FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 30, 2024

Kyle Linder of State Farm VP Management Corp. Reviews

DID KYLE LINDER CAUSE YOU INVESTMENT LOSSES? Kyle Linder Customer Complaints and Reviews Kyle Lindner has one disclosure on record, currently pending: Allegations Against Kyle Linder Kyle Linder Red Flags & Your Rights As An Investor Of course, Kyle Linder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Linder at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Kyle Linder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Kyle Linder If you have questions about State Farm VP Management Corp. and/or Kyle Linder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 30, 2024

Wendy Holmes of UBS Financial Services Inc.  Reviews

DID WENDY HOLMES CAUSE YOU INVESTMENT LOSSES? Wendy Holmes Customer Complaints and Reviews Holmes has one customer dispute disclosure on record. This disclosure is currently pending and involves the following key details: Allegations Against Wendy Holmes Wendy Holmes Red Flags & Your Rights As An Investor Of course, Wendy Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Holmes at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wendy Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Wendy Holmes If you have questions about UBS Financial Services Inc. and/or Wendy Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 29, 2024

Jacob Lafond Formerly With Northwestern Mutual Investment Services, LLC FIRED

DID JACOB MATTHEW LAFOND CAUSE YOU INVESTMENT LOSSES? Jacob Lafond Formerly With Northwestern Mutual Investment Services, LLC was recently fired, for alleged violations of firm policies concerning client authorization Jacob Lafond Employment History and Termination Negative Disclosure Jacob Lafond Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jacob Lafond is a red flag which should put all current and former customers of Jacob Lafond at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacob Lafond engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Jacob Lafond If you have questions about Northwestern Mutual Investment Services, LLC and/or Jacob Lafond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 29, 2024

Craig Blake of Level Four Financial, LLC Reviews

DID CRAIG STEVEN BLAKE CAUSE YOU INVESTMENT LOSSES? Craig Blake Customer Complaints and Reviews There is one customer dispute reported for Blake: Allegations Against Craig Blake Craig Blake Red Flags & Your Rights As An Investor Of course, Craig Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Blake at Level Four Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Craig Blake If you have questions about Level Four Financial, LLC and/or Craig Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 29, 2024

Ronald Albers Jr of Wells Fargo Clearing Services, LLC Reviews

DID RONALD DAVID ALBERS JR CAUSE YOU INVESTMENT LOSSES? Ronald Albers Jr Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Albers Jr Customer Complaints and Reviews There are two disclosure events reported for Albers: Allegations Against Ronald Albers Jr Ronald Albers Jr Red Flags & Your Rights As An Investor Of course, Ronald Albers Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Albers Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Albers Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Albers Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Albers Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 29, 2024

Fei Yang Formerly With J.P. Morgan Securities LLC FIRED

DID FEI YANG CAUSE YOU INVESTMENT LOSSES? Fei Yang Formerly With J.P. Morgan Securities LLC was terminated on October 8, 2024, following allegations related to the handling of bank certificates of deposit Fei Yang Employment History and Termination Fei Yang has worked in the securities industry with a registration as a broker at J.P. Morgan Securities LLC from November 2019 to October 2024. Her employment history reflects experience primarily in banking and financial services. She has completed two general industry/product exams (Securities Industry Essentials and Investment Company Products/Variable Contracts Representative exams) and one multi-state securities law exam. Yang’s employment with JPMorgan Chase Bank, N.A., ended in termination on October 8, 2024, following allegations related to the handling of bank certificates of deposit (CDs). Specifically, she was accused of changing the primary and secondary ownership of CDs for existing customers, which qualified her for incentive credits otherwise not eligible to her. Negative Disclosure Fei Yang Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Fei Yang is a red flag which should put all current and former customers of Fei Yang at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Fei Yang engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Fei Yang If you have questions about J.P. Morgan Securities LLC and/or Fei Yang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 28, 2024

Cody Keller Formerly With MML Investors Services, LLC FIRED

DID CODY MICHAEL HELLER CAUSE YOU INVESTMENT LOSSES? Cody Keller Formerly With MML Investors Services, LLC was recently fired, for failing to disclose a regulatory action on his U-4 Form Cody Keller Employment History and Termination Disclosure Events Cody Keller Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Cody Keller is a red flag which should put all current and former customers of Cody Keller at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cody Keller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cody Keller If you have questions about MML Investors Services, LLC and/or Cody Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 28, 2024

Jonathan Hurm Formerly With Equitable Advisors, LLC FIRED

DID JONATHAN CHARLES HURM CAUSE YOU INVESTMENT LOSSES? Jonathan Hurm Formerly With Equitable Advisors, LLC was recently terminated due to a violation of company policy. Jonathan Hurm Employment History and Termination Disclosure Event Jonathan Hurm Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jonathan Hurm is a red flag which should put all current and former customers of Jonathan Hurm at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hurm engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jonathan Hurm If you have questions about Equitable Advisors, LLC and/or Jonathan Hurm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 28, 2024

David Ward Formerly With Sovran Advisors, LLC FIRED

DID DAVID MICHAEL WARD CAUSE YOU INVESTMENT LOSSES? David Ward Formerly With Sovran Advisors, LLC was terminated on September 20, 2024, following allegations of policy violations regarding client communication and text message retention David Ward Employment History and Termination David M. Ward has an extensive career spanning several firms. Most recently, he was associated with Sovran Advisors, LLC from February 2024 until September 2024. He has also worked with firms like MML Investors Services, LLC and Lincoln Financial Advisors, among others. Mr. Ward is currently employed with Cetera Advisor Networks LLC as of February 22, 2024, registered in 14 U.S. states and territories. During his career, Mr. Ward passed two general industry/product exams and two multi-state securities law exams: David Ward was terminated by Sovran Advisors, LLC on September 20, 2024. The allegations involved breaches of firm policies, including communications with clients and text message retention, as well as requesting a personal loan from a client. Additionally, the firm accused him of misleading them during their investigation. Negative Disclosure David Ward Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Ward is a red flag which should put all current and former customers of David Ward at Cetera Advisor Networks LLC or Sovran Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC or Sovran Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC or Sovran Advisors, LLC Due To David Ward If you have questions about Cetera Advisor Networks LLC or Sovran Advisors, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 28, 2024

Kim Tran Formerly With NYLife Securities LLC FIRED

DID KIM THIEN TRAN CAUSE YOU INVESTMENT LOSSES? Kim Tran Formerly With NYLife Securities LLC was terminated on September 16, 2024, for following allegations related to a personal insurance matter Kim Tran Employment History and Termination Kim T. Tran was registered with NYLIFE Securities LLC from January 2009 to October 2024. During her career, she passed two general industry/product exams and one multi-state securities law exam but did not pass any principal/supervisory exams. Her qualifications include: She worked primarily as a registered representative and an agent for NYLIFE Securities LLC and New York Life Insurance Company in Houston, Texas. Her termination followed allegations regarding her father’s life insurance policy, that she submitted false documentation for a death claim related to her father’s life insurance policy. While this incident did not involve securities-related products or broker-dealer clients, it highlights the importance of thorough vetting of financial professionals. Negative Disclosure: Kim T. Tran has one reported disclosure related to her employment termination: Kim Tran Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kim Tran is a red flag which should put all current and former customers of Kim Tran at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kim Tran engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Kim Tran If you have questions about NYLife Securities LLC and/or Kim Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading