Jul 21, 2024

Jose Ramos Rios Of Nationwide Planning Associates Inc. Reviews

DID JOSE ARTURO RAMOS RIOS CAUSE YOU INVESTMENT LOSSES? Jose Ramos Rios Of Nationwide Planning Associates Inc. And Formerly With Popular Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Jose Ramos Rios Customer Complaints and Reviews Jose Arturo Ramos Rios has experienced several disclosure events, which include: Allegations Against Jose Ramos Rios The specific allegations and accusations against Jose Arturo Ramos Rios include: Jose Ramos Rios Red Flags & Your Rights As An Investor Of course, Jose Ramos Rios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Ramos Rios at Nationwide Planning Associates Inc. and Popular Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jose Ramos Rios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. and Popular Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Jose Ramos Rios If you have questions about Nationwide Planning Associates Inc., Popular Securities, LLC and/or Jose Ramos Rios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2023

Jose Candelario Padilla formerly with Nationwide Planning Associates Inc.

DID JOSE MANUEL CANDELARIO PADILLA CAUSE YOU INVESTMENT LOSSES? Jose Candelario Padilla Formerly With Nationwide Planning Associates Inc. Has 45 Customer Complaints For Alleged Broker Misconduct Jose Candelario Padilla Customer Complaints Jose Candelario Padilla has been the subject of 43 customer complaints that we know about seeking to recover investment losses. Twenty-five of the customer complaints were settled by his former employer, Oriental Financial Services. The advisor’s’ former employers also denied 5 customer complaints and the investors took no further action. There are currently 15 customer complaints filed against Nationwide Planning Associates or Oriental Financial Services. Allegations Against Jose Candelario Padilla A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Candelario Padilla Red Flags & Your Rights As An Investor Of course, Jose Candelario Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Candelario Padilla at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Candelario Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Jose Candelario Padilla If you have questions about Nationwide Planning Associates Inc. and/or Jose Candelario Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2023

Robert Lapetina of Nationwide Planning Associates Inc.

DID ROBERT JOSEPH LAPETINA CAUSE YOU INVESTMENT LOSSES? Robert Lapetina Of Nationwide Planning Associates Inc. Has 66 Customer Complaints For Alleged Broker Misconduct Robert Lapetina Customer Complaints Robert Lapetina has been the subject of 66 customer complaints that we know about to recover investment losses. Sixty-two of the customer complaints was settled by UBS Financial Services in favor of the investors. The brokerage firm only denied 3 customer complaints and no further action has been taken. There is currently one FINRA arbitration proceeding pending. Allegations Against Robert Lapetina         The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally are for unsuitable investment recommendations, overconcentration of Puerto Rico products in client’s accounts and misrepresentations related thereto. Robert Lapetina Red Flags & Your Rights As An Investor Of course, Robert Lapetina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lapetina at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Lapetina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Robert Lapetina If you have questions about Nationwide Planning Associates Inc. and/or Robert Lapetina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Michelle Vazquez of Nationwide Planning Associates Inc.

DID MICHELLE M VAZQUEZ CAUSE YOU INVESTMENT LOSSES? Michelle Vazquez Of Nationwide Planning Associates Inc. And Formerly With Oriental Financial Services Corp. Has 14 Customer Complaints For Alleged Broker Misconduct Michelle Vazquez Customer Complaints Michelle Vazquez has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint was withdrawn. Allegations Against Michelle Vazquez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations included misrepresentations, misleading statements, overconcentration, unsuitable investment recommendations to purchase and hold the investments, etc. Michelle Vazquez Red Flags & Your Rights As An Investor Of course, Michelle Vazquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Vazquez at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Vazquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Michelle Vazquez If you have questions about Nationwide Planning Associates Inc., Oriental Financial Services Corp. and/or Michelle Vazquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeremy Rosen of Nationwide Planning Associates Inc.

DID JEREMY SETH ROSEN CAUSE YOU INVESTMENT LOSSES? Jeremy Seth Rosen Of Nationwide Planning Associates Inc. And Formerly Berthel, Fisher & Company Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Jeremy S. Rosen with Nationwide Planning Associates Inc.? Jeremy Rosen (CRD #5513416) who is currently registered with Nationwide Planning Associates Inc. and located in Easton, Philadelphia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Planning Associates Inc., Jeremy Rosen was associated with Berthel, Fisher & Company Financial Services, Inc., BFC Planning, Inc. and Planned Financial Programs, Inc. which are all investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. BFC Planning, Inc. and Berthel, Fisher & Company Financial Advisor Misconduct In his career, Jeremy Rosen has been the subject of 7 customer complaints that we know about, 6 of those complaints were filed in the last year to recover investment losses. One of Jeremy Rosen’s 7 customer complaints was settled in favor of investors. There are currently 6 pending customer complaints filed against Jeremy Rosen’s former employer, BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc. for investment losses caused by his alleged misconduct. Allegations Against Jeremy Rosen   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Multiple clients in separate arbitration proceedings alleged that Jeremy Rosen made misrepresentations in unsuitable investment recommendations with respect to a particular strategy utilized in their accounts involving common stocks. Jeremy Rosen Red Flags & Your Rights As An Investor Of course, Jeremy Rosen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Rosen at Nationwide Planning Associates Inc., Berthel, Fisher & Company Financial Services, Inc. and Planned Financial Programs, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeremy Rosen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc. and Planned Financial Programs, Inc.  also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc.   If you have questions about Nationwide Planning Associates Inc., Berthel, Fisher & Company Financial Services, Inc., BFC Planning, Inc., and/or Jeremy Rosen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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