FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 10, 2024

Matthew West of USCA Securities LLC

DID MATTHEW BROOKE WEST CAUSE YOU INVESTMENT LOSSES? Matthew West Of USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew West Customer Complaint Matthew West has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for losses and missed opportunity related to specific investments in customer’s account.  USCA Securities denied the customer complaints last year, and so far, it appears the investor has not taken any further action. Matthew West Red Flags & Your Rights As An Investor Of course, Matthew West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew West at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Matthew West If you have questions about USCA Securities LLC and/or Matthew West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Susan Whitesell of Janney Montgomery Scott LLC

DID SUSAN AAGAARD WHITESELL CAUSE YOU INVESTMENT LOSSES? Susan Whitesell Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct Susan Whitesell Customer Complaint Susan Whitesell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an operational manner that evolved into an arbitration regarding an IRA conversion.  The FINRA arbitration proceeding that was recently filed against Janney Montgomery Scott is still pending. Susan Whitesell Red Flags & Your Rights As An Investor Of course, Susan Whitesell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Whitesell at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Susan Whitesell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Susan Whitesell If you have questions about Janney Montgomery Scott LLC and/or Susan Whitesell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Rosaline Alam of Lincoln Investment

DID ROSALINE ALAM CAUSE YOU INVESTMENT LOSSES? Rosaline Alam Of Lincoln Investment And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Rosaline Alam Customer Complaint Rosaline Alam has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding surrender charges and fees associated with an investment.  The customer complaint was filed with Pruco Securities and is still pending. Rosaline Alam Red Flags & Your Rights As An Investor Of course, Rosaline Alam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosaline Alam at Lincoln Investment and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Rosaline Alam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Rosaline Alam If you have questions about Lincoln Investment, Pruco Securities, LLC and/or Rosaline Alam and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Nikko Richardson of Fidelity Brokerage Services LLC

DID NIKKO RICHARDSON CAUSE YOU INVESTMENT LOSSES? Nikko Richardson Of Fidelity Brokerage Services LLC And Formerly With PNC Investments and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Nikko Richardson Customer Complaint Nikko Richardson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to invest in the managed account. The FINRA arbitration proceeding was recently filed against Fidelity Brokerage Services and is still pending. Nikko Richardson Red Flags & Your Rights As An Investor Of course, Nikko Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikko Richardson at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikko Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, PNC Investments and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nikko Richardson If you have questions about Fidelity Brokerage Services LLC, PNC Investments, Morgan Stanley and/or Nikko Richardson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Steven Abraham of Hornor, Townsend & Kent, LLC

DID STEVEN ANTHONY ABRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Abraham Of Hornor, Townsend & Kent, LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Abraham Customer Complaints Steven Abraham has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was denied by MML Investors, Services, LLC and the investor took no further action.  There is currently one customer complaint that was recently filed against Steven Abraham with the brokerage firm which is still pending. Allegations Against Steven Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Abraham Red Flags & Your Rights As An Investor Of course, Steven Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Abraham at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Steven Abraham If you have questions about Hornor, Townsend & Kent, LLC, MML Investors Services, LLC and/or Steven Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Matthew Rhode of Edward Jones

DID MATTHEW CARL RHODE CAUSE YOU INVESTMENT LOSSES? Matthew Rhode Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Matthew Rhode Customer Complaint Matthew Rhode has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor breached his fiduciary duty as he did not submit paperwork in a timely manner to liquidate and transfer pension fund to Edward Jones. Edward Jones recently denied the customer complaint and thus far the investor has not taken any further action. Matthew Rhode Red Flags & Your Rights As An Investor Of course, Matthew Rhode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Rhode at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Matthew Rhode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Matthew Rhode If you have questions about Edward Jones and/or Matthew Rhode and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

John Rhoads, Jr. of United Planners’ Financial Services of America A Limited Partner

DID JOHN EDWARD RHOADS JR CAUSE YOU INVESTMENT LOSSES? John Rhoads, Jr. Of United Planners’ Financial Services of America A Limited Partner Has A Customer Complaint For Alleged Broker Misconduct John Rhoads, Jr. Customer Complaint John Rhoads, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraudulent misrepresentations, negligent misrepresentations, aiding and abetting a breach of fiduciary duty, fraud by concealment, fraud by nondisclosure, and negligence. The lawsuit was dismissed and the case was refiled recently in a FINRA arbitration forum where it is still pending. John Rhoads, Jr. Red Flags & Your Rights As An Investor Of course, John Rhoads, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rhoads, Jr. at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether John Rhoads, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To John Rhoads, Jr. If you have questions about United Planners’ Financial Services of America A Limited Partner and/or John Rhoads, Jr. and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

 Sarah Reznick of Edward Jones

DID SARAH SHIRAZI REZNICK CAUSE YOU INVESTMENT LOSSES? Sarah Reznick Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Sarah Reznick Customer Complaints Sarah Reznick has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Sarah Reznick’s alleged misconduct in favor of the investor. The same brokerage firm denied another customer complaint recently and thus far investor has not taken any further action. Allegations Against Sarah Reznick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sarah Reznick Red Flags & Your Rights As An Investor Of course, Sarah Reznick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Reznick at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Reznick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Reznick If you have questions about Edward Jones and/or Sarah Reznick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Kevin Regan of Northwestern Mutual Investment Services, LLC

DID KEVIN M REGAN CAUSE YOU INVESTMENT LOSSES? Kevin Regan Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Regan Customer Complaint Kevin Regan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to invest the trust fund’s assets in the managed advisory accounts according to the trust provisions.  The customer complaint was recently filed with Northwestern Mutual Investment Services and the investor is awaiting its disposition. Kevin Regan Red Flags & Your Rights As An Investor Of course, Kevin Regan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Regan at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Regan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Kevin Regan If you have questions about Northwestern Mutual Investment Services, LLC and/or Kevin Regan and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2024

Joel Radakovitz of Harbour Investments, Inc.

DID JOEL JOHN RADAKOVITZ CAUSE YOU INVESTMENT LOSSES? Joel Radakovitz Of Harbour Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joel Radakovitz Customer Complaint Joel Radakovitz has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the repositioning of claimant’s assets resulting in a large capital gain tax for that year. The customer alleged that the advisor knew or should have known about the tax ramifications of his recommendations and advised her of them. The FINRA arbitration proceeding that was recently filed against Harbour Investments is still pending. Joel Radakovitz Red Flags & Your Rights As An Investor Of course, Joel Radakovitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Radakovitz at Harbour Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joel Radakovitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Harbour Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Harbour Investments, Inc. Due To Joel Radakovitz If you have questions about Harbour Investments, Inc. and/or Joel Radakovitz and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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