Feb 14, 2024

James Williams of Newbridge Securities Corporation

DID JAMES EARL WILLIAMS CAUSE YOU INVESTMENT LOSSES? James Williams Of Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct James Williams Customer Complaints James Williams has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by Newbridge Securities Corporation or his former employer in favor of the investors. The other customer complaint was denied by AG Edwards and Sons and the investor took no further action. Allegations Against James Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Williams Red Flags & Your Rights As An Investor Of course, James Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Williams at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To James Williams If you have questions about Newbridge Securities Corporation and/or James Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2023

Gregory McLeod of Newbridge Securities Corporation

DID GREGORY MALCOLM MCLEOD CAUSE YOU INVESTMENT LOSSES? Gregory McLeod of Newbridge Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Gregory McLeod Customer Complaints Gregory McLeod has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints are still pending in recently filed FINRA arbitration proceedings. Allegations Against Gregory McLeod A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Gregory McLeod Red Flags & Your Rights As An Investor Of course, Gregory McLeod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory McLeod at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Gregory McLeod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Gregory McLeod If you have questions about Newbridge Securities Corporation and/or Gregory McLeod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Dean Nowak formerly with Newbridge Securities Corporation

DID DEAN ROBERT NOWAK CAUSE YOU INVESTMENT LOSSES? Dean Nowak Formerly With Newbridge Securities Corporation and Formerly With Taylor Capital Management Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Dean Nowak Customer Complaints Dean Nowak has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Dean Nowak’s 5 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Dean Nowak’s former employer Taylor Capital Management for investment losses caused by the alleged misconduct. Two of his customers’ complaints were denied and the customers did not take any further action. Allegations Against Dean Nowak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dean Nowak Red Flags & Your Rights As An Investor Of course, Dean Nowak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Nowak at Newbridge Securities Corporation and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Nowak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Dean Nowak If you have questions about Newbridge Securities Corporation, Taylor Capital Management Inc. and/or Dean Nowak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2023

Travis Lippmann of Spartan Capital Securities, LLC

DID TRAVIS J LIPPMANN CAUSE YOU INVESTMENT LOSSES? Travis Lippmann Of Spartan Capital Securities, LLC And Formerly With Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Travis Lippmann Customer Complaints Travis Lippmann has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints was denied by Travis Lippmann’s former employers and, to date, the customers have not taken any further action. Allegations Against Travis Lippmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Lippmann Red Flags & Your Rights As An Investor Of course, Travis Lippmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Lippmann at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Lippmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Travis Lippmann If you have questions about Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC, Newbridge Securities Corporation and/or Travis Lippmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 10, 2023

Steven Gordon formerly with Newbridge Securities Corporation

DID STEVEN CHARLES GORDON CAUSE YOU INVESTMENT LOSSES? Steven Gordon Formerly With Newbridge Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Steven Gordon Customer Complaint Steven Gordon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, breach of fiduciary duty and misrepresentation related to alternative investments and bonds. Newbridge Securities Corporation settled the customer complaint in favor of the investor. Steven Gordon Red Flags & Your Rights As An Investor Of course, Steven Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gordon at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Steven Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Steven Gordon If you have questions about Newbridge Securities Corporation and/or Steven Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Sigmond Whitehill formerly with Newbridge Securities Corporation

DID SIGMOND JOHN WHITEHILL CAUSE YOU INVESTMENT LOSSES? Sigmond Whitehill Formerly With Newbridge Securities Corporation and Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sigmond Whitehill Customer Complaint Sigmond Whitehill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for  unsuitable investments, negligence, deceptive and misleading conduct related to alternative investments. Newbridge Securities Corporation settled the customer complaint for $537,500. Sigmond Whitehill Red Flags & Your Rights As An Investor Of course, Sigmond Whitehill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sigmond Whitehill at Newbridge Securities Corporation and Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sigmond Whitehill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Sigmond Whitehill If you have questions about Newbridge Securities Corporation, Ausdal Financial Partners, Inc. and/or Sigmond Whitehill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn McChesney formerly with Innovation Partners LLC

DID SHAWN PAUL MCCHESNEY CAUSE YOU INVESTMENT LOSSES? Shawn McChesney Formerly With Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Shawn McChesney Customer Complaint Shawn McChesney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, unsuitable investment recommendations, and lack of authority to invest in a mutual fund. First Securities Northwest settled the customer complaint in favor of the investor. Shawn McChesney Red Flags & Your Rights As An Investor Of course, Shawn McChesney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn McChesney at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Shawn McChesneyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Innovation Partners LLC Due To Shawn McChesney If you have questions about Innovation Partners LLC, Newbridge Securities Corporation, Alexander Capital, L.P. and/or Shawn McChesney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2023

Marshall Isaacson formerly with Newbridge Securities Corporation

DID MARSHALL OWEN ISAACSON CAUSE YOU INVESTMENT LOSSES? Marshall Isaacson Formerly With Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Marshall Isaacson Customer Complaints Marshall Isaacson has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were settled by Newbridge Securities Corporation or National Securities Corp. in favor of the investors. Allegations Against Marshall Isaacson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marshall Isaacson Red Flags & Your Rights As An Investor Of course, Marshall Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marshall Isaacson at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Marshall Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Marshall Isaacson If you have questions about Investors Newbridge Securities Corporation and/or Marshall Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Jared Mancini of Benchmark Investments, LLC

DID JARED CHRISTOPHER MANCINI CAUSE YOU INVESTMENT LOSSES? Jared Mancini Of Benchmark Investments, LLC And Formerly With G.F. Investment Services, LLC and Newbridge Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Mancini of Benchmark Investments, LLC? Jared Mancini (CRD #6275985) who is currently registered with Benchmark Investments, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benchmark Investments, LLC, Jared Mancini was associated with G.F. Investment Services, LLC and Newbridge Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jared Mancini Customer Complaint Jared Mancini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to private placement investments. The FINRA arbitration claim was settled in favor of the investor. Jared Mancini Red Flags & Your Rights As An Investor Of course, Jared Mancini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Mancini at Benchmark Investments, LLC, G.F. Investment Services, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jared Mancini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benchmark Investments, LLC, G.F. Investment Services, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benchmark Investments, LLC Due To Jared Mancini If you have questions about Benchmark Investments, LLC, G.F. Investment Services, LLC, Newbridge Securities Corporation and/or Jared Mancini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Guilford Nergard formerly with San Blas Securities LLC

DID GUILFORD WARD NERGARD CAUSE YOU INVESTMENT LOSSES? Guilford Nergard Formerly With San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc., Has 6 Customer Complaints For Alleged Broker Misconduct Who is Guilford Nergard formerly with San Blas Securities LLC? Guilford Nergard (CRD #2360614) who was formerly registered with San Blas Securities LLC and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to San Blas Securities LLC, Guilford Nergard was associated with Newbridge Securities Corporation and Raymond James & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guilford Nergard has added to his own regulatory problems. In 2021, the Arizona Corporation commission securities division suspended him for allegedly making discretionary traits for his clients without proper authorization. As a result, he was suspended for 3 months and find $2500. Guilford Nergard Customer Complaints Guilford Nergard has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints resettled in favor of the investors. One customer complaint was denied by the brokerage firm and the customer took no further action. There are currently 2 customer complaints filed against Raymond James and Associates for Guilford Nergard’s alleged misconduct. Allegations Against Guilford Nergard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Guilford Nergard Red Flags & Your Rights As An Investor Of course, Guilford Nergard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guilford Nergard at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Guilford Nergard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at San Blas Securities LLC, Newbridge Securities Corporation and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At San Blas Securities LLC Due To Guilford Nergard If you have questions about San Blas Securities LLC, Newbridge Securities Corporation, Raymond James & Associates, Inc. and/or Guilford Nergard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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