegedly made unsuitable recommendations not in line with investment objectives. Kevin Doyle’s alleged unsuitability, fraudulent and misleading conduct, omission of facts, negligence, various statutory violations and UAT. Kevin Doyle Red Flags & Your Rights As An Investor Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Aegis Capital Corp., National Securities, and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., National Securities, and Newbridge Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Kevin Doyle If you have questions about Aegis Capital Corp., National Securities, Newbridge Securities, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Helfinstine of LPL Financial

DID JAMES ALLAN HELFINSTINE CAUSE YOU INVESTMENT LOSSES? James Helfinstine Of LPL Financial And Formerly With National Planning Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Helfinstine of LPL Financial? James Helfinstine (CRD #2425243) who is currently registered with LPL Financial and located in Prescott, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Helfinstine was associated with National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Helfinstine Customer Complaints James Helfinstine has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of James Helfinstine’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against James Helfinstine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that James Helfinstine guaranteed her signature by using a medallion stamp and seal on documents that were not signed by her. Customers alleged James Helfinstine’s unauthorized investment into variable annuities. James Helfinstine Red Flags & Your Rights As An Investor Of course, James Helfinstine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Helfinstine at LPL Financial and National Planning on alert to review carefully the activity and performance of their accounts and question whether James Helfinstine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Helfinstine If you have questions about LPL Financial, National Planning, and/or James Helfinstine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Hawke of D.H. Hill Securities

DID JASON STEVEN HAWKE CAUSE YOU INVESTMENT LOSSES? Jason Hawke Of  D.H. Hill Securities, Hawke Financial Group And Formerly With National Securities and National Asset Management Has 9 Customer Complaints For Alleged Broker Misconduct Who is Jason Hawke of D.H. Hill Securities? Jason Hawke (CRD #4177415) who is currently registered with D.H. Hill Securities, Hawke Financial Groupand located in Meridian, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.H. Hill Securities and Hawke Financial Group, Jason Hawke was associated with National Securities, National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Hawke has also had his own regulatory problems.  In 2019, the State of Idaho alleged he violated FINRA rules in Idaho law when he personally participated in a private securities transactions without giving his broker-dealer prior notice.  As a result, he was suspended for 30 days and fined $10,000. Jason Hawke Customer Complaints Jason Hawke has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Jason Hawke’s 9 customer complaints were settled in favor of investors. Four of Jason Hawke’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Jason Hawke’s alleged misconduct. Allegations Against Jason Hawke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Hawke’s alleged unsuitability in connection with the purchase of inland western REIT. Client alleged misrepresentation by Jason Hawke. Misrepresentation, unsuitability, negligence, common law fraud and breach of fiduciary duty allegedly by Jason Hawke. Jason Hawke’s alleged misrepresentation. Misrepresentation and unsuitable investment allegedly by Jason Hawke. Negligence, unsuitability, breach of fiduciary duty, misrepresentation and failure to perform due diligence allegedly by Jason Hawke. Jason Hawke’s alleged suitability. by Jason Hawke’s alleged unsuitable investments, breach of fiduciary duty, common law fraud, violation of Securities Exchange Act and violation of Idaho Securities Laws. Jason Hawke’s alleged unsuitable recommendations. Jason Hawke Red Flags & Your Rights As An Investor Of course, Jason Hawke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Hawke at D.H. Hill Securities, Hawke Financial Group, National Securities, and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Jason Hawke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.H. Hill Securities, Hawke Financial Group, National Securities, and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At D.H. Hill Securities Due To Jason Hawke If you have questions about D.H. Hill Securities, Hawke Financial Group, National Securities, National Asset Management, and/or Jason Hawke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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