FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 20, 2024

Stacy Goldsmith of Herbert J. Sims & Co, Inc.

DID STACY MARI GOLDSMITH CAUSE YOU INVESTMENT LOSSES? Stacy Goldsmith Of Herbert J. Sims & Co, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Stacy Goldsmith Customer Complaints Stacy Goldsmith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaints was settled by Herbert J. Sims and Co. in favor of the investors or Stacy Goldsmith’s alleged misconduct.  The other 3 customer complaints were recently filed in FINRA arbitration proceedings against Herbert J.  Sims and Co., for Stacy Goldsmith’s alleged misconduct and is still pending. Allegations Against Stacy Goldsmith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stacy Goldsmith Red Flags & Your Rights As An Investor Of course, Stacy Goldsmith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacy Goldsmith at Herbert J. Sims & Co, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stacy Goldsmith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co, Inc. Due To Stacy Goldsmith If you have questions about Herbert J. Sims & Co, Inc. and/or Stacy Goldsmith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

David Glienke of Western International Securities, Inc.

DID DAVID DEAN GLIENKE CAUSE YOU INVESTMENT LOSSES? David Glienke Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Glienke Customer Complaint David Glienke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of corporate debt known as GWG L bonds.  The FINRA arbitration proceeding was recently filed against Western International Securities for David Glienke’s alleged misconduct and is still pending. David Glienke Red Flags & Your Rights As An Investor Of course, David Glienke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Glienke at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Glienke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Glienke If you have questions about Western International Securities, Inc. and/or David Glienke and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

Mark Giordano of Ameriprise Financial Services, LLC

DID MARK PHLLIP GIORDANO CAUSE YOU INVESTMENT LOSSES Mark Giordano Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Giordano Customer Complaint Mark Giordano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser provided incorrect information needed to complete the estate settlement process for claimant’s mother’s accounts.  The FINRA arbitration proceeding was recently filed against Ameriprise Financial Services for Mark Giordano’s alleged misconduct and is still pending. Mark Giordano Red Flags & Your Rights As An Investor Of course, Mark Giordano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Giordano at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Giordano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mark Giordano If you have questions about Ameriprise Financial Services, LLC and/or Mark Giordano and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

Jeffrey Gielau of Fortune Financial Services, Inc.

DID JEFFREY ALAN GIELAU CAUSE YOU INVESTMENT LOSSES? Jeffrey Gielau Of Fortune Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jeffrey Gielau Customer Complaints Jeffrey Gielau has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Thrivent Investment Management in favor of the investor for Jeffrey Gielau’s alleged misconduct.  The other 2 customer complaints were recently denied by Fortune Financial Services and so far, the investors have not taken any further action. Allegations Against Jeffrey Gielau A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Gielau Red Flags & Your Rights As An Investor Of course, Jeffrey Gielau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Gielau at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Gielau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc.  Due To Jeffrey Gielau If you have questions about Fortune Financial Services, Inc. and/or Jeffrey Gielau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Craig Frank of Ameriprise Financial Services, LLC

DID CRAIG HOWARD FRANK CAUSE YOU INVESTMENT LOSSES? Craig Frank Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Craig Frank Customer Complaints Craig Frank has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Prudential Securities in favor of the investor for Craig Frank’s alleged misconduct.  The other 2 customer complaints were denied, the most recent customer complaint was denied by Ameriprise Financial Services in December 2023 and the investor has not taken any further action. Allegations Against Craig Frank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Craig Frank Red Flags & Your Rights As An Investor Of course, Craig Frank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Frank at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Frank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Craig Frank If you have questions about Ameriprise Financial Services, LLC and/or Craig Frank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Roberto Fortuno of UBS Financial Services Inc.

DID ROBERTO JOSE FORTUNO CAUSE YOU INVESTMENT LOSSES? Roberto Fortuno Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Roberto Fortuno Customer Complaint Roberto Fortuno has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to invest in and hold Puerto Rico Closed-end funds was unsuitable and that their UBS account was over-concentrated in these investments.  They also allege that the risk of investing in and concentrating Puerto Rico investments were misrepresented.  The FINRA arbitration proceeding was recently filed against UBS Financial Services for Roberto Fortuno’s alleged misconduct and is still pending. Roberto Fortuno Red Flags & Your Rights As An Investor Of course, Roberto Fortuno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Fortuno at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Fortuno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Roberto Fortuno If you have questions about UBS Financial Services Inc. and/or Roberto Fortuno and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Roger Follis of B. Riley Wealth Management

DID ROGER DANIEL FOLLIS CAUSE YOU INVESTMENT LOSSES? Roger Follis Of B. Riley Wealth Management And Formerly With Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Follis Customer Complaint Roger Follis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative took inappropriate risk of purchasing unsuitable investments, overtrading options, and deviating from the customer’s investment plan.  The customer recently filed a FINRA arbitration proceeding against B.  Riley Wealth Management for Roger Follis’ alleged misconduct, seeking damages in excess of $2.6 million, that is still pending. Roger Follis Red Flags & Your Rights As An Investor Of course, Roger Follis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Follis at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Follis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Roger Follis If you have questions about B. Riley Wealth Management, Wells Fargo Advisors Financial Network, LLC and/or Roger Follis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Austin Dutton, Jr. formerly with American Trust Investment Services, Inc.

DID AUSTIN RICHARD DUTTON JR CAUSE YOU INVESTMENT LOSSES? Austin Dutton, Jr. Formerly With American Trust Investment Services, Inc. and Primex Has 30 Customer Complaints For Alleged Broker Misconduct Austin Dutton, Jr. Customer Complaints Austin Dutton, Jr. has been the subject of 30 customer complaints that we know about seeking to recover investment losses.  One customer complaint was arbitrated before FINRA and resulted in an award against Austin Dutton that he still has not paid. Twenty-five other customer complaints were settled by Newbridge Securities Corporation in favor of the investors for Austin Dutton’s alleged misconduct. Only 2 of the customer complaints were denied by the brokerage firm and the investors took no further action.  There are currently 2 arbitration proceedings pending against Newbridge Securities Corporation and the other against American Trust Investment Services for Austin Dutton’s alleged misconduct.. Allegations Against Austin Dutton, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Austin Dutton, Jr. Red Flags & Your Rights As An Investor Of course, Austin Dutton, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Dutton, Jr. at American Trust Investment Services, Inc. and Primex on alert to review carefully the activity and performance of their accounts and question whether Austin Dutton, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Primex also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To Austin Dutton, Jr. If you have questions about American Trust Investment Services, Inc., Primex and/or Austin Dutton, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Andrew Dutton of Peak Brokerage Services, LLC

DID ANDREW N DUTTON CAUSE YOU INVESTMENT LOSSES? Andrew Dutton Of Peak Brokerage Services, LLC And Formerly With American Trust Investment Services, Inc. and Primex, Has A Customer Complaint For Alleged Broker Misconduct Andrew Dutton Customer Complaint Andrew Dutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, and negligence related to alternative investments.  A FINRA arbitration proceeding was recently filed the proper American Trust Investment Services for Andrew Dutton’s alleged misconduct and is still pending. Andrew Dutton Red Flags & Your Rights As An Investor Of course, Andrew Dutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Dutton at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex on alert to review carefully the activity and performance of their accounts and question whether Andrew Dutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To Andrew Dutton If you have questions about Peak Brokerage Services, LLC, American Trust Investment Services, Inc., Primex and/or Andrew Dutton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Edward Dublis of Cambridge Investment Research, Inc.

DID EDWARD FELIX DUBLIS CAUSE YOU INVESTMENT LOSSES? Edward Dublis Of Cambridge Investment Research, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Dublis Customer Complaints Edward Dublis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Invest Financial Corporation and the investor took no further action.  The other customer complaint was recently filed against LPL Financial for Edward Dublis’ alleged misconduct and is still pending. Allegations Against Edward Dublis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Dublis Red Flags & Your Rights As An Investor Of course, Edward Dublis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Dublis at Cambridge Investment Research, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Dublis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Edward Dublis If you have questions about Cambridge Investment Research, Inc., LPL Financial LLC and/or Edward Dublis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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