Apr 14, 2023

Mark Potocsny of International Assets Advisory, LLC

DID MARK JULIUS POTOCSNY CAUSE YOU INVESTMENT LOSSES? Mark Potocsny Of International Assets Advisory, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Potocsny Customer Complaints Mark Potocsny has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AG Edwards and Sons. The other customer complaint was denied by Morgan Stanley, and to date, the customer has taken no further action. Notwithstanding, Morgan Stanley terminated Mark Potocsny’s employment. Allegations Against Mark Potocsny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Potocsny Red Flags & Your Rights As An Investor Of course, Mark Potocsny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Potocsny at International Assets Advisory, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Potocsny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Mark Potocsny If you have questions about International Assets Advisory, LLC, Morgan Stanley and/or Mark Potocsny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Lu Li of Transamerica Financial Advisors, Inc.

DID LU LING LI CAUSE YOU INVESTMENT LOSSES? Lu Li Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Lu Li has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented a Jackson National variable annuity contract and further that the variable annuity was unsuitable for him. The customer dispute was settled by Transamerica Financial Advisors after an arbitration proceeding was filed in favor of the investors. Lu Li Red Flags & Your Rights As An Investor Of course, Lu Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lu Li at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lu Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Lu Li If you have questions about Transamerica Financial Advisors, Inc. and/or Lu Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2023

Leonard McAbee formerly with National Securities Corporation

DID LEONARD ALLEN MCABEE CAUSE YOU INVESTMENT LOSSES? Leonard McAbee Formerly With National Securities Corporation Has 7 Customer Complaints For Alleged Broker Misconduct Leonard McAbee Customer Complaints Leonard McAbee has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints settled by National Securities Corp. in favor of the investors. The company denied only one of the customer complaints and the customer took no further action. Allegations Against Leonard McAbee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard McAbee Red Flags & Your Rights As An Investor Of course, Leonard McAbee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard McAbee at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Leonard McAbee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Leonard McAbee If you have questions about National Securities Corporation and/or Leonard McAbee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Medeck of Arete Wealth Management, LLC

DID KEITH HOWARD MEDECK CAUSE YOU INVESTMENT LOSSES? Keith Medeck Of Arete Wealth Management, LLC And Formerly With National Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Keith Medeck Customer Complaints Keith Medeck has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer disputes were settled by Keith Medick’s former employers in favor of the investors. The last customer complaint filed against Millennium Securities Corp. has been inactive for many years. Allegations Against Keith Medeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Medeck Red Flags & Your Rights As An Investor Of course, Keith Medeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Medeck at Arete Wealth Management, LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Keith Medeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Keith Medeck If you have questions about Arete Wealth Management, LLC, National Securities Corporation and/or Keith Medeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2023

Joseph McLeod formerly of Intervest International Equities Corporation

DID JOSEPH READING McLEOD CAUSE YOU INVESTMENT LOSSES? Joseph McLeod Formerly With Intervest International Equities Corporation and G.F. Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph McLeod Customer Complaint Joseph McLeod has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, violations of Law, unsuitable recommendations, breach of fiduciary duty, and breach of securities industry law and rules related to to non-traded REIT’s. Joseph McLeod’s former employer settled the dispute in favor of of the customer. Joseph McLeod Red Flags & Your Rights As An Investor Of course, Joseph McLeod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McLeod at Intervest International Equities Corporation and G.F. Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph McLeod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Intervest International Equities Corporation and G.F. Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Intervest International Equities Corporation Due To Joseph McLeod If you have questions about Intervest International Equities Corporation, G.F. Investment Services, LLC and/or Joseph McLeod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

Jose Castillo of Western International Securities

DID JOSE ORLANDO CASTILLO CAUSE YOU INVESTMENT LOSSES? Jose Castillo Of Western International Securities And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jose Castillo Customer Complaint Jose Castillo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of mutual fund investment. The customer complaint was settled by J.P. Morgan Securities in favor of the investor. Jose Castillo Red Flags & Your Rights As An Investor Of course, Jose Castillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Castillo at Western International Securities and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jose Castillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities Due To Jose Castillo If you have questions about Western International Securities, J.P. Morgan Securities LLC and/or Jose Castillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2023

John Naegele of Cambridge Investment Research, Inc.

DID JOHN JOSEPH NAEGELE CAUSE YOU INVESTMENT LOSSES? John Naegele Of Cambridge Investment Research, Inc. And Formerly With National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct John Naegele Customer Complaint John Naegele has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to follow customer’s instructions. The customer complaint was settled by National Securities Corp. for the full amount demanded by the customer. John Naegele Red Flags & Your Rights As An Investor Of course, John Naegele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Naegele at Cambridge Investment Research, Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Naegelehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To John Naegele If you have questions about Cambridge Investment Research, Inc., National Securities Corporation and/or John Naegele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2023

John Koorey formerly with Western International Securities, Inc.

DID JOHN JOSEPH KOOREY CAUSE YOU INVESTMENT LOSSES? John Koorey Formerly With Western International Securities, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct John Koorey Customer Complaints John Koorey has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Western International Securities in favor of the investors. Allegations Against John Koorey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Koorey Red Flags & Your Rights As An Investor Of course, John Koorey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Koorey at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Koorey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To John Koorey If you have questions about Western International Securities, Inc. and/or John Koorey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2023

Jessica Mansavage formerly with Ameriprise Financial Services, LLC

DID JESSICA L. MANSAVAGE CAUSE YOU INVESTMENT LOSSES? Jessica Mansavage Formerly With Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Jessica Mansavage Customer Complaint Jessica Mansavage has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or failure to follow client’s instruction about reallocation within his Jackson National variable annuity. Jessica Mansavage’s former employer Northwest and Mutual Investment Services denied the customer complaint and, to date, the customer is not taking any further action. Jessica Mansavage Red Flags & Your Rights As An Investor Of course, Jessica Mansavage did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Mansavage at Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jessica Mansavage has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jessica Mansavage If you have questions about Ameriprise Financial Services, LLC, Northwestern Mutual Investment Services LLC and/or Jessica Mansavage and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jay Sheth of Arete Wealth Management, LLC

DID JAY SAILESH SHETH CAUSE YOU INVESTMENT LOSSES? Jay Sheth Of Arete Wealth Management, LLC And Formerly With National Asset Management, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jay Sheth of Arete Wealth Management, LLC? Jay Sheth (CRD #4656009) who is currently registered with Arete Wealth Management, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arete Wealth Management, LLC, Jay Sheth was associated with National Asset Management, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Sheth has also had regulatory problems. He was censured by the State of Maryland. In 2022 he was suspended and fined by FINRA for allegedly sharing in his customer’s losses by making payments to customers in violation of FINRA rules. Jay Sheth Customer Complaints Jay Sheth has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by National Securities Corporation and the other remains pending against that brokerage firm for Jay Sheth’s alleged misconduct. Allegations Against Jay Sheth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jay Sheth Red Flags & Your Rights As An Investor Of course, Jay Sheth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Sheth at Arete Wealth Management, LLC and National Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jay Sheth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Asset Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Jay Sheth If you have questions about Arete Wealth Management, LLC, National Asset Management, Inc. and/or Jay Sheth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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