FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 4, 2024

James Lesniewski of Valic Financial Advisors, Inc.

DID JAMES PAUL LESNIEWSKI CAUSE YOU INVESTMENT LOSSES? James Lesniewski Valic Financial Advisors, Inc. And Formerly With Bankers Life Securities, Inc. and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct James Lesniewski Customer Complaint James Lesniewski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice related to distributions from a variable annuity contract.  LPL Financial recently denied the customer complaint and so far, it does not appear that the investor took any further action. James Lesniewski Red Flags & Your Rights As An Investor Of course, James Lesniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lesniewski at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Lesniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To James Lesniewski The denial of a customer complaint by the brokerage firm does not mean it does not have merit.  If you have questions about Valic Financial Advisors, Inc., Bankers Life Securities, Inc., LPL Financial LLC and/or James Lesniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

John Kuehnle of Osaic Institutions, Inc.

DID JOHN ALLEN KUEHNLE CAUSE YOU INVESTMENT LOSSES? John Kuehnle Of Osaic Institutions, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Kuehnle Customer Complaints John Kuehnle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Infinex Investments in favor of the investor for John Kuehnle’s alleged misconduct. The other customer complaint evolved into a FINRA arbitration proceeding that was recently filed and still pending. Allegations Against John Kuehnle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Kuehnle Red Flags & Your Rights As An Investor Of course, John Kuehnle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehnle at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Kuehnle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Kuehnle If you have questions about Osaic Institutions, Inc. and/or John Kuehnle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Steven Kocher of UBS Financial Services Inc.

DID STEVEN KARL KOCHER CAUSE YOU INVESTMENT LOSSES? Steven Kocher Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Kocher Customer Complaint Steven Kocher has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment recommendation and purchase was not in the client’s best interest. The customer complaint was recently filed with UBS Financial Services and is awaiting review and determination. Steven Kocher Red Flags & Your Rights As An Investor Of course, Steven Kocher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kocher at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Kocher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Steven Kocher If you have questions about UBS Financial Services Inc. and/or Steven Kocher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Joseph Haas III of Osaic Wealth, Inc

DID JOSEPH JOHN HAAS III CAUSE YOU INVESTMENT LOSSES? Joseph Haas III Of Osaic Wealth, Inc And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Haas III Customer Complaint Joseph Haas III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow client’s instructions to change distribution percentages in a transfer on death account. The lawsuit filed in New Jersey is still pending against Royal Alliance Associates for Joseph Hass’ alleged misconduct. Joseph Haas III Red Flags & Your Rights As An Investor Of course, Joseph Haas III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Haas III at Osaic Wealth, Inc and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Haas III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc Due To Joseph Haas III If you have questions about Osaic Wealth, Inc, Signator Investors, Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Alicia Gutierrez of Safra Securities LLC

DID ALICIA M HINOJOSA GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Alicia Gutierrez Of Safra Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Alicia Gutierrez Customer Complaints Alicia Gutierrez has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and so far the investors have not taken any further action. However, shortly after the customer complaints were filed, the brokerage firm terminated Alicia Gutierrez’ employment. Allegations Against Alicia Gutierrez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alicia Gutierrez Red Flags & Your Rights As An Investor Of course, Alicia Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alicia Gutierrez at Safra Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alicia Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Safra Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Safra Securities LLC Due To Alicia Gutierrez If you have questions about Safra Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alicia Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Charles Beyer of Edward Jones

DID CHARLES J BEYER CAUSE YOU INVESTMENT LOSSES? Charles Beyer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Charles Beyer Customer Complaint Charles Beyer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risk of loss related to an annuity roll over. Edward Jones recently denied the customer complaint and so far the investor has not taken any further action. Charles Beyer Red Flags & Your Rights As An Investor Of course, Charles Beyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Beyer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Beyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Beyer If you have questions about Edward Jones and/or Charles Beyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Anthony Mesquit of Fidelity Brokerage Services LLC

DID ANTHONY MESQUIT CAUSE YOU INVESTMENT LOSSES? Anthony Mesquit Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Anthony Mesquit Customer Complaint Anthony Mesquit has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser provided incorrect information prior to investor agreeing to a managed account solution.  Fidelity Brokerage Services recently denied.  The customer complaints, and it does not appear that the investor has filed any arbitration proceeding or taken any other action to date. Anthony Mesquit Red Flags & Your Rights As An Investor Of course, Anthony Mesquit did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Mesquit at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Mesquit has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Anthony Mesquit Just because Fidelity Brokerage Services denies a customer complaints does not mean it does not have any merit. If you have questions about Fidelity Brokerage Services LLC and/or Anthony Mesquit and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Jerome Messana of Aegis Capital Corp

DID JEROME ANTHONY MESSANA CAUSE YOU INVESTMENT LOSSES? Jerome Messana Of Aegis Capital Corp. And Formerly With Dawson James Securities, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Jerome Messana Customer Complaints Jerome Messana has been the subject of 10 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an American Arbitration Association arbitration proceeding in an arbitration award in favor of the customer. The other 9 customer complaints were settled by Jerome Messana’s current and former employers for his alleged misconduct in favor of the investors. Allegations Against Jerome Messana A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jerome Messana Red Flags & Your Rights As An Investor Of course, Jerome Messana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Messana at Aegis Capital Corp and Dawson James Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerome Messana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp and Dawson James Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Jerome Messana If you have questions about Aegis Capital Corp, Dawson James Securities, Inc. and/or Jerome Messana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Brian Mercado of Newedge Securities, Inc

DID BRIAN MERCADO CAUSE YOU INVESTMENT LOSSES? Brian Mercado Of Newedge Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brian Mercado Customer Complaint Brian Mercado has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where a wire transfer was made from customers trust account without her knowledge or consent and that the accompanying paperwork bearing her signature was tampered with, and that the firm’s call back verification procedures were not followed.  Mid Midlantic Capital Corporation recently denied the customer complaint and thus far, it does not appear that the investor has taken any further action. Brian Mercado Red Flags & Your Rights As An Investor Of course, Brian Mercado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mercado at Newedge Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Mercado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newedge Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newedge Securities, Inc. Due To Brian Mercado Just because Mid Atlantic Capital Corporation denied the customer complaint does not mean it does not have any merit. If you have questions about Newedge Securities, Inc. and/or Brian Mercado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Derek McLean of Cetera Advisors LLC

DID DEREK GUY MCLEAN CAUSE YOU INVESTMENT LOSSES? Derek McLean Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Derek McLean Customer Complaints Derek McLean has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by First Allied Securities in favor of the investor for Derek McLean’s alleged misconduct. Another customer complaint was recently filed against the same brokerage firm in the FINRA arbitration forum and still pending. Allegations Against Derek McLean A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Derek McLean Red Flags & Your Rights As An Investor Of course, Derek McLean did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek McLean at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Derek McLean has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Derek McLean If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Derek McLean and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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