Mar 8, 2022

Gerald Cocuzzo formerly with Newbridge Securities

DID GERALD JOHN COCUZZO CAUSE YOU INVESTMENT LOSSES? Gerald Cocuzzo Formerly With Newbridge Securities And IAA Financial Has 10 Customer Complaints For Alleged Broker Misconduct Who is Gerald Cocuzzo formerly with Newbridge Securities? Gerald Cocuzzo (CRD #4047511) who was formerly registered with Newbridge Securities and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities, Gerald Cocuzzo was associated with IAA Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Cocuzzo has had his own serious regulatory problems.  In September 2017, he settled an administrative complaint filed by the United States Securities and Exchange Commission against him for allegedly receiving cash kickbacks in return for recommending and inducing his customers to buy stock in the issuer ForceField Energy, Inc. The case was settled by consent judgment to a permanent bar from any further association with any firm in the securities industry.  In addition, he was enjoined by Federal court judge in connection with another securities fraud scheme. At or about the same time, he pled guilty to securities fraud and sentenced to 18 months in prison for allegedly participating in a scheme to defraud investors of the company’s stock by using their positions as stock promoter, brokers, or investor relations to push the stock.  The scheme to end up costing investors approximately  $131 million in losses. Gerald Cocuzzo Customer Complaints Gerald Cocuzzo has been the subject of 10 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Gerald Cocuzzo’s 10 customer complaints were settled in favor of investors. Five of Gerald Cocuzzo’s customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against Newbridge Securities for investment losses caused by Gerald Cocuzzo’s alleged misconduct. Allegations Against Gerald Cocuzzo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Gerald Cocuzzo’s over concentration and unsuitable investments. Claimant alleged Gerald Cocuzzo’s unsuitable investments. Claimants alleged Gerald Cocuzzo’s overconcentration, breach of fiduciary duty/contract, common law fraud, negligent supervision, negligent hiring and a violation of the California Securities Act. Client alleged Gerald Cocuzzo’s failure to follow instructions by neglecting to execute a stop loss order. Client alleged unsuitable investment recommendations by Gerald Cocuzzo. Client indicated his displeasure with the purchase of a secondary offering in Forcefield Energy Corp and was upset to see his $50K investment diminished allegedly made by Gerald Cocuzzo. Client alleged that he now knows the investment was a fraudulent offering. Gerald Cocuzzo’s alleged failure to follow instructions. Customer alleged stop loss orders not entered. Gerald Cocuzzo Red Flags & Your Rights As An Investor Of course, Gerald Cocuzzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Cocuzzo at Newbridge Securities and IAA Financial on alert to review carefully the activity and performance of their accounts and question whether Gerald Cocuzzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities and IAA Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Due To Gerald Cocuzzo If you have questions about Newbridge Securities, IAA Financial, and/or Gerald Cocuzzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Lawrence Labine of Newbridge Securities Corporation

DID LAWRENCE MICHAEL LABINE CAUSE YOU INVESTMENT LOSSES? Lawrence Michael Labine formerly with Newbridge Securities Corporation Has 28 Customer Complaints for Alleged Broker Misconduct Who is Lawrence M. Labine formerly with Newbridge Securities Corporation? Lawrence Labine (CRD # 1279935) who was formerly with Newbridge Securities Corporation and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. His license to act as a securities salesman was revoked in Arizona. He was permanently barred from the association as a broker-dealer by FINRA after entry of an AWC without admitting or denying the allegations. He was also permanently barred by the SEC connection with his offer and sale of debentures in a startup company.   Prior to Newbridge Securities Corporation, Lawrence Labine was associated with two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Newbridge Securities Corporation Broker Misconduct In his career, Lawrence Labine has been the subject of 28 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two arbitration awards were entered against his employer for his misconduct.  Twelve of Lawrence Labine’s 28 customer complaints were settled in favor of investors. Six of those complaints were denied by his employers and the customers took no further action.  There are currently 8 pending customer complaints filed against Lawrence Labine’s former employers Newbridge Securities Corporation and Dewaay Financial Networkfor investment losses caused by his alleged misconduct. Allegations Against Lawrence Labine A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges improper investment recommendations. The claimant alleges breach of fiduciary duty, unsuitable investments, failure to disclose associated risk in alternative investments. Claimants allege unsuitability, breach of fiduciary duty, breach of contract, common law fraud, negligent supervision, and violation of the California securities laws. Customers allege that they were recommended unsuitable real estate investment trust investments. Claimants allege mismanagement and unsuitable investments. The claimant alleged negligence, breach of fiduciary duty, misrepresentations, and unsuitable investment recommendations. The claimant alleged unsuitable investment recommendations of real estate limited partnerships.  Claimant alleged breach of fiduciary duty, misrepresentation and omissions, negligence, and violation of the Arizona securities laws. Customers allege that the representative recommended unsuitable high-risk investments. Customers allege that they lost money through investing in a variable annuity’s error unsuitable for them. The customer alleged that the investments in mutual funds in his advisory account were inappropriate. The customer alleged that variable annuities recommended by the broker or unsuitable for his retirement account. Lawrence Labine Red Flags & Your Rights As An Investor Of course, Lawrence Labine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Labine at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Lawrence Labinehas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Newbridge Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Newbridge Securities Corporation If you have questions about Newbridge Securities Corporation and/or Lawrence Labineand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Greenfield of Newbridge Securities Corporation

DID MICHAEL ROBERT GREENFIELD CAUSE YOU INVESTMENT LOSSES? Michael Robert Greenfield with Newbridge Securities Corporation Has 8 Customer Complaints For Alleged Broker Misconduct Who is Michael R. Greenfield with Newbridge Securities Corporation? Michael Greenfield (CRD #5406611) who is currently registered with Newbridge Securities Corporation and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, Michael Greenfield was associated with Oppenheimer & Co., Inc. and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Newbridge Securities Corporation Broker Misconduct In his career, Michael Greenfield has been the subject of 8 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Six of Michael Greenfield’s 8 customer complaints were settled in favor of investors. There are currently 2 pending customer complaints filed against Michael Greenfield’s former employer Oppenheimer & Co. for investment losses caused by his alleged misconduct. Allegations Against Michael Greenfield A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged negligence, breach of contract, and breach of fiduciary duty relating to purchase of oil and gas master limited partnerships. Claimants alleged unsuitability, breach of fiduciary duty, breach of contract, fraud, failure to supervise in connection with the offer and sale of Puerto Rico bonds. Claimant alleged unsuitability misrepresentation respect to municipal and corporate bonds. Claimant alleged that securities were misrepresented. Client alleged that account executive recommended unsuitable investment in structured notes and closed-end funds. Claimant alleged unsuitable recommendations with respect to the purchase of Puerto Rico bonds. Michael Greenfield Red Flags & Your Rights As An Investor Of course, Michael Greenfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenfield at Newbridge Securities Corporation and Oppenheimer & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Greenfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Oppenheimer & Co., Inc. about Michael Greenfield also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation and Oppenheimer & Co. If you have questions about Newbridge Securities Corporation and Oppenheimer & Co., Inc. and/or Michael Greenfield and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Broten of Newbridge Securities Corp.

DID JEFFREY ALLAN BROTEN CAUSE YOU INVESTMENT LOSSES? Jeffrey Broten Formerly With Newbridge Securities Corp., First Standard Financial Company, and National Securities Has 5 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Broten formerly with Newbridge Securities Corp.? Jeffrey Broten (CRD #1006678) who was formerly registered with Newbridge Securities Corp. and located in Morristown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corp., Jeffrey Broten was associated with First Standard Financial Company, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Broten has had his own problems with the regulators. Last year, he became the subject of a FINRA investigation related to allegations of unsuitable and unauthorized trading while employed at 1st Standard Financial Company. He refused to give any testimony and pursuant to FINRA Rule 8210, Jeffrey Broten was permanently barred from association with any member firm in any capacity. Jeffrey Broten Customer Complaints Jeffrey Broten has been the subject of 5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Broten’s 5 customer complaints resulted in an arbitration award in favor of the investor. Two of Jeffrey Broten’s 5 customer complaints were settled in favor of investors. One of Jeffrey Broten’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against National Securities and First Standard Financial Company for investment losses caused by Jeffrey Broten’s alleged misconduct. Allegations Against Jeffrey Broten A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Broten’s alleged breach of fiduciary duty, unsuitable, excessive and unauthorized trading of stock, fraud, misrepresentation, negligence, breach of contract, violation of NASD and NYSE rules. Customer alleges Jeffrey Broten made unsuitable investments. Suitability rule violations allegedly committed by Jeffrey Broten. The client alleged that Jeffrey Broten did not consult with her before making trades. Jeffrey Broten Red Flags & Your Rights As An Investor Of course, Jeffrey Broten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Broten at Newbridge Securities Corp., First Standard Financial Company, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Broten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corp., First Standard Financial Company, and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Corp., First Standard Financial Company And National Securities Due To Jeffrey Broten If you have questions about Newbridge Securities Corp., First Standard Financial Company, National Securities, and/or Jeffrey Broten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

John Demeo of Newbridge Securities Corp.

DID JOHN GERARD DEMEO CAUSE YOU INVESTMENT LOSSES? John Demeo of Newbridge Securities Corp. Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Demeo of Newbridge Securities Corp.? John Demeo (CRD #1034717) who is currently registered with Newbridge Securities Corp. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. John Demeo Customer Complaints John Demeo has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of John Demeo’s 3 customers’ complaints was settled in favor of investor. One of John Demeo’s 3 customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Newbridge Securities Corp. for investment losses caused by John Demeo’s alleged misconduct. Allegations Against John Demeo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged  failure to supervise. Deceased client’s family alleged unsuitable trades by John Demeo. John Demeo Red Flags & Your Rights As An Investor Of course, John Demeo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Demeo at Newbridge Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether John Demeo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Corp. Due To John Demeo If you have questions about Newbridge Securities Corp. and/or John Demeo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dan Vismor of David Lerner Associates, Inc

DID DAN CHARLES VISMOR CAUSE YOU INVESTMENT LOSSES? Dan Charles Vismor with David Lerner Associates, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past 2 Years Who is Dan C. Vismor with David Lerner Associates, Inc.? Dan Vismor (CRD #5321492) who is currently registered with David Lerner Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to David Lerner Associates, Inc., Dan Vismor was associated with Newbridge Securities Corporation, Cetera Financial Group, and Centaurus Financial, Inc., and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Lerner Associates, Inc. And Cetera Financial Group Broker Misconduct Dan Vismor was the subject of a recent customer complaint that we know about that was filed in the last 2 years to recover investment losses. The customer’s alleged that Dan Vismor made misrepresentations in unsuitable investment recommendations in breach of his fiduciary duty to invest in real estate securities. Dan Vismor’s customer complaint was settled in favor of the investors. Dan Vismor Red Flags & Your Rights as An Investor Of course, Dan Vismor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dan Vismor at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. n/k/a Cetera Financial Group on alert to review carefully the activity and performance of their accounts and question whether Dan Vismor has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group If you have questions about David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group and/or Dan Vismor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dimitrios Aivaliotis of Pinnacle Investments

DID DIMITRIOS AIVALIOTIS CAUSE YOU INVESTMENT LOSSES? Dimitrios Aivaliotis of Pinnacle Investments and Formerly with Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities Has 3 Customer Complaints for Alleged Broker Misconduct Who is Dimitrios Aivaliotis of Pinnacle Investments? Dimitrios Aivaliotis (CRD #3174376) who is currently registered with Pinnacle Investments and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pinnacle Investments, Dimitrios Aivaliotis was associated with Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, Tryco Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dimitrios Aivaliotis Customer Complaints Dimitrios Aivaliotis has been the subject of 3 customer complaints that we know about. One customer complaint resulted in an arbitration award in the investor’s favor. Two of Dimitrios Aivaliotis’ 3 customer complaints were settled in favor of investors. Allegations Against Dimitrios Aivaliotis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dimitrios Aivaliotis’ alleged failure to execute a stop-loss order. Dimitrios Aivaliotis allegedly committed churning, negligence, unsuitability, unauthorized trading, breach of contract. Claimants allege overconcentration, breach of fiduciary duty/contract, common law fraud, negligent supervision, negligent hiring, and a violation of the California Securities Act by Dimitrios Aivaliotis. Dimitrios Aivaliotis Red Flags & Your Rights as An Investor Of course, Dimitrios Aivaliotis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dimitrios Aivaliotis at Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities on alert to review carefully the activity and performance of their accounts and question whether Dimitrios Aivaliotis has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Pinnacle Investments Due to Dimitrios Aivaliotis If you have questions about Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, Tryco Securities, and/or Dimitrios Aivaliotis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Roth of Newbridge Securities Corporation

DID BRIAN ROBERT ROTH CAUSE YOU INVESTMENT LOSSES? Brian Robert Roth Of Newbridge Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Who is Brian R. Roth of Newbridge Securities Corporation? Brian Roth (CRD #4607595) who is currently registered with Newbridge Securities Corporation and located in Chester, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, Brian Roth was associated with Aeon Capital and 13 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Roth Customer Complaints In his career, Brian Roth has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. Three of Brian Roth’s 3 customer complaints were settled in favor of investors. Allegations Against Brian Roth A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Breach of fiduciary duty, violation of FINRA rules, breach of contract and negligence, negligent supervision of Brian Roth. Customer alleges Brian Roth engaged in excessive trading, unauthorized trading and misrepresentation. Claimaint alleges unauthorized trading and churning by Brian Roth. Brian Roth Red Flags & Your Rights As An Investor Of course, Brian Roth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Roth at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Brian Roth has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Newbridge Securities Corporation which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation If you have questions about Newbridge Securities Corporation and/or Brian Roth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Frank Avallone of National Securities Corporation

DID FRANK LOUIS AVALLONE CAUSE YOU INVESTMENT LOSSES? Frank Louis Avallone with National Securities Corporation Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Frank L. Avallone with National Securities Corporation? Frank Avallone (CRD #4814368) who is currently registered with National Securities Corporation and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Prior to National Securities Corporation, Frank Avallone was associated with Newbridge Securities Corporation and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. National Securities Corporation Broker Misconduct In his career, Frank Avallone has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Frank Avallone’s 4 customer complaints were settled in favor of investors. One of the customer complaints was recently denied by his current employer, and to date, the customer is not taking any further action There is currently one pending customer complaint filed against Frank Avallone’s current employer National Securities Corporation for investment losses caused by his alleged misconduct. Allegations Against Frank Avallone   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged unsuitable investment recommendations, breach of, churning, violation of FINRA conduct rules connection with over-the-counter common stock and the trust fund transactions. The customer alleged that Frank Avallone in unsuitable investment recommendations and churned his account. The customer alleged that Frank Avallone an unsuitable recommendation to invest in a private placement. Claimant alleged unsuitable over-the-counter stock investment recommendations. Frank Avallone Red Flags & Your Rights As An Investor Of course, Frank Avallone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Frank Avallone at National Securities Corporation and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Avallone has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at National Securities Corporation also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At National Securities Corporation If you have questions about National Securities Corporation, Newbridge Securities Corporation, and/or Frank Avalloneand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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