FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 23, 2024

Brian Hoffman formerly with Janney Montgomery Scott LLC Reviews

DID BRIAN DANIEL HOFFMAN CAUSE YOU INVESTMENT LOSSES? Brian Hoffman Formerly With Janney Montgomery Scott LLC and Oppenheimer & Co. INC Has A Customer Complaint For Alleged Broker Misconduct Brian Hoffman formerly Customer Complaint and Reviews Brian Hoffman’s professional record includes a notable customer dispute, which reflects negatively on his professional conduct: Allegations Against Brian Hoffman The specific allegations against Brian Hoffman include: These allegations, if true, particularly concerning his failure to adequately manage his client’s investments, cast serious doubts on his competency and diligence as a financial advisor. Brian Hoffman Red Flags & Your Rights As An Investor Of course, Brian Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hoffman at Janney Montgomery Scott LLC and Oppenheimer & Co. INC on alert to review carefully the activity and performance of their accounts and question whether Brian Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Oppenheimer & Co. INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Brian Hoffman  If you have questions about Janney Montgomery Scott LLC and Oppenheimer & Co. INC and/or Brian Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2024

Nancy Hernandez-Guzman of Cuso Financial Services, L.P Reviews

DID NANCY M HERNANDEZ-GUZMAN CAUSE YOU INVESTMENT LOSSES? Nancy Hernandez-Guzman Of Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Nancy Hernandez-Guzman Customer Complaint and Reviews Nancy Hernandez-Guzman’s professional record is not without blemish, which includes: Allegations Against Nancy Hernandez-Guzman The allegations against Nancy M. Hernandez-Guzman focus on: Nancy Hernandez-Guzman Red Flags & Your Rights As An Investor Of course, Nancy Hernandez-Guzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Hernandez-Guzman at Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nancy Hernandez-Guzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cuso Financial Services, L.P. Due To Nancy Hernandez-Guzman  If you have questions about Cuso Financial Services, L.P. and/or Nancy Hernandez-Guzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2024

Joshua Henry of Morgan Stanley Reviews

DID JOSHUA HENRY CAUSE YOU INVESTMENT LOSSES? Joshua Henry Of Morgan Stanley And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Joshua Henry Customer Complaint and Reviews Allegations Against Joshua Henry The allegations against Joshua Henry involve: These allegations, if true, point to serious concerns about Henry’s adherence to ethical standards and his commitment to acting in the best interests of his clients. Joshua Henry Red Flags & Your Rights As An Investor Of course, Joshua Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Henry at Morgan Stanley and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Joshua Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Joshua Henry  If you have questions about Morgan Stanley, PNC Investments and/or Joshua Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2024

Raymond Haskell of Stonex Securities INC Reviews

DID RAYMOND EUGENE HASKELL CAUSE YOU INVESTMENT LOSSES? Raymond Haskell Of Stonex Securities INC Has A Customer Complaint For Alleged Broker Misconduct Raymond Haskell Customer Complaint and Reviews Raymond Haskell is currently involved in one negative disclosure event: Allegations Against Raymond Haskell The primary accusation against Raymond Haskell involves: Raymond Haskell Red Flags & Your Rights As An Investor Of course, Raymond Haskell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Haskell at Stonex Securities INC on alert to review carefully the activity and performance of their accounts and question whether [Raymond Haskell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonex Securities INC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stonex Securities Inc. Due To Raymond Haskell  If you have questions about Stonex Securities INC and/or Raymond Haskell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2024

Michael Halkitis of The Rockwell Financial Group, Inc  REviews

DID MICHAEL JOHN HALKITIS CAUSE YOU INVESTMENT LOSSES? Michael Halkitis Of The Rockwell Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Halkitis Customer Complaint and Reviews Allegations Against Michael Halkitis These points collectively suggest that while Michael J. Halkitis possesses extensive experience and qualifications which are significantly tainted by past conduct. Frank Gusmano Red Flags & Your Rights As An Investor Of course, Michael Halkitis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Halkitis at The Rockwell Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Halkitis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Rockwell Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Rockwell Financial Group, Inc. Due To Michael Halkitis  If you have questions about The Rockwell Financial Group, Inc. and/or Michael Halkitis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2024

Frank Gusmano of Lincoln Financial Advisors Corporation Reviews

DID FRANK PIERRE GUSMANO CAUSE YOU INVESTMENT LOSSES? Frank Gusmano Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Frank Gusmano Customer Complaint and Reviews Allegations Against Frank Gusmano Frank P. Gusmano was accused of recommending an investment in Oil & Gas that was later deemed unsuitable by the client. The settlement of the dispute without his contribution might relieve him of direct financial liability but does not absolve the questions about his professional judgment and suitability assessments. This incident highlights critical concerns about his investment advice and fiduciary responsibilities to his clients. Frank Gusmano Red Flags & Your Rights As An Investor Of course, Frank Gusmano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Gusmano at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Gusmano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Frank Gusmano  If you have questions about Lincoln Financial Advisors Corporation and/or Frank Gusmano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2024

Aramis Guerin of PHX Financial, Inc Reviews

DID ARAMIS JON GUERIN CAUSE YOU INVESTMENT LOSSES? Aramis Guerin Of PHX Financial, Inc. And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Amaris Guerin Customer Complaint and Reviews Aramis J. Guerin faces severe allegations including: These accusations paint a concerning picture of potential sales practice violations if proven true. Amaris Guerin Red Flags & Your Rights As An Investor Of course, Amaris Guerin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amaris Guerin at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Amaris Guerinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Amaris Guerin  If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or Amaris Guerin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2024

Yancey Carter of Wells Fargo Clearing Services, LLC Reviews

DID YANCEY F CARTER CAUSE YOU INVESTMENT LOSSES? Yancey Carter Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Yancey Carter Customer Complaint and Reviews Allegations Against Yancey Carter Yancey F. Carter faces grave allegations involving the misrepresentation of the risks tied to short-selling strategies. The specific accusations assert that Carter failed to accurately disclose the potential for significant losses, which allegedly resulted in substantial financial detriment to his clients. These allegations, if proven true, not only question his professional integrity but also his adherence to the ethical standards required within the securities industry. The ongoing arbitration will further determine the extent of any misconduct and its repercussions for his professional standing. Yancey Carter Red Flags & Your Rights As An Investor Of course, Yancey Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yancey Carter at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Yancey Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Yancey Carter  If you have questions about Wells Fargo Clearing Services, LLC and/or Yancey Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2024

Joann Cadovich of GLP Investment Services, LLC  Reviews

DID JOANN CATHERINE CADOVICH CAUSE YOU INVESTMENT LOSSES? Joann Cadovich Of GLP Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Joann Cadovich Customer Complaint and Reviews Allegations Against Joann Cadovich Nicholas Brown was accused of mismanaging a client’s investment portfolio by taking undue risks that did not align with the client’s financial goals or risk tolerance. The client alleged that this mismanagement forced them to liquidate their investments at a loss, significantly impacting on their financial stability. The settlement of the dispute, albeit without an admission of wrongdoing by Brown, points to potential issues in his advisory practices and ethical standards. Joann Cadovich faced allegations of not effectively responding to a client’s concerns regarding investment risks and portfolio management. The client accused her of failing to adjust the investment strategy to a more conservative stance when requested, which purportedly resulted in unnecessary financial losses. These allegations led to a settlement wherein Cadovich contributed financially, indicating her involvement and the seriousness of the claims. Despite the settlement, Cadovich maintains that the trades and strategy adjustments were consistent with the client’s originally stated moderate risk tolerance. This incident paints a picture of possible communication gaps and advisory issues within Cadovich’s practice. Joann Cadovich Red Flags & Your Rights As An Investor Of course, Joann Cadovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joann Cadovich at GLP Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joann Cadovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GLP Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GLP Investment Services, LLC Due To Joann Cadovich  If you have questions about GLP Investment Services, LLC and/or Joann Cadovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 22, 2024

Nicholas Brown of Valic Financial Advisors, Inc Reviews

DID NICHOLAS R BROWN CAUSE YOU INVESTMENT LOSSES? Nicholas Brown Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Brown Customer Complaint and Reviews Allegations Against Nicholas Brown Nicholas Brown was accused of mismanaging a client’s investment portfolio by taking undue risks that did not align with the client’s financial goals or risk tolerance. The client alleged that this mismanagement forced them to liquidate their investments at a loss, significantly impacting on their financial stability. The settlement of the dispute, albeit without an admission of wrongdoing by Brown, points to potential issues in his advisory practices and ethical standards. Nicholas Brown Red Flags & Your Rights As An Investor Of course, Nicholas Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Brown at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Nicholas Brown  If you have questions about Valic Financial Advisors, Inc. and/or Nicholas Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading