FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 22, 2024

Christopher Grano of LPL Financial LLC

DID CHRISTOPHER LOUIS GRANO CAUSE YOU INVESTMENT LOSSES? Christopher Grano Of LPL Financial LLC And Formerly With Cetera Financial Specialists LLC Has 3 Customer Complaints For Alleged Broker Misconduct Christopher Grano Customer Complaints Christopher Grano has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Christopher Grano’s former employer is in favor of the investors.  There is currently one FINRA arbitration proceeding that was recently filed against Cetera Financial Specialists for Christopher Grano’s alleged misconduct that is still pending. Allegations Against Christopher Grano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Grano Red Flags & Your Rights As An Investor Of course, Christopher Grano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Grano at LPL Financial LLC and Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Grano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Financial Specialists LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Grano  If you have questions about LPL Financial LLC, Cetera Financial Specialists LLC and/or Christopher Grano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

DID TAMARA A GLENN CAUSE YOU INVESTMENT LOSSES? Tamara Glenn Formerly With LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Tamara Glenn Customer Complaints Tamara Glenn has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Tamara Glenn’s former employers in favor of the investors. Another 3 customer complaints were denied by her former employers, and, to date, the investors have not taken any further action. Currently, there are 2 FINRA arbitration proceedings filed against Essex National Securities for the advisors alleged misconduct that are still pending. Allegations Against Tamara Glenn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamara Glenn Red Flags & Your Rights As An Investor Of course, Tamara Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Glenn at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tamara Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tamara Glenn  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Securian Financial Services, Inc. and/or Tamara Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Bradley Frisk of Raymond James Financial Services, Inc

DID BRADLEY SCOT FRISK CAUSE YOU INVESTMENT LOSSES? Bradley Frisk Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Bradley Frisk Customer Complaints Bradley Frisk has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Wells Fargo Advisors denied one customer complaint and the investor took no further action.  Another customer complaint has recently filed with Wells Fargo Advisors for Bradley Frisk’s alleged misconduct and still pending. Allegations Against Bradley Frisk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Frisk Red Flags & Your Rights As An Investor Of course, Bradley Frisk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Frisk at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Frisk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Bradley Frisk  If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or Bradley Frisk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Craig Friedrichsen of Pruco Securities, LLC

DID CRAIG EUGENE FRIEDRICHSEN CAUSE YOU INVESTMENT LOSSES? Craig Friedrichsen Of Pruco Securities, LLC And Formerly With Voya Financial Advisors, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Craig Friedrichsen Customer Complaints Craig Friedrichsen has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Craig Friedrichsen’s former employers in favor of the investors. Voya Financial Advisors denied another two more customer complaints, and the investors took no further action.  There is currently one FINRA arbitration proceeding that was recently filed against Voya Financial Advisors for the registered representatives alleged misconduct that is still pending. Allegations Against Craig Friedrichsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Craig Friedrichsen Red Flags & Your Rights As An Investor Of course, Craig Friedrichsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Friedrichsen at Pruco Securities, LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Friedrichsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Craig Friedrichsen  If you have questions about Pruco Securities, LLC, Voya Financial Advisors, Inc. and/or Craig Friedrichsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Norbert Filian of Equitable Advisors, LLC

DID NORBERT HELMUT FILIAN CAUSE YOU INVESTMENT LOSSES? Norbert Filian Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Norbert Filian Customer Complaints Norbert Filian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied, and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending against Equitable Advisors for Norbert Filian’s alleged misconduct. Allegations Against Norbert Filian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norbert Filian Red Flags & Your Rights As An Investor Of course, Norbert Filian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Filian at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Norbert Filian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Norbert Filian  If you have questions about Equitable Advisors, LLC and/or Norbert Filian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Randy Cox of Osaic Wealth, Inc

DID RANDY CARTER COX CAUSE YOU INVESTMENT LOSSES? Randy Cox Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Randy Cox Customer Complaints Randy Cox has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was settled by FSC Securities Corporation in favor of the investors.  Another customer complaint which evolved into a FINRA arbitration proceeding is still pending against FSC Securities Corporation for Randy Cox’s alleged misconduct. Allegations Against Randy Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randy Cox Red Flags & Your Rights As An Investor Of course, Randy Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Cox at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Randy Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Randy Cox  If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Randy Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Guy Clemente of Aegis Capital Corp

DID GUY GREGORY CLEMENTE CAUSE YOU INVESTMENT LOSSES? Guy Clemente Of Aegis Capital Corp. And Formerly With Andrew Garrett Inc. has 6 Customer Complaints For Alleged Broker Misconduct Guy Clemente Customer Complaints Guy Clemente has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints evolved into any SD arbitration proceedings and awards against Guy Clemente’s former employers in favor of the investors for his alleged misconduct.  The other customer complaint was settled in favor of the investor. Allegations Against Guy Clemente A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Guy Clemente Red Flags & Your Rights As An Investor Of course, Guy Clemente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guy Clemente at Aegis Capital Corp. and Andrew Garrett Inc. on alert to review carefully the activity and performance of their accounts and question whether Guy Clemente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Andrew Garrett Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Guy Clemente  If you have questions about Aegis Capital Corp., Andrew Garrett Inc. and/or Guy Clemente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2024

Suzanne Charrin formerly with Woodbury Financial Services, Inc

DID SUZANNE THERESE CHARRIN CAUSE YOU INVESTMENT LOSSES? Suzanne Charrin Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Suzanne Charrin Customer Complaints Suzanne Charrin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Woodbury Financial Services and the investor took no further action.  The other customer complaint evolved into a FINRA arbitration proceeding against Woodbury Financial Services for the advisors alleged misconduct and still pending. Allegations Against Suzanne Charrin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Suzanne Charrin Red Flags & Your Rights As An Investor Of course, Suzanne Charrin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Charrin at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Suzanne Charrin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Suzanne Charrin  If you have questions about Woodbury Financial Services, Inc. and/or Suzanne Charrin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Hanna Grichanik of Northwestern Mutual Investment Services, LLC

DID HANNA GRICHANIK CAUSE YOU INVESTMENT LOSSES? Hanna Grichanik Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Hanna Grichanik Customer Complaint Hanna Grichanik has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poured advice related to recommendation to sell securities resulting in unwanted tax consequences.  The customer complaint was recently filed with Northwestern Mutual Investment Services for the advisors alleged misconduct and still pending. Hanna Grichanik Red Flags & Your Rights As An Investor Of course, Hanna Grichanik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hanna Grichanik at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Hanna Grichanik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Hanna Grichanik  If you have questions about Northwestern Mutual Investment Services, LLC and/or Hanna Grichanik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Michael Lindemann of LPL Financial LLC

DID MICHAEL CARL LINDEMANN CAUSE YOU INVESTMENT LOSSES? Michael Lindemann Of LPL Financial LLC And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Lindemann Customer Complaint Michael Lindemann has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customers instructions related to a mutual fund investment.  The customer complaint was recently filed with LPL Financial and is still pending. Michael Lindemann Red Flags & Your Rights As An Investor Of course, Michael Lindemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lindemann at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lindemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Lindemann  If you have questions about LPL Financial LLC, Securities America, Inc. and/or Michael Lindemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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