FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

May 3, 2024

Paul Getty of Lightpath Capital, Inc

DID PAUL M GETTY CAUSE YOU INVESTMENT LOSSES? Paul Getty Of Lightpath Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Getty Customer Complaints Paul Getty has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint about Paul Getty’s conduct was settled by Lightpath Capital in favor of the investor.  There are 2 more customer complaints that evolved into FINRA arbitration proceedings that are still pending against Lightpath Capital for Paul Getty’s alleged misconduct. Allegations Against Paul Getty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Getty Red Flags & Your Rights As An Investor Of course, Paul Getty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Getty at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Getty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Paul Getty  If you have questions about Lightpath Capital, Inc. and/or Paul Getty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Ivan Gefen of Newbridge Securities Corporation

DID IVAN RICHARD GEFEN CAUSE YOU INVESTMENT LOSSES? Ivan Gefen Of Newbridge Securities Corporation Has 11 Customer Complaints For Alleged Broker Misconduct Ivan Gefen Customer Complaints Ivan Gefen has been the subject of 11 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into NASD arbitration and an award in favor of the investor against Prudential Securities for Ivan Geffen’s alleged misconduct. Five more customer complaints evolved in FINRA arbitration proceedings at was settled by Richard Geffen’s former employers in favor of the investors.  Another for customer complaints were denied by Ivan Geffen’s former employers and the investors took no further action.  There is currently one FINRA arbitration proceeding, that is still pending against Newbridge Securities Corporation for Ivan Geffen’s alleged misconduct. Allegations Against Ivan Gefen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ivan Gefen Red Flags & Your Rights As An Investor Of course, Ivan Gefen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Gefen at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ivan Gefen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Ivan Gefen  If you have questions about Newbridge Securities Corporation and/or Ivan Gefen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Ron Filoramo formerly with Morgan Stanley

DID RON ERNEST FILORAMO CAUSE YOU INVESTMENT LOSSES? Ron Filoramo Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Ron Filoramo Customer Complaints Ron Filoramo has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer dispute was settled by Morgan Stanley in favor of the investor.  There currently 3 more customer complaints pending with Morgan Stanley for the brokers alleged misconduct. Allegations Against Ron Filoramo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ron Filoramo Red Flags & Your Rights As An Investor Of course, Ron Filoramo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ron Filoramo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ron Filoramo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ron Filoramo  If you have questions about Morgan Stanley and/or Ron Filoramo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Susan Duke formerly with Transamerica Financial Advisors, Inc

DID SUSAN M DUKE CAUSE YOU INVESTMENT LOSSES? Susan Duke Formerly With Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Duke Customer Complaints Susan Duke has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of these customer complaints evolved into FINRA arbitration proceedings that were subsequently settled by Transamerica Financial Advisors in favor of the investors or Susan Duke’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Duke Red Flags & Your Rights As An Investor Of course, Susan Duke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Duke at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Duke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Susan Duke  If you have questions about Transamerica Financial Advisors, Inc. and/or Susan Duke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Ruben Fernandez of Stonecrest Capital Markets, Inc

DID RUBEN C FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Ruben Fernandez Of Stonecrest Capital Markets, Inc. And Formerly With Herbert J. Sims & Co., Inc. Has 21 Customer Complaints For Alleged Broker Misconduct Ruben Fernandez Customer Complaints Ruben Fernandez has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Nineteen customer complaints were settled by Oriental Financial Services Corp. in favor of the investors.  Another customer complaint was denied by PaineWebber and the investor took no further action is currently one customer complaint pending with Herbert J.  Sims and Co. for Ruben Fernandez’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ruben Fernandez Red Flags & Your Rights As An Investor Of course, Ruben Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Fernandez at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ruben Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonecrest Capital Markets, Inc. and Herbert J. Sims & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stonecrest Capital Markets, Inc. Due To Ruben Fernandez  If you have questions about Stonecrest Capital Markets, Inc., Herbert J. Sims & Co., Inc. and/or Ruben Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Robert Earls, Jr. of LPL Financial LLC

DID ROBERT JOSEPH EARLS, JR. CAUSE YOU INVESTMENT LOSSES? Robert Earls, Jr. Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Earls, Jr.  Customer Complaints Robert Earls, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 of these customer complaints were recently filed with LPL Financial and are still pending. Allegations Against Robert Earls, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Earls, Jr.  Red Flags & Your Rights As An Investor Of course, Robert Earls, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Earls, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Earls, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Earls, Jr.  If you have questions about LPL Financial LLC and/or Robert Earls, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Matthew Dupuis of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW CHRISTOPHER DUPUIS CAUSE YOU INVESTMENT LOSSES? Matthew Dupuis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Dupuis Customer Complaints Matthew Dupuis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for Matthew Dupuis’s alleged misconduct in favor of the investor.  The other customer complaint was recently denied by the same brokerage firm and so far, the investor is not filed any arbitration proceeding or taken any other action. Allegations Against Matthew Dupuis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Dupuis Red Flags & Your Rights As An Investor Of course, Matthew Dupuis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Dupuis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Dupuis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Dupuis  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Dupuis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Tory Duggins formerly Spartan Capital Securities, LLC

DID TORY A. DUGGINS CAUSE YOU INVESTMENT LOSSES? Tory Duggins Formerly With Spartan Capital Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Tory Duggins Customer Complaints Tory Duggins has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved in a FINRA arbitration and award entered in favor of the investor for his alleged misconduct.   Two more customer complaints were settled by VFinance Investments in favor of the investors.  The same brokerage firm denied another customer complaint and the investor took no further action. Allegations Against Tory Duggins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tory Duggins Red Flags & Your Rights As An Investor Of course, Tory Duggins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tory Duggins at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Tory Duggins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Tory Duggins  If you have questions about Spartan Capital Securities, LLC and/or Tory Duggins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Dan Droeg formerly with United Planners’ Financial Services of America A Limited Partner

DID DAN EDWARD DROEG CAUSE YOU INVESTMENT LOSSES? Dan Droeg Formerly With United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Dan Droeg Customer Complaints Dan Droeg has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by his former employer’s in favor of investors for his alleged misconduct.  Another FINRA arbitration proceeding was recently filed against Grove Point Investments and Woodbury Financial Services for Dan Droeg’s alleged misconduct seeking over $980,000 in damages and still pending. Allegations Against Dan Droeg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dan Droeg Red Flags & Your Rights As An Investor Of course, Dan Droeg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Droeg at United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dan Droeg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America, A Limited Partner and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Dan Droeg  If you have questions about United Planners’ Financial Services of America A Limited Partner, Sagepoint Financial, Inc. and/or Dan Droeg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2024

Kevin DeAngelis of Ameriprise Financial Services, LLC

DID KEVIN JOHN DEANGELIS CAUSE YOU INVESTMENT LOSSES? Kevin Deangelis Of Ameriprise Financial Services, LLC And Formerly With Commonwealth Financial Network Has 3 Customer Complaints For Alleged Broker Misconduct Kevin Deangelis Customer Complaints Kevin Deangelis has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints filed against Kevin DeAngelis while employed by CCO Investment Services of the brokerage firm denied the customer complaints and, to date, the investors took no further action.  The other customer complaint was recently filed against Ameriprise Financial Services for Kevin DeAngelis alleged misconduct and still pending  in a FINRA arbitration proceeding. Allegations Against Kevin Deangelis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony D’Ascoli Red Flags & Your Rights As An Investor Of course, Kevin Deangelis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Deangelis at Ameriprise Financial Services, LLC and Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Kevin Deangelis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Commonwealth Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kevin Deangelis  If you have questions about Ameriprise Financial Services, LLC, Commonwealth Financial Network and/or Kevin Deangelis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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