FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 14, 2024

Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES? Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Aaron Ungerer Customer Complaint Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses. Aaron Ungerer Red Flags & Your Rights As An Investor Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Casey Walker of Cetera Advisor Networks LL

DID CASEY BRENT WALKER CAUSE YOU INVESTMENT LOSSES? Casey Walker Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Casey Walker Customer Complaint Casey Walker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations relating to real estate securities.  The FINRA arbitration proceeding was recently filed against Cetera Advisor Networks for Casey Walker’s alleged misconduct and is still pending. Casey Walker Red Flags & Your Rights As An Investor Of course, Casey Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Walker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Casey Walker If you have questions about Cetera Advisor Networks LLC and/or Casey Walker and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Christopher Walters of Janney Montgomery Scott LLC

DID CHRISTOPHER MICHAEL WALTERS CAUSE YOU INVESTMENT LOSSES? Christopher Walters Of Janney Montgomery Scott LLC And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Walters Customer Complaint Christopher Walters has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of an annuity’s features and expected performance.  The customer complaints were recently filed with Janney Montgomery Scott and awaiting its determination. Christopher Walters Red Flags & Your Rights As An Investor Of course, Christopher Walters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Walters at Janney Montgomery Scott LLC, Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Walters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC, Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Christopher Walters If you have questions about Janney Montgomery Scott LLC, Truist Investment Services, Inc., BB&T Securities, LLC and/or Christopher Walters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Bernard Waters of Herbert J. Sims & Co., Inc

DID BERNARD JAMES WATERS CAUSE YOU INVESTMENT LOSSES? Bernard Waters Of Herbert J. Sims & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Bernard Waters Customer Complaint Bernard Waters has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where private placement investments were not in the best interest of the customer.  The FINRA arbitration proceeding was recently filed against Herbert J.  Sims and Co. for Bernard Waters alleged misconduct and still pending. Bernard Waters Red Flags & Your Rights As An Investor Of course, Bernard Waters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Waters at Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Bernard Waters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co., Inc. Due To Bernard Waters If you have questions about Herbert J. Sims & Co., Inc. and/or Bernard Waters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

David Ward of Wells Fargo Clearing Services

DID DAVID ANDREW WARD CAUSE YOU INVESTMENT LOSSES? David Ward Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct David Ward Customer Complaint David Ward has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an investment of funds borrowed against an insurance policy that trustee alleges to be inappropriate. The customer complaint was recently filed with Wells Fargo Advisors and is awaiting its review and determination. David Ward Red Flags & Your Rights As An Investor Of course, David Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ward at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David Ward If you have questions about Wells Fargo Clearing Services, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Genai Walker of Morgan Stanley

DID GENAI ANGELEE WALKER CAUSE YOU INVESTMENT LOSSES? Genai Walker Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Genai Walker Customer Complaint Genai Walker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a recommendation to purchase a long-term certificate of deposit which was allegedly not in the customer’s best interest. Morgan Stanley denied the customer complaint recently and so far, the investor has yet to file in the arbitration proceeding or taken any other action. Genai Walker Red Flags & Your Rights As An Investor Of course, Genai Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Genai Walker at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Genai Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Genai Walker If you have questions about Morgan Stanley and/or Genai Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Jason Wagoner of Fidelity Distributors Company LLC

DID JASON JOSPH WAGONER CAUSE YOU INVESTMENT LOSSES? Jason Wagoner Of Fidelity Distributors Company LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Wagoner Customer Complaint Jason Wagoner has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose material facts and unsuitable investment recommendations related to fixed income mutual funds. The FINRA arbitration proceeding was recently filed and is still pending against Fidelity Distributors Co. or Jason Wagoner’s alleged misconduct. Jason Wagoner Red Flags & Your Rights As An Investor Of course, Jason Wagoner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wagoner at Fidelity Distributors Company LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Wagoner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Distributors Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Distributors Company LLC Due To Jason Wagoner If you have questions about Fidelity Distributors Company LLC and/or Jason Wagoner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2024

Marcelo Ubal ofPNC Investments

DID MARCELO FABIAN UBAL CAUSE YOU INVESTMENT LOSSES? Marcelo Ubal Of PNC Investments And Formerly With Andbanc Brokerage, LLC Has A Customer Complaint For Alleged Broker Misconduct Marcelo Ubal Customer Complaint Marcelo Ubal has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of structured product investments made in the customer’s account. Cetera Investment Services recently denied the customer complaint, and, to date, no arbitration proceeding has been filed or other action taken by the investor. Marcelo Ubal Red Flags & Your Rights As An Investor Of course, Marcelo Ubal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcelo Ubal at PNC Investments and Andbanc Brokerage, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelo Ubal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and Andbanc Brokerage, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Marcelo Ubal If you have questions about PNC Investments and Andbanc Brokerage, LLC and/or Marcelo Ubal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2024

Brian Sharp of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BRIAN W SHARP CAUSE YOU INVESTMENT LOSSES? Brian Sharp Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Brian Sharp Customer Complaint Brian Sharp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to acting customer’s best interest, failure to follow customer’s instructions, and unsuitable investment recommendations which resulted in excessive trading of customer’s account. At Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint is and thus far, the investor has not taken any further action. Brian Sharp Red Flags & Your Rights As An Investor Of course, Brian Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Sharp at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Sharp If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2024

April Schoen of Park Avenue Securities LLC

DID APRIL R SCHOEN CAUSE YOU INVESTMENT LOSSES? April Schoen Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct April Schoen Customer Complaint April Schoen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advised that made unsuitable investment recommendation considering client’s time horizon. Park Avenue Securities recently denied the customer complaint and thus far, the investor has not taken any further action. April Schoen Red Flags & Your Rights As An Investor Of course, April Schoen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of April Schoen at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether April Schoen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To April Schoen If you have questions about Park Avenue Securities LLC and/or April Schoen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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