FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 3, 2024

Soyla Rice of Wells Fargo Clearing Services, LLC FIRED

DID SOYLA PERLA DELEON RICE CAUSE YOU INVESTMENT LOSSES? Soyla Rice Formerly With Wells Fargo Clearing Services, LLC was recently fired following concerns related to the handling of a client signature on a bank document. Soyla Rice Employment History and Termination Soyla Rice has been in the financial industry since 2021, with experience primarily at Wells Fargo Clearing Services LLC. Her recent employment at Wells Fargo, beginning in November 2022, involved roles in securities and banking. She has passed two general industry/product exams and one multi-state securities law exam, including the Series 6 and Series 63 exams. Rice’s tenure ended following her termination by Wells Fargo Clearing Services, LLC, on August 20, 2024, following a review related to concerns over the handling of a client’s signature on a bank document, which was not linked to any securities transactions. Negative Disclosures Summary Soyla Rice Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Soyla Rice is a red flag which should put all current and former customers of Soyla Rice at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Soyla Rice engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Soyla Rice If you have questions about Wells Fargo Clearing Services, LLC and/or Soyla Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2024

Feng Chen Formerly With LPL Financial LLC FIRED

DID FENG KOU CHEN CAUSE YOU INVESTMENT LOSSES? Feng Chen Formerly With Consolidated Portfolio Review Corp was fired on September 30, 2024, due to alleged nondisclosure of previous termination details. Feng Chen Employment History and Terminations Feng Kou Chen has been in the securities industry since 2015, previously working with firms such as Ameriprise Financial Services, Inc., Waddell & Reed, and LPL Financial LLC. His experience also includes work in mutual funds and unit investment trusts, though his current registration status is inactive. He passed two general industry/product exams and one multi-state securities law exam, including the Series 7 and Series 66 exams. Feng Chen’s employment history includes recent terminations from Consolidated Portfolio Review Corp and LPL Financial LLC. Chen was discharged from Consolidated Portfolio on September 30, 2024, for allegedly failing to fully disclose details of a previous termination from LPL. Previously, he was discharged from LPL Financial in October 2022 over allegations of conducting transactions in customer accounts without valid written authorization. Negative Disclosures Summary Allegations and Accusations Summary: Feng Chen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Feng Chen is a red flag which should put all current and former customers of Feng Chen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Feng Chen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Feng Chen If you have questions about LPL Financial LLC and/or Feng Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2024

Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation FIRED

DID JEFFREY SCOTT BEYER JR CAUSE YOU INVESTMENT LOSSES? Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation was fired on September 30, 2024, following allegations that he had violated company compliance policies Jeffrey Beyer Jr Employment History and Termination Jeffrey Scott Beyer Jr. has been active in the financial industry since 2009, working with firms such as the USA Financial Securities Corporation, United Planners’ Financial Services of America, and BCG Securities, Inc. Beyer’s history of employment also includes his own firm, Paladin Retirement Advisors, where he has been involved in the sales and servicing of insurance products. He has passed two general industry/product exams and two multi-state securities law exams, including the Series 6 and Series 65 exams. Beyer has operated as an investment adviser representative and owner of Paladin Retirement Advisors, engaging in insurance and financial advisory roles. His recent termination from AE Wealth Management highlights the importance of adherence to compliance policies in his field. He was terminated by AE Wealth Management, LLC on September 30, 2024, following alleged violations of the company’s Compliance Policy Manual. This termination underscores the importance of regulatory compliance in financial advisory roles. Negative Disclosures Summary: Allegations and Accusations Summary: Jeffrey Beyer Jr Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Beyer Jr is a red flag which should put all current and former customers of Jeffrey Beyer Jr at UBS Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Beyer Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Securities Corporation Due To Jeffrey Beyer Jr If you have questions about UBS Financial Securities Corporation and/or Jeffrey Beyer Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2024

Peter Barry of Raymond James & Associates, Inc. Reviews

DID PETER BARRY CAUSE YOU INVESTMENT LOSSES Peter Barry Customer Complaints and Reviews Barry has a pending customer dispute filed on September 17, 2024. Key details of the dispute include: Status: This dispute is currently pending with FINRA arbitration (Case #24-01633). Complaint: The claimant alleges that Barry invested them in an unsuitable, high-risk portfolio with alternative investments, micro-cap and small-cap securities, and real estate investment trusts (REITs). Additional claims include improper short-term holding of bonds, concentration on certain investments, poor cash management, improper recommendation of a securities-backed line of credit, and excessive fees and commissions. Damages: $1,428,201. Allegations Against Peter Barry Peter Barry Red Flags & Your Rights As An Investor Of course, Peter Barry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Barry at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Barry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Peter Barry If you have questions about Raymond James & Associates, Inc. and/or Peter Barry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2024

Jeffrey Bachler Formerly With Wells Fargo Securities, LLC FIRED

DID JEFFREY DALE BACHLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Bachler Formerly With Wells Fargo Securities, LLC was recently fired, following concerns about the security of confidential business information Jeffrey Bachler Employment History and Termination Jeffrey Dale Bachler has a professional background in investment banking, working with Wells Fargo Securities, LLC, from November 2019 until October 2024. During his career, he passed a total of four industry exams, including the General Securities Principal Examination and the Investment Banking Registered Representative Examination. Bachler held licenses through several regulatory organizations, though he is not currently registered. Jeffrey Bachler held a long-standing position at Wells Fargo Securities, LLC, and served in relationship management roles. However, his tenure at Wells Fargo ended on September 16, 2024, due to alleged security concerns over confidential information. Negative Disclosures Summary: Jeffrey Bachler Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Bachler is a red flag which should put all current and former customers of Jeffrey Bachler at Wells Fargo Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Bachler engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Securities, LLC Due To Jeffrey Bachler If you have questions about Wells Fargo Securities, LLC and/or Jeffrey Bachler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2024

Kaysi Fitzpatrick of NYLife Securities LLC Reviews

DID KAYSI LE FITZPATRICK CAUSE YOU INVESTMENT LOSSES? Kaysi Fitzpatrick Customer Complaints and Reviews There is one pending disclosure in Fitzpatrick’s record related to a customer dispute: Allegations Against Kaysi Fitzpatrick Kaysi Fitzpatrick Red Flags & Your Rights As An Investor Of course, Kaysi Fitzpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaysi Fitzpatrick at NYLife Securities LL Con alert to review carefully the activity and performance of their accounts and question whether Kaysi Fitzpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kaysi Fitzpatrick If you have questions about NYLife Securities LLC and/or Kaysi Fitzpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Eder Bracamontes of Equitable Advisors, LLC Reviews

DID EDER HELGUERA BRACAMONTES CAUSE YOU INVESTMENT LOSSES? Eder Bracamontes Customer Complaints and Reviews Customer Dispute Received: October 17, 2024 Allegations Against Eder Bracamontes Eder Bracamontes Red Flags & Your Rights As An Investor Of course, Eder Bracamontes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eder Bracamontes at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Eder Bracamontes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Eder Bracamontes If you have questions about Equitable Advisors, LLC and/or Eder Bracamontes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Michael Stewart of Wells Fargo Advisors Financial Network, LLC Reviews

DID MICHAEL STEWART CAUSE YOU INVESTMENT LOSSES? Michael Stewart Customer Complaints and Reviews Jeremy Raverty has one customer dispute disclosure: Allegations Against Michael Stewart Allegations:  The client alleges inappropriate fee structuring, specifically that commissions should have been charged instead of management fees for a self-directed, fee-based account. The client has requested compensation, and the complaint is currently unresolved. Michael Stewart Red Flags & Your Rights As An Investor Of course, Michael Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Stewart at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Michael Stewart If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Michael Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Todd Welsh of Level Four Financial, LLC Reviews

DID Todd Welsh CAUSE YOU INVESTMENT LOSSES? Todd Welsh Customer Complaints and Reviews Todd Welsh has one pending customer dispute on record: Allegations Against Todd Welsh Todd Welsh Red Flags & Your Rights As An Investor Of course, Todd Welsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Welsh at Level Four Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Welsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Todd Welsh If you have questions about Level Four Financial, LLC and/or Todd Welsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2024

Deborah McCarty Formerly With Thrivent Investment Management Inc.  FIRED

DID DEBORAH HUSCH MCCARTY CAUSE YOU INVESTMENT LOSSES? Deborah McCarty Formerly With Thrivent Investment Management Inc. was recently fired, due to compliance issues involving document authorization. Deborah McCarty Employment History and Termination Negative Disclosure Deborah McCarty Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Deborah McCarty is a red flag which should put all current and former customers of Deborah McCarty at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah McCarty engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Deborah McCarty If you have questions about Thrivent Investment Management Inc. and/or Deborah McCarty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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