FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 20, 2024

Elicia Mundy of Ameriprise Financial Services, LLC

DID ELICIA GENEVA MUNDY CAUSE YOU INVESTMENT LOSSES? Elicia Mundy Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Elicia Mundy Customer Complaint Elicia Mundy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized withdrawals from IRA account which were clearly against his instructions.  Further, the withdrawals had no benefit to him and he incurred substantial tax liability as a result thereof.  The customer complaint was recently filed with UBS Financial Services and still pending. Elicia Mundy Red Flags & Your Rights As An Investor Of course, Elicia Mundy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elicia Mundy at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Elicia Mundy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Elicia Mundy  If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or Elicia Mundy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Casey O’Rourke of LPL Financial LLC

DID CASEY PATRICK O’ROURKE CAUSE YOU INVESTMENT LOSSES? Casey O’Rourke Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Casey O’Rourke Customer Complaint Casey O’Rourke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for theft of funds.  LPL Financial denied the customer allegations of theft and claimed it was based on a misunderstanding of entries on account statements. Casey O’Rourke Red Flags & Your Rights As An Investor Of course, Casey O’Rourke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey O’Rourke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Casey O’Rourke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Casey O’Rourke  If you have questions about LPL Financial LLC and/or Casey O’Rourke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 20, 2024

Jennifer Greenleaf of Bankers Life Securities, Inc

DID JENNIFER LYNN GREENLEAF CAUSE YOU INVESTMENT LOSSES? Jennifer Greenleaf Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jennifer Greenleaf Customer Complaint Jennifer Greenleaf has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were high pressure sales tactics related to an annuity product and forgery.  The brokerage firm settled the customer dispute in favor of the investor. Jennifer Greenleaf Red Flags & Your Rights As An Investor Of course, Jennifer Greenleaf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Greenleaf at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Greenleaf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Jennifer Greenleaf  If you have questions about Bankers Life Securities, Inc. and/or Jennifer Greenleaf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Alan Tocman formerly withPurshe Kaplan Sterling Investments

DID ALAN NEAL TOCMAN CAUSE YOU INVESTMENT LOSSES? Alan Tocman Formerly With Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alan Tocman Customer Complaint Alan Tocman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of real estate trust investment. Ameriprise Financial Services recently denied the customer complaint and so far, the investor is not taking any further action. Alan Tocman Red Flags & Your Rights As An Investor Of course, Alan Tocman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Tocman at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Tocman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Private Client Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Tocman  If you have questions about Purshe Kaplan Sterling Investments, Private Client Services, LLC, Ameriprise Financial Services, Inc. and/or Alan Tocman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Samuel Mattson of J.P. Morgan Securities LLC

DID SAMUEL MATTSON CAUSE YOU INVESTMENT LOSSES? Samuel Mattson Of J.P. Morgan Securities LLC And Formerly With E’Trade Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Samuel Mattson Customer Complaint Samuel Mattson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were unsuitable investment recommendations related to managing the accounts.  The FINRA arbitration proceeding was recently filed against JP Morgan Securities for Samuel Mattson’s alleged misconduct and is still pending.  Javodrick Warfield Red Flags & Your Rights As An Investor Of course, Samuel Mattson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Mattson at J.P. Morgan Securities LLC and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Mattson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and E’Trade Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Javodrick Warfield  If you have questions about J.P. Morgan Securities LLC, E’Trade Securities LLC and/or Samuel Mattson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Javodrick Warfield of Pruco Securities, LLC

DID JAVODRICK DEVON WARFIELD CAUSE YOU INVESTMENT LOSSES? Javodrick Warfield Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Javodrick Warfield Customer Complaint Javodrick Warfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative and did not fully disclose all the facts regarding the guarantees and the risk of a variable annuity contract. Pruco Securities recently denied the customer complaint.  To date, it does not appear that the investors have taken any further action. Javodrick Warfield Red Flags & Your Rights As An Investor Of course, Javodrick Warfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javodrick Warfield at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Javodrick Warfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Javodrick Warfield  If you have questions about Pruco Securities, LLC and/or Javodrick Warfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

Kristopher Taubald of Equitable Advisors, LLC

DID KRISTOPHER RICHARD TAUBALD CAUSE YOU INVESTMENT LOSSES? Kristopher Taubald Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kristopher Taubald Customer Complaint Kristopher Taubald has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuity contract.  The adviser recommended was not suitable for the customer.  The customer complaint was recently filed with Equitable Advisors and still pending. Kristopher Taubald Red Flags & Your Rights As An Investor Of course, Kristopher Taubald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Taubald at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Kristopher Taubald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kristopher Taubald  If you have questions about Equitable Advisors, LLC and/or Kristopher Taubald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2024

David Teska of J.P. Morgan Securities LLC

DID DAVID F TESKA CAUSE YOU INVESTMENT LOSSES? David Teska Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct David Teska Customer Complaint David Teska has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were a misrepresentation regarding the managed account.  The customer complaint was recently filed with J.P. Morgan securities and denied.  To date, the investor has not filed any arbitration proceedings or taken any other action. David Teska Red Flags & Your Rights As An Investor Of course, David Teska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Teska at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Teska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To David Teska  If you have questions about J.P. Morgan Securities LLC and/or David Teska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Richard Ure of Gradient Securities, LLC

DID RICHARD A URE CAUSE YOU INVESTMENT LOSSES? Richard Ure Of Gradient Securities, LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Ure Customer Complaint Richard Ure has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were lack of suitability, excessive fees, and failure to disclose surrender for penalties associated with the sale of mutual funds and a fixed index annuity.  The FINRA arbitration proceeding was recently filed against Gradient Securities for Richard Ure’s alleged misconduct and still pending. Richard Ure Red Flags & Your Rights As An Investor Of course, Richard Ure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ure at Gradient Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Ure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Richard Ure  If you have questions about Gradient Securities, LLC, LPL Financial LLC and/or Richard Ure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Dana Pelkey of Pruco Securities, LLC

DID DANA STEVEN PELKEY CAUSE YOU INVESTMENT LOSSES? Dana Pelkey Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Dana Pelkey Customer Complaint Dana Pelkey has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative quoted incorrect premium when policy was sold and policy lapsed.  Pruco Securities denied the customer complaint recently, and to date, the investor has not filed any arbitration proceeding taken any other action. Dana Pelkey Red Flags & Your Rights As An Investor Of course, Dana Pelkey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Pelkey at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dana Pelkey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Dana Pelkey  If you have questions about Pruco Securities, LLC and/or Dana Pelkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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