FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 16, 2024

Stephen Smith of Wells Fargo Clearing Services, LLC

DID STEPHEN LYNDELL SMITH CAUSE YOU INVESTMENT LOSSES? Stephen Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephen Smith Customer Complaint Stephen Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor violated various duties through in action to prevent unauthorized trading in an account of an elderly client with declining health. The FINRA arbitration proceeding was recently filed and is still pending against Wells Fargo Clearing Services for Stephen Smith’s alleged misconduct. Stephen Smith Red Flags & Your Rights As An Investor Of course, Stephen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stephen Smith If you have questions about Wells Fargo Clearing Services, LLC and/or Stephen Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2024

E.M. Steinberg of Oppenheimer & Co. Inc

DID E MATTHEW STEINBERG CAUSE YOU INVESTMENT LOSSES? E.M. Steinberg Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct E.M. Steinberg Customer Complaint E.M. Steinberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, fraud, and violations of FINRA rules relating to investments in municipal bonds and to private equity investment, as well as the use of margin in connection with those investments.  The FINRA arbitration proceeding was recently filed by the investor and is still pending. E.M. Steinberg Red Flags & Your Rights As An Investor Of course, E.M. Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of E.M. Steinberg at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether E.M. Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc.  Due To E.M. Steinberg If you have questions about Oppenheimer & Co. Inc. and/or E.M. Steinberg and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2024

Michelle Smith of of Bankers Life Securities, Inc

DID MICHELLE RENEE SMITH CAUSE YOU INVESTMENT LOSSES? Michelle Smith Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michelle Smith Customer Complaint Michelle Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented the terms of a Guarantee Life Income Annuity as well as a Premium Bonus Indexed Annuity. Bankers Life Securities recently denied the customer complaint and, thus far, the investor has not yet filed any arbitration proceeding nor taken any other action. Michelle Smith Red Flags & Your Rights As An Investor Of course, Michelle Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Smith at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michelle Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Michelle Smith If you have questions about Bankers Life Securities, Inc. and/or Michelle Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Michael Stolberg of Private Client Services, LLC

DID MICHAEL THOMAS STOLBERG CAUSE YOU INVESTMENT LOSSES? Michael Stolberg Of Private Client Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Stolberg Customer Complaint Michael Stolberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in unsuitable investment recommendations involving real estate securities.  The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Michael Stolberg’s alleged misconduct and still pending. Michael Stolberg Red Flags & Your Rights As An Investor Of course, Michael Stolberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Stolberg at Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Stolberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Michael Stolberg If you have questions about Private Client Services, LLC and/or Michael Stolberg and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Hector Tafoya of J.P. Morgan Securities LLC

DID HECTOR TAFOYA CAUSE YOU INVESTMENT LOSSES? Hector Tafoya Of J.P. Morgan Securities LLC And Formerly With Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Hector Tafoya Customer Complaint Hector Tafoya has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a variable annuity investment.  A customer complaint was recently filed with JP Morgan Securities and is under review.  Thus far, it does not appear that the firm has made any determination that has been published. Hector Tafoya Red Flags & Your Rights As An Investor Of course, Hector Tafoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Tafoya at J.P. Morgan Securities LLC and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Hector Tafoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Hector Tafoya If you have questions about J.P. Morgan Securities LLC, Kovack Securities Inc. and/or Hector Tafoya and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

John Tofilon of Morgan Stanley

DID JOHN G TOFILON CAUSE YOU INVESTMENT LOSSES? John Tofilon Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Tofilon Customer Complaint John Tofilon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with municipal bond transactions.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for John Tofilon’s alleged misconduct and is still pending. John Tofilon Red Flags & Your Rights As An Investor Of course, John Tofilon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tofilon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Tofilon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To John Tofilon If you have questions about Morgan Stanley and/or John Tofilon and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Pamela Trone of PFS Investments Inc

DID PAMELA ANNE TRONE CAUSE YOU INVESTMENT LOSSES? Pamela Trone Of PFS Investments Inc, Has A Customer Complaint For Alleged Broker Misconduct Pamela Trone Customer Complaint Pamela Trone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the investment products were not adequately described and or misrepresented prior to sale. PFS Investments recently denied the customer complaint and thus far, the investor has not filed in the arbitration proceeding were taken any other action. Pamela Trone Red Flags & Your Rights As An Investor Of course, Pamela Trone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Trone at PFS Investments Inc, on alert to review carefully the activity and performance of their accounts and question whether Pamela Trone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc, Due To Pamela Trone If you have questions about PFS Investments Inc, and/or Pamela Trone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2024

Paul Tunink of Valic Financial Advisors, Inc

DID PAUL TUNINK CAUSE YOU INVESTMENT LOSSES? Paul Tunink Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Tunink Customer Complaint Paul Tunink has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative ignored customers instructions and placed into and aggressively allocated account, which she did not authorize.  The customer complaints was recently filed with Valic Financial Advisors and still pending its review and disposition. Paul Tunink Red Flags & Your Rights As An Investor Of course, Paul Tunink did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Tunink at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Tunink has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Paul Tunink If you have questions about Valic Financial Advisors, Inc. and/or Paul Tunink and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Marty Valade of Woodbury Financial Services, Inc

DID MARTY VALADE CAUSE YOU INVESTMENT LOSSES? Marty Valade Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Marty Valade Customer Complaint Marty Valade has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative excessively traded customer’s account and charged excessive fees. Woodbury Financial Services recently denied the customer complaint so far, the investor has not filed in the arbitration proceeding were taken any other action. Marty Valade Red Flags & Your Rights As An Investor Of course, Marty Valade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marty Valade at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marty Valade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Marty Valade If you have questions about Woodbury Financial Services, Inc. and/or Marty Valade and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Craig Sturges of Centaurus Financial, Inc

DID CRAIG SOTHERN STURGES CAUSE YOU INVESTMENT LOSSES? Craig Sturges Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Craig Sturges Customer Complaint Craig Sturges has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative misrepresented, recommended and unsuitable investment, and breached his fiduciary duty connection with real estate security investments. A customer complaint was recently made to Centaurus Financial who are currently reviewing the complaint. Craig Sturges Red Flags & Your Rights As An Investor Of course, Craig Sturges did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Sturges at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Sturges has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Craig Sturges If you have questions about Centaurus Financial, Inc. and/or Craig Sturges and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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