FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 5, 2025

Joseph Weinbauer of Berthel, Fisher & Company Financial Services, Inc.  Reviews

DID JOSEPH ROBERT WEINBAUER CAUSE YOU INVESTMENT LOSSES? Joseph Weinbauer Of Berthel, Fisher & Company Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Weinbauer Customer Complaints and Reviews Mr. Weinbauer has four customer disputes, three of which have been settled, and one which is currently pending: Allegations Against Joseph Weinbauer Joseph Weinbauer Red Flags & Your Rights As An Investor Of course, Joseph Weinbauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Weinbauer at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Weinbauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Joseph Weinbauer If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Joseph Weinbauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2025

Bradley Vick of LPL Financial LLC Reviews

DID BRADLEY STEVEN VICK CAUSE YOU INVESTMENT LOSSES? Bradley Vick Customer Complaints and Reviews Allegations Against Bradley Vick The allegations against Mr. Vick center on a miscommunication related to the terms of a financial product: Bradley Vick Red Flags & Your Rights As An Investor Of course, Bradley Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Vick at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Vick If you have questions about LPL Financial LLC and/or Bradley Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2025

Mark Vanderhagen Formerly With Purshe Kaplan Sterling Investments Reviews

DID MARK DAVID VANDERHAGEN CAUSE YOU INVESTMENT LOSSES? Mark Vanderhagen Customer Complaints and Reviews Mark Vanderhagen has one customer dispute disclosed on his record. Allegations Against Mark Vanderhagen Pending Dispute (2024): Mark Vanderhagen Red Flags & Your Rights As An Investor Of course, Mark Vanderhagen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Vanderhagen at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Mark Vanderhagen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Mark Vanderhagen If you have questions about Purshe Kaplan Sterling Investments and/or Mark Vanderhagen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2025

Santiago Torres, Jr. Formerly With Truist Investment Services, Inc.  FIRED

DID SANTIAGO J TORRES, JR CAUSE YOU INVESTMENT LOSSES? Santiago Torres, Jr. Formerly With Truist Investment Services, Inc. was recently fired, following allegations of misappropriation of client funds and falsification of client documents Santiago Torres, Jr. Employment History and Termination Santiago Torres Jr. has over 15 years of experience in the financial advisory and investment services industry. Torres’s professional history includes roles at multiple firms, including Truist Investment Services, Inc. (2021–2024), BB&T Securities, LLC (2018–2021), and PNC Investments (2010–2016). He passed three general industry/product exams and two multi-state securities law exams, but he holds no principal/supervisory certifications. On September 25, 2024, Torres Jr was terminated by Truist Investment Services following allegations of serious misconduct, including misappropriation of client funds and falsifying client documents and statements. Additionally, two customer disputes are pending, further highlighting the concerns surrounding his professional conduct. Summary of Negative Disclosures Santiago Torres, Jr. Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Santiago Torres, Jr. is a red flag which should put all current and former customers of Santiago Torres, Jr. at Truist Investment Services, Inc. Only to review carefully the activity and performance of their accounts and question whether Santiago Torres, Jr. engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc.  Due To Santiago Torres, Jr. If you have questions about Truist Investment Services, Inc. and/or Santiago Torres, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2025

Michelle Sternick Formerly With TIAA-CREF Individual & Institutional Services, LLC FIRED

DID MICHELLE SUSAN STERNICK CAUSE YOU INVESTMENT LOSSES? Michelle Sternick Formerly With TIAA-CREF Individual & Institutional Services, LLC was fired on September 20, 2024, following allegations of signing a customer’s name on a risk profile form without consent Michelle Sternick Employment History and Termination Michelle Susan Sternick has over 25 years of experience in the financial services industry. She worked with firms such as TIAA-CREF Individual & Institutional Services, LLC (2001–2024), First Allied Securities, Inc. (2000–2001), and The Dreyfus Service Corporation (1998–1999). Sternick passed two general industry/product exams and two multi-state securities law exams, but she has no principal or supervisory certifications. Her most recent employment at TIAA-CREF ended on September 20, 2024, with termination due to allegations of signing a customer’s name without consent. According+ to firm records, she was terminated after allegedly signing a customer’s name on a risk profile form without their knowledge or consent. This incident followed a customer dispute that was later resolved with no action. The recent termination also highlights the importance of transparency in the financial services industry. Negative Disclosures Michelle Sternick Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michelle Sternick is a red flag which should put all current and former customers of Michelle Sternick at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michelle Sternick engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michelle Sternick If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michelle Sternick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2025

Ronald Smith of Sanford Bernstein & Co., LLC Reviews

DID RONALD G SMITH CAUSE YOU INVESTMENT LOSSES? Ronald Smith Of Sanford Bernstein & Co., LLC Has 2 Customer Complaints For Alleged Broker Misconduct   Ronald Smith Customer Complaints and Reviews Ronald G. Smith has two customer disputes disclosed on his FINRA record. Allegations Against Ronald Smith The allegations against Ronald G. Smith center on customer disputes related to his role as an investment advisor: Ronald Smith Red Flags & Your Rights As An Investor Of course, Ronald Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Smith at Sanford Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanford Bernstein & Co., LLC Due To Ronald Smith If you have questions about Sanford Bernstein & Co., LLC and/or Ronald Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2025

Hantz Serrao Formerly With Wells Fargo Clearing Services, LLC FIRED

DID HANTZ DON SERRAO CAUSE YOU INVESTMENT LOSSES? Hantz Serrao Formerly With Wells Fargo Clearing Services, LLC was recently fired, following internal reviews into his compliance with company policies. Hantz Serrao Employment History and Termination Hantz Don Serrao has a financial career spanning over two decades, including roles at Wells Fargo Clearing Services, LLC (2016–2024), Morgan Stanley (2012–2016), and Grigsby & Associates, Inc. (2010–2012). Serrao held the Certified Financial Planner designation and had extensive experience in securities and investment advisory roles. He has passed two general industry/product exams and two multi-state securities law exams but has no principal or supervisory certifications. His tenure at Wells Fargo Clearing Services, LLC ended with termination on September 23, 2024. The termination stemmed from an internal review that concluded he had used another employee’s login credentials and sent business-related communications through a personal email account. Negative Disclosure Hantz Serrao Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Hantz Serrao is a red flag which should put all current and former customers of Hantz Serrao at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Hantz Serrao engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Hantz Serrao If you have questions about Wells Fargo Clearing Services, LLCand/or Hantz Serrao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2025

John Schlagheck Formerly With Cape Securities Inc. Reviews

DID JOHN FRANCIS SCHLAGHECK CAUSE YOU INVESTMENT LOSSES? John Schlagheck Formerly With Cape Securities Inc. Has 10 Customer Complaints For Alleged Broker Misconduct   John Schlagheck Customer Complaints and Reviews John Schlagheck has ten customer disputes on his FINRA record. Allegations Against John Schlagheck The Customer Disputes allegations against John Schlagheck span several key areas: John Schlagheck Red Flags & Your Rights As An Investor Of course, John Schlagheck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Schlagheck at Cape Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether John Schlagheck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cape Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cape Securities Inc. Due To John Schlagheck If you have questions about Cape Securities Inc.  and/or John Schlagheck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2025

Brian Pfeifler of Morgan Stanley Reviews

DID BRIAN C PFEIFLER CAUSE YOU INVESTMENT LOSSES? Brian Pfeifler Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Brian Pfeifler Customer Complaints and Reviews Brian Pfeifler has two pending customer disputes disclosed on his FINRA record. Allegations Against Brian Pfeifler The allegations against Brian Pfeifler center on claims of unsuitable investment recommendations in alternative asset classes: Brian Pfeifler Red Flags & Your Rights As An Investor Of course, Brian Pfeifler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Pfeifler at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brian Pfeifler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brian Pfeifler If you have questions about Morgan Stanley and/or Brian Pfeifler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 2, 2025

Robert Outtrim Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID ROBERT WINTHROP OUTTRIM JR CAUSE YOU INVESTMENT LOSSES? Robert Outtrim Jr Customer Complaints and Reviews Robert Outtrim Jr. has two disclosures on his FINRA record: one regulatory event and one customer dispute. Allegations Against Robert Outtrim Jr Key Allegations in Disclosures: Both disclosures suggest a need for careful scrutiny of Mr. Outtrim’s adherence to investment regulations and practices, despite his long-standing career in the securities industry. Robert Outtrim Jr Red Flags & Your Rights As An Investor Of course, Robert Outtrim Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Outtrim Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Outtrim Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Outtrim Jr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Outtrim Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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