Sep 3, 2023

Alex Mathis of Western International Securities, Inc.

DID ALEX BOYD MATHIS CAUSE YOU INVESTMENT LOSSES? Alex Mathis Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Alex Mathis Customer Complaints Alex Mathis has been the subject of 5 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities and Merrill Lynch Pierce Fenner and Smith in favor of the investors. The other 3 customer complaints were denied by Alex Mathis’ current and former employers and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alex Mathis Red Flags & Your Rights As An Investor Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Roberto Leslie of Infinex Investments, Inc.

DID ROBERTO FRANCISCO LESLIE CAUSE YOU INVESTMENT LOSSES? Roberto Leslie Of Infinex Investments, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roberto Leslie Customer Complaints Roberto Leslie has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by the advisors former employer Essex National Securities in favor of the investors. Three of the customer complaints were denied by the brokerage firm and, today, the investors have not taken any further action. There is currently one pending FINRA arbitration proceeding against Infinex Investments for Roberto Leslie’s alleged misconduct. Allegations Against Roberto Leslie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roberto Leslie Red Flags & Your Rights As An Investor Of course, Roberto Leslie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Leslie at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Leslie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Roberto Leslie If you have questions about Infinex Investments, Inc. and/or Roberto Leslie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2023

Robert Kully of Western International Securities, Inc.

DID ROBERT ISRAEL KULLY CAUSE YOU INVESTMENT LOSSES? Robert Kully Of Western International Securities, Inc. And Formerly With Axiom Capital Management, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robert Kully Customer Complaints Robert Kully has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint is still pending in a FINRA arbitration proceeding filed against Axiom Capital Management for Robert Kully’s alleged misconduct. Allegations Against Robert Kully A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Kully Red Flags & Your Rights As An Investor Of course, Robert Kully did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kullyat Western International Securities, Inc. and Axiom Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Kully has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Axiom Capital Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Robert Kully If you have questions about Western International Securities, Inc., Axiom Capital Management, Inc. and/or Robert Kully and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Foti Kanos of Northwestern Mutual Investment Services, LLC

DID FOTI CHRYSTOPHER KANOS CAUSE YOU INVESTMENT LOSSES? Foti Kanos Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Foti Kanos Customer Complaint Foti Kanos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an inappropriate recommendation to surrender a Jackson National variable annuity contract to purchase a Northwestern Mutual Fixed Portfolio Deferred Income Annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Foti Kanos Red Flags & Your Rights As An Investor Of course, Foti Kanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Foti Kanos at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Foti Kanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Foti Kanos If you have questions about Northwestern Mutual Investment Services, LLC and/or Foti Kanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 26, 2023

John Holly, Sr. of B. Riley Wealth Management

DID JOHN THOMAS HOLLY, SR CAUSE YOU INVESTMENT LOSSES? John Holly, Sr. Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct John Holly, Sr. Customer Complaints John Holly, Sr. has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by John Holly’s former employer in favor of the investors. Two of the customer complaints were denied and, to date, investors have not taken any further action. Allegations Against John Holly, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Holly, Sr. Red Flags & Your Rights As An Investor Of course, John Holly, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Holly, Sr. at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Holly, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To John Holly, Sr. If you have questions about B. Riley Wealth Management, National Securities Corporation and/or John Holly, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 21, 2023

Patrick Egan of Western International Securities, Inc.

DID PATRICK MICHAEL EGAN CAUSE YOU INVESTMENT LOSSES? Patrick Egan Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Patrick Egan Customer Complaint Patrick Egan has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations related to GWG Holdings L Bonds. The customer complaint is still pending in the FINRA arbitration proceeding. Patrick Egan Red Flags & Your Rights As An Investor Of course, Patrick Egan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Egan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Egan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Patrick Egan If you have questions about Western International Securities, Inc. and/or Patrick Egan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 17, 2023

Mark Cline formerly with National Securities Corporation

DID MARK ALAN CLINE CAUSE YOU INVESTMENT LOSSES? Mark Cline Formerly With National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation Has 20 Customer Complaints For Alleged Broker Misconduct Mark Cline Customer Complaints In his career, Mark Kline has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Fourteen of those customer complaints were settled in favor of the investors. Many of those complaints relate to GWG L bonds and the investment losses those customers suffered. There are currently 6 customer complaints still pending and FINRA arbitration proceedings. Allegations Against Mark Cline A sample of the allegations made in the customer complaints and/or FINRA arbitration claims for investment losses include the following: Mark Cline Red Flags & Your Rights As An Investor Of course, Mark Cline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Cline at National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Cline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Mark Cline If you have questions about National Securities Corporation, B. Riley Wealth Management, Great Nation Investment Corporation and/or Mark Cline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

David Alvarado of PHX Financial, Inc.

DID DAVID EDWIN ALVARADO CAUSE YOU INVESTMENT LOSSES? David Alvarado Of PHX Financial, Inc., And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct David Alvarado Customer Complaints David Alvarado has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are currently pending. Allegations Against David Alvarado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Alvarado Red Flags & Your Rights As An Investor Of course, David Alvarado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Alvarado at PHX Financial, Inc., SW Financial, Worden Capital Management LLC, and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Alvarado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To David Alvarado If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or David Alvarado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Williams Butcher of Independent Financial Group, LLC

DID WILLIAMS KEEN BUTCHER CAUSE YOU INVESTMENT LOSSES? Williams Butcher Of Independent Financial Group, LLC And Formerly With International Assets Advisory, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Williams Butcher Customer Complaints Williams Butcher has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by International Assets Advisory in favor of the investor.  The brokerage firm recently denied the other customer complaint and, to date, no further action has been taken. Allegations Against Williams Butcher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Williams Butcher Red Flags & Your Rights As An Investor Of course, Williams Butcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Williams Butcher at Independent Financial Group, LLC and International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Williams Butcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and International Assets Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Williams Butcher If you have questions about Independent Financial Group, LLC, International Assets Advisory, LLC and/or Williams Butcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Young of Kingswood Capital Partners, LLC

DID WILLIAM ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? William Young Of Kingswood Capital Partners, LLC And Formerly With Niagara International Capital Limited and H. Beck, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct William Young Customer Complaints William Young has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by H. Beck in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken to date. Allegations Against William Young A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Young Red Flags & Your Rights As An Investor Of course, William Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Young at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To William Young If you have questions about Kingswood Capital Partners, LLC, Niagara International Capital Limited, H. Beck, Inc. and/or William Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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