FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 19, 2024

Shaiza Rizavi of Gilder Gagnon Howe & Co. LLC

DID SHAIZA MARIAM RIZAVI CAUSE YOU INVESTMENT LOSSES? Shaiza Rizavi Of Gilder Gagnon Howe & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Shaiza Rizavi Customer Complaints Shaiza Rizavi has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that were eventually settled by Gilder Gagnon Howe and Co. in favor of the investors for Shaiza Rizavi’s alleged misconduct. Allegations Against Shaiza Rizavi The only allegations reported by the brokerage firm about the arbitration claims and settlements investment losses were for breach of fiduciary duty in the management of discretionary accounts.  Apparently the adviser mismanaged the accounts and the customers sought their damages, including margin interest and fees. Shaiza Rizavi Red Flags & Your Rights As An Investor Of course, Shaiza Rizavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaiza Rizavi at Gilder Gagnon Howe & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Shaiza Rizavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gilder Gagnon Howe & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gilder Gagnon Howe & Co. LLC Due To Shaiza Rizavi  If you have questions about Gilder Gagnon Howe & Co. LLC and/or Shaiza Rizavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Mark Richardson formerly with Lightpath Capital, Inc

DID MARK JAY RICHARDSON CAUSE YOU INVESTMENT LOSSES? Mark Richardson Formerly With Lightpath Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Richardson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are for violation of federal securities laws, violation of California securities laws, violation of California unfair, unlawful and fraudulent business practices act, breach of contract, fraud, breach of fiduciary duty, negligence and gross negligence related to a real estate private placement.  The recommended real estate private placement transaction was invested by multiple clients who collectively suffered millions of dollars in losses. Allegations Against Mark Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Richardson Red Flags & Your Rights As An Investor Of course, Mark Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Richardson at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Mark Richardson  If you have questions about Lightpath Capital, Inc. and/or Mark Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Juan Rascon of Cetera Investment Services LLC

DID JUAN RASCON CAUSE YOU INVESTMENT LOSSES? Juan Rascon Of Cetera Investment Services LLC And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Juan Rascon Customer Complaints Juan Rascon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor for Juan Rascon’s alleged misconduct.  The other customer complaint has evolved into a FINRA arbitration proceeding alleging damages of $1 million against BBVA Securities for the adviser’s alleged misconduct that is still pending. Allegations Against Juan Rascon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Rascon Red Flags & Your Rights As An Investor Of course, Juan Rascon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rascon at Cetera Investment Services LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Rascon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Juan Rascon  If you have questions about Cetera Investment Services LLC, BBVA Securities Inc. and/or Juan Rascon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Saralyn Scaldini of Fidelity Brokerage Services LLC

DID SARALYN SCALDINI CAUSE YOU INVESTMENT LOSSES? Saralyn Scaldini Of Fidelity Brokerage Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Saralyn Scaldini Customer Complaints Saralyn Scaldini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lentz Pierce Fenner and Smith in favor of the investor for the advisors alleged misconduct.  The other customer complaint was filed just last year is a FINRA arbitration proceeding seeking $3 million in damages. Allegations Against Saralyn Scaldini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Saralyn Scaldini Red Flags & Your Rights As An Investor Of course, Saralyn Scaldini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saralyn Scaldini at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Saralyn Scaldini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Saralyn Scaldini  If you have questions about Fidelity Brokerage Services LLC and/or Saralyn Scaldini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

John Orlando formerly with SW Financial

DID JOHN ANTHONY ORLANDO CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct John Orlando Customer Complaints In his career, John Orlando has been the subject of 9 customer complaints that we know about!  One of John Orlando’s 9 customer complaints went through an arbitration hearing and an arbitration award was enteredin favor of investors.  Three customer complaints were settled by WestPark Capital in favor of the investors and were John Orlando’s alleged misconduct.  One complaint was denied by his former employer, and to date, no action has been taken.  There are currently 4 pending customer complaints filed against John Orlando’s former employers, Westpark Capital, Inc. and Newport Coast Securities, Inc., for investment losses caused by his alleged misconduct. Allegations Against John Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Orlando Red Flags & Your Rights As An Investor Of course, John Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Orlando at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To John Orlando  If you have questions about SW Financial, Joseph Gunnar & Co. LLC, Westpark Capital, Inc and/or John Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Michelle Perres of Aegis Capital Corp

DID MICHELLE PERRES CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michelle Perres Customer Complaints Michelle Perres has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Liberty Partners Financial Services for the advisors alleged misconduct in favor of the investor.  Another customer complaint was denied by Ages Capital Corp. a couple of years ago and the investor took no further action.  There is currently 1 FINRA arbitration proceeding filed against Ages Capital Corp. for Michelle Perres’ alleged misconduct that is still pending.  Allegations Against Michelle Perres A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michelle Perres Red Flags & Your Rights As An Investor Of course, Michelle Perres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Perres at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Perres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michelle Perres  If you have questions about Aegis Capital Corp. and/or Michelle Perres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Donald Savaglia of Osaic Wealth, Inc. Reviews

DID DONALD RAYMOND SAVAGALIA CAUSE YOU INVESTMENT LOSSES? Donald Savaglia Of Osaic Wealth, Inc. and Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Donald Savaglia Customer Complaints and Reviews Donald Savaglia’s professional conduct has been questioned in several instances, detailed as follows: Donald Savaglia Red Flags & Your Rights As An Investor The allegations against Donald Savaglia include: These allegations paint a picture of a broker whose practices may not always align with client interests or industry standards, posing potential risks for future clients. Donald Savaglia Red Flags & Your Rights As An Investor Of course, Donald Savaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Savaglia at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Savaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Donald Savaglia  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Donald Savaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Jennifer Ritter of Cambridge Investment Research, Inc. Reviews

DID JENNIFER E RITTER CAUSE YOU INVESTMENT LOSSES? Jennifer Ritter Of Cambridge Investment Research, Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Jennifer Ritter Customer Complaints and Reviews Jennifer E. Ritter’s disclosure history includes a troubling customer dispute: Allegations Against Jennifer Ritter The core allegation against Jennifer E. Ritter revolves around: Jennifer Ritter Red Flags & Your Rights As An Investor Of course, Jennifer Ritter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Ritter at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Ritter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Jennifer Ritter  If you have questions about Cambridge Investment Research, Inc. and/or Jennifer Ritter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Stephen Roeder Formerly with Principal Securities, Inc. Reviews

DID STEPHEN MARTIN ROEDER CAUSE YOU INVESTMENT LOSSES? Stephen Roeder Formerly With Principal Securities, Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Stephen Roeder Customer Complaints and Reviews Stephen M. Roeder’s professional record is marred by a customer dispute: Allegations Against Stephen Roeder The core accusation against Stephen M. Roeder involves: Stephen Roeder Red Flags & Your Rights As An Investor Of course, Stephen Roeder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Roeder at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Roeder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Stephen Roeder  If you have questions about Principal Securities, Inc. and/or Stephen Roeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2024

Shobhna Rana of Pruco Securities, LLC Reviews

DID SHOBHNA D RANA CAUSE YOU INVESTMENT LOSSES? Shobhna Rana Of Pruco Securities, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Shobhna Rana Customer Complaints and Reviews Shobhna D. Rana has been involved in a notable customer dispute: Allegations Against Shobhna Rana The central accusation against Shobhna D. Rana involves a serious lapse in ethical conduct: Shobhna Rana Red Flags & Your Rights As An Investor Of course, Shobhna Rana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shobhna Rana at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Shobhna Rana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Shobhna Rana  If you have questions about Pruco Securities, LLC and/or Shobhna Rana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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