FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 18, 2024

Grant Krieger of Edward Jones

DID GRANT MARK KRIEGER CAUSE YOU INVESTMENT LOSSES? Grant Krieger Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Grant Krieger Customer Complaint Grant Krieger has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the registered representative’s failure to disclose he was going to sell equity positions resulting in unwanted tax consequences.  The FINRA arbitration proceeding filed against Edward Jones for Grant Krieger’s alleged misconduct is still pending. Grant Krieger Red Flags & Your Rights As An Investor Of course, Grant Krieger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Krieger at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Grant Krieger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Grant Krieger  If you have questions about Edward Jones and/or Grant Krieger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 18, 2024

Andrew Douglas of Castle Placement LLC

DID ANDREW PENICK WATSON DOUGLAS CAUSE YOU INVESTMENT LOSSES? Andrew Douglas Of Castle Placement LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Douglas Customer Complaint Andrew Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unidentified misconduct that occurred at the Fidelity Bank and LPL Financial related to exchange traded funds.  The customer complaint was denied by Andrew Watson’s former employers and the investors took no further action.  Andrew Douglas Red Flags & Your Rights As An Investor Of course, Andrew Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Douglas at Castle Placement LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Castle Placement LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Castle Placement LLC Due To Andrew Douglas  If you have questions about Castle Placement LLC, LPL Financial LLC and/or Andrew Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 18, 2024

Marcus Laube of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS J LAUBE CAUSE YOU INVESTMENT LOSSES? Marcus Laube Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Marcus Laube Customer Complaint Marcus Laube has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized liquidation of mutual fund.  Customer complaint was recently filed and is still pending with Merrill, Lynch Pearce Fenner and Smith. Marcus Laube Red Flags & Your Rights As An Investor Of course, Marcus Laube did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Laube at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Laube has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Laube  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Laube and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Mirsad Jakupi of J.P. Morgan Securities LLC

DID MIRSAD JAKUPI CAUSE YOU INVESTMENT LOSSES? Mirsad Jakupi Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mirsad Jakupi Customer Complaint Mirsad Jakupi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to manage the account investment.  JP Morgan Securities recently denied the customer complaint and to date, it does not appear that the investor filed any arbitration proceeding or taken any other action. Mirsad Jakupi Red Flags & Your Rights As An Investor Of course, Mirsad Jakupi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Jakupi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mirsad Jakupi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mirsad Jakupi  If you have questions about J.P. Morgan Securities LLC and/or Mirsad Jakupi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Brandon Larsen formerly with Thrivent Investment Management Inc

DID BRANDON JEROME LARSEN CAUSE YOU INVESTMENT LOSSES? Brandon Larsen Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Brandon Larsen Brandon Larsen Customer Complaint Brandon Larsen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misleading statements relating to nature and risks of variable annuity contract.  Client alleged he understood his principal investment would be preserved and receive interest thereon.  The brokerage firm denied the customer complaint and the investor took no further action. Brandon Larsen Red Flags & Your Rights As An Investor Of course, Brandon Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Larsen at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Brandon Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Brandon Larsen  If you have questions about Thrivent Investment Management Inc. and/or Brandon Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Cory Weiser of MML Investors Services, LLC

DID CORY ALAN WEISER CAUSE YOU INVESTMENT LOSSES? Cory Weiser Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Cory Weiser Customer Complaint Cory Weiser has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative misrepresented the variable annuities by omitting information about the income benefits that they would be losing by terminating their existing variable annuity contract in order to purchase the new product.  Customer complaint was recently filed with MML Investors, Services and still pending. Cory Weiser Red Flags & Your Rights As An Investor Of course, Cory Weiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Weiser at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cory Weiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cory Weiser  If you have questions about MML Investors Services, LLC and/or Cory Weiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Timothy Portelance of Raymond James Financial Services, Inc

DID TIMOTHY PAUL PORTELANCE CAUSE YOU INVESTMENT LOSSES? Timothy Portelance Of Raymond James Financial Services, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Timothy Portelance Customer Complaint Timothy Portelance has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative allowed customer’s nephew to transfer funds utilizing an invalid power of attorney to another account, which has been frozen.  The lawsuit pending against Raymond James Financial Services in North Carolina Superior Court is still pending. Timothy Portelance Red Flags & Your Rights As An Investor Of course, Timothy Portelance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Portelance at Raymond James Financial Services, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy Portelance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Timothy Portelance  If you have questions about Raymond James Financial Services, Inc., Edward Jones and/or Timothy Portelance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Dorann Hurley of Geneos Wealth Management, Inc

DID DORANN ALDERIN HURLEY CAUSE YOU INVESTMENT LOSSES? Dorann Hurley Of Geneos Wealth Management, Inc. Has A Customer Complaint For Alleged Broker Misconduct Dorann Hurley Customer Complaint Dorann Hurley has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were accounts held with respondents were not properly managed.  The FINRA arbitration proceeding which was filed late last year is still pending.  Adviser claims she retired and that some other individual was responsible for the mismanagement. Dorann Hurley Red Flags & Your Rights As An Investor Of course, Dorann Hurley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dorann Hurley at Geneos Wealth Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dorann Hurley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Dorann Hurley  If you have questions about Geneos Wealth Management, Inc. and/or Dorann Hurley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2024

Eric Hudson of Wells Fargo Clearing Services

DID ERIC WADE HUDSON CAUSE YOU INVESTMENT LOSSES? Eric Hudson Of Wells Fargo Clearing Services, LLC And Formerly With Key Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Hudson Customer Complaint Eric Hudson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about misrepresentations related to Goldman’s Sachs Structured CDs.  Key Investment Services denied the customer complaint late last year, and so, for the investor is not taking any further action. Eric Hudson Red Flags & Your Rights As An Investor Of course, Eric Hudson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Hudson at Wells Fargo Clearing Services, LLC and Key Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Hudson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Key Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Eric Hudson  If you have questions about Wells Fargo Clearing Services, LLC, Key Investment Services, LLC and/or Eric Hudson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2024

Kathleen Hansen of LPL Financial LLC

DID KATHLEEN REAMS HANSEN CAUSE YOU INVESTMENT LOSSES? Kathleen Hansen Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kathleen Hansen Customer Complaint Kathleen Hansen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to purchase preferred stock, and customer’s account.  Sage Point Financial settled the customer complaint in favor of the investor. Kathleen Hansen Red Flags & Your Rights As An Investor Of course, Kathleen Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Hansen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathleen Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathleen Hansen  If you have questions about LPL Financial LLC and/or Kathleen Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading