Mar 18, 2022

Bruce Godke of Mutual Securities, Inc.

DID BRUCE TAYLOR GODKE CAUSE YOU INVESTMENT LOSSES? Bruce Godke Of Mutual Securities, Inc. And Formerly With National Planning Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Who is Bruce Godke of Mutual Securities, Inc.? Bruce Godke (CRD #1733673) who is currently registered with Mutual Securities, Inc. and located in Lenexa, Kansas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Mutual Securities, Inc., Bruce Godke was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Godke Customer Complaints Bruce Godke has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Bruce Godke’s 4 customer complaints were settled in favor of investors. Two of Bruce Godke’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Godke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Violation of Kansas Uniform Securities Act related to, investment advisory accounts. Unreasonable delay in processing and annuity transfer. Unsuitable recommendation of variable annuity, investment. Unsuitable recommendations of investments in clients portfolio. Bruce Godke Red Flags & Your Rights As An Investor Of course, Bruce Godke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Godke at Mutual Securities, Inc. and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Bruce Godke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Bruce Godke If you have questions about Mutual Securities, Inc., National Planning Corporation, and/or Bruce Godke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Maximilian Bonsall of National Securities

DID MAXIMILIAN HENRY BROOKS BONSALL CAUSE YOU INVESTMENT LOSSES? Maximilian Bonsall Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Maximilian Bonsall of National Securities? Maximilian Bonsall (CRD #6521223) who is currently registered with National Securities and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Maximilian Bonsall Customer Complaint Maximilian Bonsall has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Maximilian Bonsall’s customer complaint was settled in favor of the investors. Maximilian Bonsall Red Flags & Your Rights As An Investor Of course, Maximilian Bonsall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maximilian Bonsall at National Securities on alert to review carefully the activity and performance of their accounts and question whether Maximilian Bonsall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Maximilian Bonsall If you have questions about National Securities and/or Maximilian Bonsall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Christopher Bond of National Securities

DID CHRISTOPHER EDWARD BOND CAUSE YOU INVESTMENT LOSSES? Christopher Bond Of National Securities And National Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Bond of National Securities? Christopher Bond (CRD #4658534) who is currently registered with National Securities, National Asset Management and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Bond Customer Complaints Christopher Bond has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Christopher Bond’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Christopher Bond’s alleged misconduct. Allegations Against Christopher Bond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Bond’s alleged unsuitable investment recommendations, poor recommendation poor advice. Unsuitable investment recommendations by Christopher Bond. Christopher Bond’s alleged unauthorized trading. Christopher Bond Red Flags & Your Rights As An Investor Of course, Christopher Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Bond at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Christopher Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Christopher Bond If you have questions about National Securities, National Asset Management, and/or Christopher Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

John Burnham of National Securities

DID JOHN ROBERT BURNHAM CAUSE YOU INVESTMENT LOSSES? John Burnham Of National Securities, National Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is John Burnham of National Securities? John Burnham (CRD #4448579) who is currently registered with National Securities, National Asset Management and located in Mahopac, New York is a subject of one of our many securities industry sales practice abuse investigations. John Burnham Customer Complaint John Burnham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The customer complaint filed against John Burnham’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. John Burnham Red Flags & Your Rights As An Investor Of course, John Burnham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Burnham at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether John Burnham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To John Burnham If you have questions about National Securities, National Asset Management, and/or John Burnham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Jason Cagwin of National Securities

DID JASON CAGWIN CAUSE YOU INVESTMENT LOSSES? Jason Cagwin Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Cagwin of National Securities? Jason Cagwin (CRD #4839361) who is currently registered with National Securities and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jason Cagwin Customer Complaint Jason Cagwin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty & misrepresentation. The customer complaint filed against Jason Cagwin’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Jason Cagwin Red Flags & Your Rights As An Investor Of course, Jason Cagwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Cagwin at National Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Cagwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Jason Cagwin If you have questions about National Securities and/or Jason Cagwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Rushdi Zalatimo of National Securities

DID RUSHDI ZALATIMO CAUSE YOU INVESTMENT LOSSES? Rushdi Zalatimo Of National Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Rushdi Zalatimo of National Securities? Rushdi Zalatimo (CRD #3105039) who is currently registered with National Securities and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Rushdi Zalatimo Customer Complaints Rushdi Zalatimo has been the subject of 3 customer complaints that we know about. Two of Rushdi Zalatimo’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against National Securities for investment losses caused by Rushdi Zalatimo’s alleged misconduct. Allegations Against Rushdi Zalatimo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rushdi Zalatimo’s alleged misrepresentation, unsuitable investments. Rushdi Zalatimo’s alleged breach of fiduciary duty, negligence & unauthorized trading. Claimants alleged Rushdi Zalatimo’s unsuitable trading, churning, high pressure sales, and improper claimants’ net worth & financial information on new account form. Rushdi Zalatimo Red Flags & Your Rights As An Investor Of course, Rushdi Zalatimo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rushdi Zalatimo at National Securities on alert to review carefully the activity and performance of their accounts and question whether Rushdi Zalatimo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Rushdi Zalatimo If you have questions about National Securities and/or Rushdi Zalatimo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Donald Pollard of Wright Investors’ Service Distributors

DID DONALD POLLARD CAUSE YOU INVESTMENT LOSSES? Donald Pollard Of Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities And Formerly With Curtis Point Capital, Dalmore Group And CBC Securities Has One Customer Complaint For Alleged Broker Misconduct Who is Donald Pollard of Wright Investors’ Service Distributors Inc.? Donald Pollard (CRD #2181631) who is currently registered with Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities and located in Shelton, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, and Eastgate Securities, Donald Pollard was associated with Curtis Point Capital, Dalmore Group, CBC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Pollard has had his own share of regulatory problems. This year he was suspended for 2 months and fined $10,000 by FINRA for allegedly backdating documents that were submitted to FINRA in response to requests from FINRA for evidence of supervisory review and approval of the outside business activity lists. Donald Pollard was a principal of the firm at the time and initialed 2 of the list that were backdated. Donald Pollard Customer Complaint Donald Pollard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, breach of contract. The customer complaint filed against Donald Pollard’s former employer Capital Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Pollard Red Flags & Your Rights As An Investor Of course, Donald Pollard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Pollard at Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, and CBC Securities on alert to review carefully the activity and performance of their accounts and question whether Donald Pollard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, and CBC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wright Investors’ Service Distributors Inc. Due To Donald Pollard If you have questions about Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, CBC Securities, and/or Donald Pollard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Gerald Sharpe of Aegis Capital

DID GERALD RICHARD SHARPE JR CAUSE YOU INVESTMENT LOSSES? Gerald Sharpe Of Aegis Capital And Formerly With National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gerald Sharpe of Aegis Capital? Gerald Sharpe (CRD #2109210) who is currently registered with Aegis Capital and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Gerald Sharpe was associated with National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Sharpe Customer Complaints Gerald Sharpe has been the subject of 4 customer complaints that we know about. Three of Gerald Sharpe’s 4 customer complaints were settled in favor of investors. One of Gerald Sharpe’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Gerald Sharpe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Gerald Sharpe made misrepresentations of material facts to induce client to purchase a listed stock. Claimant alleged Gerald Sharpe’s Unsuitability, Negligence, Gross Negligence, Breach of Contract, Breach of Fiduciary Duty, Unauthorized Trading. Unsuitable recommendations allegedly by Gerald Sharpe. Gerald Sharpe Red Flags & Your Rights As An Investor Of course, Gerald Sharpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Sharpe at Aegis Capital and National Securities on alert to review carefully the activity and performance of their accounts and question whether Gerald Sharpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Gerald Sharpe If you have questions about Aegis Capital, National Securities, and/or Gerald Sharpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Barbra Shaffer of Cambridge Investment Research

DID BARBRA ROBIN SHAFFER CAUSE YOU INVESTMENT LOSSES? Barbra Shaffer Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With National Securities And National Asset Management Has 4 Customer Complaints For Alleged Broker Misconduct Who is Barbra Shaffer of Cambridge Investment Research? Barbra Shaffer (CRD #1700153) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Barbra Shaffer was associated with National Securities, National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barbra Shaffer Customer Complaints Barbra Shaffer has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbra Shaffer’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities for investment losses caused by Barbra Shaffer’s alleged misconduct. Allegations Against Barbra Shaffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Barbra Shaffer misrepresented provisions of variable annuity contract sold. Barbra Shaffer alleged suitability and breach of fiduciary duty. Unauthorized trading allegedly by Barbra Shaffer. Barbra Shaffer Red Flags & Your Rights As An Investor Of course, Barbra Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbra Shaffer at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Barbra Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Barbra Shaffer If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, National Asset Management, National Securities, and/or Barbra Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading