FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 7, 2024

Barry Schwartz of UBS Financial Services Inc

DID BARRY ALLEN SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Barry Schwartz Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Barry Schwartz Customer Complaints Barry Schwartz has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investment Management and Research in favor of the investor or Barry Schwartz’s alleged misconduct.  The other customer complaints were recently filed as a FINRA arbitration proceeding against UBS Financial Services for the advisor’s alleged misconduct and is still pending. Allegations Against Barry Schwartz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Schwartz Red Flags & Your Rights As An Investor Of course, Barry Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Schwartz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Barry Schwartz  If you have questions about UBS Financial Services Inc. and/or Barry Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2024

Jesus Rodriguez formerly with Morgan Stanley

DID JESUS RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Jesus Rodriguez Formerly With Morgan Stanley Has 13 Customer Complaints For Alleged Broker Misconduct Jesus Rodriguez Customer Complaints Jesus Rodriguez has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints resettled by Morgan Stanley in favor of the investors for Jesus Rodriguez’s alleged misconduct. Two of the customer complaints were denied by the brokerage firm and to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed with Morgan Stanley that is awaiting its review and determination. Allegations Against Jesus Rodriguez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jesus Rodriguez Red Flags & Your Rights As An Investor Of course, Jesus Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesus Rodriguez at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jesus Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jesus Rodriguez  If you have questions about Morgan Stanley and/or Jesus Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Richard Siminou formerly with Kingswood Capital Partners, LLC

DID RICHARD S SIMINOU CAUSE YOU INVESTMENT LOSSES? Richard Siminou Formerly With Kingswood Capital Partners, LLC and Benchmark Investments, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Siminou Customer Complaints Richard Siminou has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One FINRA arbitration proceeding was settled by a Newbridge Securities Corporation in favor of the investor. The same brokerage firm denied another customer complaint and the investor did not take any further action. Another FINRA arbitration proceeding was recently filed against Newbridge Securities Corporation for Richard Siminou’s alleged misconduct and is still pending. Allegations Against Richard Siminou A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Siminou Red Flags & Your Rights As An Investor Of course, Richard Siminou did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Siminou at Kingswood Capital Partners, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Siminou has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Richard Siminou  If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC and/or Richard Siminou and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Michael Seymour ofCentaurus Financial, Inc

DID MICHAEL GLENN SEYMOUR CAUSE YOU INVESTMENT LOSSES? Michael Seymour Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Seymour Customer Complaints Michael Seymour has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Investors Capital Corp. in favor of the investor. There is currently one FINRA arbitration proceeding that was recently filed against Centaurus Financial for Michael Seymour’s alleged misconduct that is still pending. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Seymour Red Flags & Your Rights As An Investor Of course, Michael Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael Seymour  If you have questions about Centaurus Financial, Inc. and/or Michael Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Robert Smalanskas of IFP Securities, LLC

DID ROBERT THOMAS SAMALANSKAS CAUSE YOU INVESTMENT LOSSES? Robert Smalanskas Of IFP Securities, LLC And Formerly With PNC Investments Has 3 Customer Complaints For Alleged Broker Misconduct Robert Smalanskas Customer Complaints Robert Smalanskas has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints, including the one most recently filed, were denied by Robert Samalanskas’ former employers in the investors took no further action. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Smalanskas Red Flags & Your Rights As An Investor Of course, Robert Smalanskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smalanskas at IFP Securities, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Smalanskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robert Smalanskas  If you have questions about IFP Securities, LLC, PNC Investments and/or Robert Smalanskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Stephen Stanford of Portsmouth Financial Services

DID STEPHEN RUSSELL STANFORD CAUSE YOU INVESTMENT LOSSES? Stephen Stanford Of Portsmouth Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Stanford Customer Complaints Stephen Stanford has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  His former employer’s PaineWebber and JC Bradford settled 1 customer complaint for $225,000 in favor of the investor for Stephen Stanford’s alleged misconduct.  The other customer complaint was recently filed against Portsmouth Financial Services for the advisors at Legend misconduct and is still pending. Allegations Against Stephen Stanford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Stanford Red Flags & Your Rights As An Investor Of course, Stephen Stanford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Stanford at Portsmouth Financial Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Stanford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portsmouth Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Portsmouth Financial Services Due To Stephen Stanford  If you have questions about Portsmouth Financial Services and/or Stephen Stanford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

William Sewell of Janney Montgomery Scott LLC

DID WILLIAM HASLETT SEWELL CAUSE YOU INVESTMENT LOSSES? William Sewell Of Janney Montgomery Scott LLC And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Sewell Customer Complaints William Sewell has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Solomon Smith Barney and the investor took no further action. Yellow customer complaint was recently filed against Janney Montgomery Scott for William Sewell’s alleged misconduct and is still pending. Allegations Against William Sewell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Sewell Red Flags & Your Rights As An Investor Of course, William Sewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sewell at Janney Montgomery Scott LLC and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Sewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To William Sewell  If you have questions about Janney Montgomery Scott LLC, BB&T Securities, LLC and/or William Sewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Joseph Tavano of J.P. Morgan Securities LLC

DID JOSEPH TAVANO CAUSE YOU INVESTMENT LOSSES? Joseph Tavano Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Tavano Customer Complaints Joseph Tavano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by J.P. Morgan Securities and to date, the investors have not taken any further action. Allegations Against Joseph Tavano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Tavano Red Flags & Your Rights As An Investor Of course, Joseph Tavano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Tavano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Tavano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Joseph Tavano  If you have questions about J.P. Morgan Securities LLC and/or Joseph Tavano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

Michael Silverman of Stifel Nicolaus & Company, Incorporated

DID MICHAEL WARD SILVERMAN CAUSE YOU INVESTMENT LOSSES? Michael Silverman Of Stifel Nicolaus & Company, Incorporated And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Silverman Customer Complaints Michael Silverman has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have been denied by Oppenheimer & Co. thus far, the investors have not taken any further action. Allegations Against Michael Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Silverman Red Flags & Your Rights As An Investor Of course, Michael Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Silverman at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Michael Silverman  If you have questions about Stifel Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc. and/or Michael Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

John Roda of Cambridge Investment Research, Inc

DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES? Gaylord Rohloff Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Gaylord Rohloff Customer Complaints Gaylord Rohloff has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by the advisor’s current or former employers in favor of the investors.  The other customer complaint was denied by MML Investors Services, and the investor took no further action. Allegations Against Gaylord Rohloff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gaylord Rohloff Red Flags & Your Rights As An Investor Of course, Gaylord Rohloff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaylord Rohloff at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gaylord Rohloff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Gaylord Rohloff  If you have questions about Western International Securities, Inc. and/or Gaylord Rohloff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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