FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 27, 2024

Matthew Romeo formerly with Mid Atlantic Capital Corporation

DID MATTHEW JAMES ROMEO CAUSE YOU INVESTMENT LOSSES? Matthew Romeo Formerly With Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Matthew Romeo Customer Complaint Matthew Romeo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial professional recommended an unsuitable investment involving real estate securities.  The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Matthew Romeo’s alleged misconduct and is still pending. Matthew Romeo Red Flags & Your Rights As An Investor Of course, Matthew Romeo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Romeo at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Matthew Romeo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Matthew Romeo If you have questions about Mid Atlantic Capital Corporation and/or Matthew Romeo and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Barry Skolak of Charles Schwab & Co., Inc

DID BARRY REID SKOLAK CAUSE YOU INVESTMENT LOSSES? Barry Skolak Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Barry Skolak Customer Complaint Barry Skolak has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were forgery of a beneficiary form and adding a power of attorney by notarizing her forged signature.  Charles Schwab & Co. has recently denied the customer complaint in so far it does not appear that the investor has taken any further action. Barry Skolak Red Flags & Your Rights As An Investor Of course, Barry Skolak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Skolak at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Skolak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Barry Skolak If you have questions about Charles Schwab & Co., Inc. and/or Barry Skolak and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Scott Sadar of Somerset Securities, Inc

DID SCOTT MICHAEL SADAR CAUSE YOU INVESTMENT LOSSES? Scott Sadar Of Somerset Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Sadar Customer Complaint Scott Sadar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation to purchase an iCap Equities private placement. A customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Scott Sadar Red Flags & Your Rights As An Investor Of course, Scott Sadar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sadar at Somerset Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Sadar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Somerset Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Somerset Securities, Inc. Due To Scott Sadar If you have questions about Somerset Securities, Inc. and/or Scott Sadar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Richard Stone of Stifel, Nicolaus & Company, Incorporated?

DID RICHARD DAVID STONE CAUSE YOU INVESTMENT LOSSES? Richard Stone Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Richard Stone Customer Complaint Richard Stone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, fraud, breach of contract, violation of the New Jersey Uniform Securities Act and violation of the Florida Securities and Investor Protection Act related to common and preferred stock transactions in structured notes.  The FINRA arbitration proceeding was recently filed against Stifel Nicholaus and Co. and is still pending. Richard Stone Red Flags & Your Rights As An Investor Of course, Richard Stone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stone at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Stone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Stone If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Stone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Michael Spector of Morgan Stanley

DID MICHAEL KELLEY SPECTOR CAUSE YOU INVESTMENT LOSSES? Michael Spector Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Spector Customer Complaint Michael Spector has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a covered call strategy that the claimant alleged to be unsuitable. A customer complaint was recently filed with Morgan Stanley and is still pending. Michael Spector Red Flags & Your Rights As An Investor Of course, Michael Spector did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Spector at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Spector has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Spector If you have questions about Morgan Stanley and/or Michael Spector and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Jeremy Strickler formerly withWells Fargo Advisors Financial Network

DID JEREMY L STRICKLER CAUSE YOU INVESTMENT LOSSES? Jeremy Strickler Formerly With Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Jeremy Strickler Customer Complaint Jeremy Strickler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to disclose material information, including conflicts of interest, about a specific investment that allegedly rendered the investment illiquid, risky, and unsuitable. The FINRA arbitration proceedings are still pending against Raymond James and Associates or Jeremy Strickler’s alleged misconduct. Jeremy Strickler Red Flags & Your Rights As An Investor Of course, Jeremy Strickler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Strickler at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Jeremy Strickler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeremy Strickler If you have questions about Wells Fargo Advisors Financial Network and/or Jeremy Strickler and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Joshua  Shipley of Dominari Securities LLC

DID JOSHUA ANTHONY SHIPLEY CAUSE YOU INVESTMENT LOSSES? Joshua Shipley Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joshua Shipley Customer Complaint Joshua Shipley has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules, Regulation Best Interests, section 10 (B) of the Securities Exchange Act of 1934, negligence, and breach of fiduciary duty related to equipment leasing and common stock transactions. The FINRA arbitration proceeding was recently filed and still pending. Joshua Shipley Red Flags & Your Rights As An Investor Of course, Joshua Shipley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Shipley at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Shipley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Joshua Shipley  If you have questions about Dominari Securities LLC, Revere Securities LLC and/or Joshua Shipley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Brandon Singer of Osaic Wealth, Inc

DID BRANDON SINGER CAUSE YOU INVESTMENT LOSSES? Brandon Singer Of Osaic Wealth, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brandon Singer Customer Complaint Brandon Singer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative mishandled the funds by over concentrating them in an illiquid high commission product involving real estate securities.  The FINRA arbitration proceeding is recently filed against Transamerica Financial Advisors or Brandon Singer’s alleged misconduct and still pending. Brandon Singer Red Flags & Your Rights As An Investor Of course, Brandon Singer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Singer at Osaic Wealth, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brandon Singer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Brandon Singer  If you have questions about Osaic Wealth, Inc., Signator Investors, Inc. and/or Brandon Singer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

James Vavonese of MML Investors Services, LLC

DID JAMES DAVID VAVONESE CAUSE YOU INVESTMENT LOSSES? James Vavonese Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct James Vavonese Customer Complaint James Vavonese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the advisor was not working, and customer’s best interest regarding purchase of variable annuity contract and mutual funds.  The customer alleged that the advisor’s advice was poor.  The Complainant recently registered the complaint with MML Investors Services in waiting for the broker-dealer’s response. James Vavonese Red Flags & Your Rights As An Investor Of course, James Vavonese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vavonese at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Vavonese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Vavonese  If you have questions about MML Investors Services, LLC and/or James Vavonese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2024

Christopher Wells of Purshe Kaplan Sterling Investments

DID CHRISTOPHER RONALD WELLS CAUSE YOU INVESTMENT LOSSES? Christopher Wells Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Wells Customer Complaint Christopher Wells has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT investment in customer’s account.  The FINRA arbitration proceeding was recently filed against Equitable Advisors for Christopher Wells alleged misconduct and still pending. Christopher Wells Red Flags & Your Rights As An Investor Of course, Christopher Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wells at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Christopher Wells  If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Christopher Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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