FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 31, 2024

Marc Sheridan of Equitable Advisors, LLC

DID MARC WILLIAM SHERIDAN CAUSE YOU INVESTMENT LOSSES? Marc Sheridan Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Marc Sheridan Customer Complaint Marc Sheridan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of terms of variable annuity policy sold to the customer. The customer complaint was recently filed and denied by Equitable Advisors and thus far it appears the investor has not taken any further action. Marc Sheridan Red Flags & Your Rights As An Investor Of course, Marc Sheridan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Sheridan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Marc Sheridan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Marc Sheridan  If you have questions about Equitable Advisors, LLC and/or Marc Sheridan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Tucker Wadkins of UBS Financial Services Inc

DID TUCKER WADKINS CAUSE YOU INVESTMENT LOSSES? Tucker Wadkins Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Tucker Wadkins Customer Complaint Tucker Wadkins has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow instructions in connection with the transfer of assets from a traditional IRA account to a SEP IRA account.  The customer complaint was recently filed with UBS Financial Services and denied by the brokerage firm.  Thus far, there is no indication that the customer has filed an arbitration proceeding or taken any other action. Tucker Wadkins Red Flags & Your Rights As An Investor Of course, Tucker Wadkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tucker Wadkins at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Tucker Wadkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Tucker Wadkins  If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Tucker Wadkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Gregory Vassallo of Equitable Advisors, LLC

DID GREGORY M VASSALLO CAUSE YOU INVESTMENT LOSSES? Gregory Vassallo Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Gregory Vassallo Customer Complaint Gregory Vassallo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to purchase a variable annuity contract.  The customer complaints was recently filed with Equitable Advisors and still pending its review and response. Gregory Vassallo Red Flags & Your Rights As An Investor Of course, Gregory Vassallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Vassallo at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Vassallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Gregory Vassallo  If you have questions about Equitable Advisors, LLC and/or Gregory Vassallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Kyung Song of MML Investors Services, LLC

DID KYUNG H SONG CAUSE YOU INVESTMENT LOSSES? Kyung Song Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kyung Song Customer Complaint Kyung Song has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor defrauded a client out of $77,000. MML Investors Services recently denied the customer complaint and thus far the investor has not taken any further action. However, the advisor was permitted to resign following the discovery of securities related activity, with a prospective customer, in violation of firm policy and allegations of the forwarding the customer while assisting on an account transfer. Kyung Song Red Flags & Your Rights As An Investor Of course, Kyung Song did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyung Song at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyung Song has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kyung Song  If you have questions about MML Investors Services, LLC and/or Kyung Song and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Paul Stepankovskiy of UBS Financial Services Inc

DID PAUL B STEPANKOVSKIY CAUSE YOU INVESTMENT LOSSES? Paul Stepankovskiy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Stepankovskiy Customer Complaint Paul Stepankovskiy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for misleading client about placement fees. Further, misrepresentations and misleading statements related to municipal bonds portfolio returns. A customer complaint was recently denied, and, to date, the investor has not taken any further action. Paul Stepankovskiy Red Flags & Your Rights As An Investor Of course, Paul Stepankovskiy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stepankovskiy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stepankovskiy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Paul Stepankovskiy  If you have questions about UBS Financial Services Inc. and/or Paul Stepankovskiy and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Pete Stamatis of Osaic Wealth, Inc

DID PETE CHRIS STAMATIS CAUSE YOU INVESTMENT LOSSES? Pete Stamatis Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Pete Stamatis Customer Complaint Pete Stamatis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of investment recommendations to purchase mutual funds and variable annuity contracts. Osaic Wealth recently denied.  The customer complaint and so far, it does not appear that any arbitration proceeding has been filed or any other action taken by the investor. Pete Stamatis Red Flags & Your Rights As An Investor Of course, Pete Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pete Stamatis at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pete Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Pete Stamatis  If you have questions about Osaic Wealth, Inc. and/or Pete Stamatis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

Vipul Shah of Morgan Stanley

DID VIPUL B SHAH CAUSE YOU INVESTMENT LOSSES? Vipul Shah Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Vipul Shah Customer Complaint Vipul Shah has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy implemented in customer’s accounts was counter to the agreed-upon long-term investment goals, and instructions.  The customer complaint was recently filed with Morgan Stanley and still pending. Vipul Shah Red Flags & Your Rights As An Investor Of course, Vipul Shah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vipul Shah at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Vipul Shah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Vipul Shah  If you have questions about Morgan Stanley and/or Vipul Shah and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

William Schweitzer of Woodbury Financial Services, Inc

DID WLLIAM JOSEPH SCHWEITZER CAUSE YOU INVESTMENT LOSSES? William Schweitzer Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Schweitzer Customer Complaint William Schweitzer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were a misrepresentation of a variable annuity contract.  Woodberry Financial Services recently denied the customer complaint and thus far, it does not appear that the investor has filed any arbitration proceeding or taken any other action.  William Schweitzer Red Flags & Your Rights As An Investor Of course, William Schweitzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Schweitzer at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Schweitzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To William Schweitzer  If you have questions about Woodbury Financial Services, Inc. and/or William Schweitzer and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

Vincent Richtar of LPL Financial LLC

DID VINCENT JAMES RICHTAR CAUSE YOU INVESTMENT LOSSES? Vincent Richtar Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Vincent Richtar Customer Complaint Vincent Richtar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her prior advisor stole thousands of dollars from her.  LPL Financial recently denied the customer complaint, and it does not appear that the investor has taken any further action. Vincent Richtar Red Flags & Your Rights As An Investor Of course, Vincent Richtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Richtar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Richtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Vincent Richtar  If you have questions about LPL Financial LLC and/or Vincent Richtar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

Roy Salmon of NYLife Securities LLC

DID ROY BOURDETTE SALMON CAUSE YOU INVESTMENT LOSSES? Roy Salmon Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Roy Salmon Customer Complaint Roy Salmon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the registered representatives did not sell them the Whole life insurance policy that they requested.  MetLife Securities denied the customer complaints and thus far does not appear that the investor is filed in the arbitration proceeding with taken any other action. Roy Salmon Red Flags & Your Rights As An Investor Of course, Roy Salmon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Salmon at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roy Salmon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Roy Salmon  If you have questions about NYLife Securities LLC and/or Roy Salmon and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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