Jul 3, 2023

Shane Falcon formerly with National Securities Corporation

DID SHANE RENE FALCON CAUSE YOU INVESTMENT LOSSES? Shane Falcon Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Shane Falcon Customer Complaints Shane Falcon has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by National Securities Corp. in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Shane Falcon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shane Falcon Red Flags & Your Rights As An Investor Of course, Shane Falcon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Falcon at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Shane Falcon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Shane Falcon If you have questions about National Securities Corporation and/or Shane Falcon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 12, 2023

Robert D’Andria of International Assets Advisory, LLC

DID ROBERT JAMES D’ANDRIA CAUSE YOU INVESTMENT LOSSES? Robert D’Andria Of International Assets Advisory, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Robert D’Andria Customer Complaints Robert D’Andria has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The financial advisors employer denied the other 2 customer complaints no further action has been taken. Allegations Against Robert D’Andria A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert D’Andria Red Flags & Your Rights As An Investor Of course, Robert D’Andria did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert D’Andria at International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert D’Andria has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Robert D’Andria If you have questions about International Assets Advisory, LLC and/or Robert D’Andria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Rick Konecny formerly with National Securities Corporation

DID RICK DOUGLAS KONECNY CAUSE YOU INVESTMENT LOSSES? Rick Konecny Formerly With National Securities Corporation Has 12 Customer Complaints For Alleged Broker Misconduct Rick Konecny Customer Complaints Rick Konecny has been the subject of 12 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by financial advisor’s former employers in favor of the investors. The other customer complaint was denied and no further action was taken by the customer. Allegations Against Rick Konecny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rick Konecny Red Flags & Your Rights As An Investor Of course, Rick Konecny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Konecny at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rick Konecny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Rick Konecny If you have questions about National Securities Corporation and/or Rick Konecny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2023

Peter Hickman of Bankers Life Securities, Inc.

DID PETER MICHAEL HICKMAN CAUSE YOU INVESTMENT LOSSES? Peter Hickman Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Peter Hickman Customer Complaints Peter Hickman has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Bankers Life Securities in favor of the investor. The same brokerage firm denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Peter Hickman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Hickman Red Flags & Your Rights As An Investor Of course, Peter Hickman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Hickman at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Hickman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Peter Hickman If you have questions about Bankers Life Securities, Inc. and/or Peter Hickman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michael Haley of LPL Financial LLC

DID MICHAEL WILLIAM HALEY CAUSE YOU INVESTMENT LOSSES? Michael Haley Of LPL Financial LLC And Formerly With National Planning Corporation Has A Customer Complaint For Alleged Broker Misconduct Michael Haley Customer Complaint Michael Haley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations of a REIT, business development company and private placement investments were too risky in light a client’s investment objectives and financial condition. LPL Financial denied the customer complaint and, to date, the customer is not taking any further action. Michael Haley Red Flags & Your Rights As An Investor Of course, Michael Haley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Haley at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Haley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Haley If you have questions about LPL Financial LLC, National Planning Corporation and/or Michael Haley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Fasciglione of Aegis Capital Corp.

DID MICHAEL FASCIGLIONE CAUSE YOU INVESTMENT LOSSES? Michael Fasciglione Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 20 Customer Complaints For Alleged Broker Misconduct Michael Fasciglione Customer Complaints Michael Fasciglione has been the subject of 20 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into an arbitration proceeding resulted in an arbitration award in each case against his employer for his misconduct. Twelve of the customer complaints were settled by Michael Fasciglione’s employers in favor of the investors. There are currently 6 FINRA arbitration proceedings pending. Allegations Against Michael Fasciglione A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Fasciglione Red Flags & Your Rights As An Investor Of course, Michael Fasciglione did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Fasciglione at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Fasciglione has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michael Fasciglione If you have questions about Aegis Capital Corp., National Securities Corporation and/or Michael Fasciglione and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Connors of TFS Securities, Inc.

DID MICHAEL ANTHONY CONNORS CAUSE YOU INVESTMENT LOSSES? Michael Connors Of TFS Securities, Inc. And Formerly Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Connors Customer Complaint Michael Connors has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented the Jackson National annuity as a retirement account. Michael Connors’ former employer Securities America denied the customer complaint and no further action has been taken to date. Michael Connors Red Flags & Your Rights As An Investor Of course, Michael Connors did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Connors at TFS Securities, Inc. and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Connors has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TFS Securities, Inc. and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TFS Securities, Inc. Due To Michael Connors If you have questions about TFS Securities, Inc., Securities America, Inc. and/or Michael Connors and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2023

Maximo Moreno of Insigneo International Financial Services LLC

DID MAXIMO GONZALEZ MORENO CAUSE YOU INVESTMENT LOSSES? Maximo Moreno Of Insigneo International Financial Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Maximo Moreno Customer Complaints Maximo Moreno has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Maximo Marinos former employers and to date, the customers have not taken any further action. Allegations Against Maximo Moreno A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maximo Moreno Red Flags & Your Rights As An Investor Of course, Maximo Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maximo Moreno at Insigneo International Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Maximo Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo International Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo International Financial Services LLC Due To Maximo Moreno If you have questions about Insigneo International Financial Services LLC and/or Maximo Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2023

Marshall Isaacson formerly with Newbridge Securities Corporation

DID MARSHALL OWEN ISAACSON CAUSE YOU INVESTMENT LOSSES? Marshall Isaacson Formerly With Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Marshall Isaacson Customer Complaints Marshall Isaacson has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were settled by Newbridge Securities Corporation or National Securities Corp. in favor of the investors. Allegations Against Marshall Isaacson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marshall Isaacson Red Flags & Your Rights As An Investor Of course, Marshall Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marshall Isaacson at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Marshall Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Marshall Isaacson If you have questions about Investors Newbridge Securities Corporation and/or Marshall Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2023

Mark Katz of Western International Securities, Inc.

DID MARK KATZ CAUSE YOU INVESTMENT LOSSES? Mark Katz Of Western International Securities, Inc. And Formerly With Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Katz Customer Complaints Mark Katz has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Hilltop Securities in favor of the investor. The other 2 customer complaints were denied by the same brokerage firm and the customers took no further action. Allegations Against Mark Katz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Katz Red Flags & Your Rights As An Investor Of course, Mark Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Katz at Western International Securities, Inc. and Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Mark Katz If you have questions about Western International Securities, Inc., Hilltop Securities Inc. and/or Mark Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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