FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 12, 2024

Steven Sabo of LPL Financial LLC

DID STEVEN JOSEPH SABO CAUSE YOU INVESTMENT LOSSES? Steven Sabo Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Sabo Customer Complaint Steven Sabo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were an unsuitable recommendation to purchase an alternative REIT investment. The FINRA arbitration proceeding was recently filed against LPL Financial or Steven Sabo’s alleged misconduct and is still pending. Steven Sabo Red Flags & Your Rights As An Investor Of course, Steven Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sabo at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Sabo If you have questions about LPL Financial LLC and/or Steven Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 12, 2024

Scott Seltzer of Wells Fargo Clearing Services, LLC

DID SCOTT EDWARD SELTZER CAUSE YOU INVESTMENT LOSSES? Scott Seltzer Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Seltzer Customer Complaint Scott Seltzer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable investment recommendation to purchase structured products. The customer complaint was recently filed with J.P. Morgan Securities and awaiting its review and determination. Scott Seltzer Red Flags & Your Rights As An Investor Of course, Scott Seltzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Seltzer at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Seltzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Scott Seltzer If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or Scott Seltzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 12, 2024

Richard Rustic of Commonwealth Financial Network

DID RICHARD JAY RUSTIC CAUSE YOU INVESTMENT LOSSES? Richard Rustic Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Richard Rustic Customer Complaint Richard Rustic has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor breached his fiduciary duty when he allowed decedent to sign a change of beneficiary form. The customer complaint was recently filed and is still pending with Commonwealth Financial Network. Richard Rustic Red Flags & Your Rights As An Investor Of course, Richard Rustic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rustic at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Richard Rustic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Richard Rustic If you have questions about Commonwealth Financial Network and/or Richard Rustic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

Wayne Rubinas of RBC Capital Markets, LLC

DID WAYNE CURT RUBINAS CAUSE YOU INVESTMENT LOSSES? Wayne Rubinas Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Wayne Rubinas Customer Complaint Wayne Rubinas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not disclose fees on structured notes recommended. UBS Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action Wayne Rubinas Red Flags & Your Rights As An Investor Of course, Wayne Rubinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Rubinas at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wayne Rubinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Wayne Rubinas If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Wayne Rubinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

David Robinson of LPL Financial LLC

DID DAVID BRENT ROBINSON CAUSE YOU INVESTMENT LOSSES? David Robinson Of LPL Financial LLC And Formerly With Invest Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct David Robinson Customer Complaint David Robinson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT. The FINRA arbitration proceeding was recently filed against Invest Financial Corporation and LPL Financial and is still pending. David Robinson Red Flags & Your Rights As An Investor Of course, David Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Robinson at LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether David Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Robinson If you have questions about LPL Financial LLC, Invest Financial Corporation and/or David Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

Donald Zabudsky of Morgan Stanley

DID DONALD IVAN ZABUDSKYCAUSE YOU INVESTMENT LOSSES? Donald Zabudsky Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Donald Zabudsky Customer Complaint Donald Zabudsky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were offer and sale of investments involving corporate debt and equity listed stocks, and customer’s account were not in her best interest.  Customer complaints were recently filed with Morgan Stanley and the customer is awaiting its response. Donald Zabudsky Red Flags & Your Rights As An Investor Of course, Donald Zabudsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Zabudsky at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donald Zabudsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donald Zabudsky If you have questions about Morgan Stanley and/or Donald Zabudsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

Tricia Zelinka of Morgan Stanley

DID TRICIA A ZELINKA CAUSE YOU INVESTMENT LOSSES? Tricia Zelinka Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Tricia Zelinka Customer Complaint Tricia Zelinka has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Tricia Zelinka’s alleged misconduct and still pending. Tricia Zelinka Red Flags & Your Rights As An Investor Of course, Tricia Zelinka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tricia Zelinka at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tricia Zelinka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tricia Zelinka If you have questions about Morgan Stanley and/or Tricia Zelinka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 11, 2024

Kevin Rice of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEVIN J RICE CAUSE YOU INVESTMENT LOSSES? Kevin Rice Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kevin Rice Customer Complaint Kevin Rice has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Kevin Rice Red Flags & Your Rights As An Investor Of course, Kevin Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Rice at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Rice If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 10, 2024

Nicholas Watne ofFrost Brokerage Services, Inc

DID NICHOLAS R WATNE CAUSE YOU INVESTMENT LOSSES? Nicholas Watne Of Frost Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Watne Customer Complaint Nicholas Watne has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Frost Brokerage Services and its advisor aided and abetted an alleged theft and other fraudulent acts of the purported owner of an account.  The Texas Court action for over $9.9 million is still pending. Nicholas Watne Red Flags & Your Rights As An Investor Of course, Nicholas Watne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Watne at Frost Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Watne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Frost Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Frost Brokerage Services, Inc. Due To Nicholas Watne If you have questions about Frost Brokerage Services, Inc. and/or Nicholas Watne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 10, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Employment History and Termination Christiana O. Webb is an experienced broker who has worked in the securities industry since 2006. She was registered with Morgan Stanley from June 2009 to August 2024 and previously held positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Her career achievements include supervisory roles such as Financial Advisor at Morgan Stanley Private Bank, N.A, showcasing her long-standing involvement in the securities industry. She has passed five industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Ms. Webb was discharged from Morgan Stanley on August 13, 2024. The termination was attributed to using off-platform communications (e.g., personal texting) and providing educational guidance on assets held in a client’s self-directed account. These actions were deemed non-compliant with Morgan Stanley’s policies. Summary of Negative Disclosures Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading